AsiaStrategy director files initial ownership report

AsiaStrategy director Mr. Tao Yunming has filed an initial statement of beneficial ownership on a Form 3 for SORA.

Accepted by SEC EDGAR 04/17/2026 - 06:52 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AsiaStrategy director Mr. Tao Yunming has filed an initial statement of beneficial ownership on a Form 3 for SORA. The filing lists him as a director and shows no reported transactions, exercises, gifts, tax withholdings, restructurings, or derivative positions in the summary data provided.

Key Figures

Buy transactions: 0 Sell transactions: 0 Derivative transactions: 0 +1 more

4 metrics

Buy transactions 0 BuyCount in transaction summary

Sell transactions 0 SellCount in transaction summary

Derivative transactions 0 DerivativeTransactionCount in transaction summary

Net buy/sell direction neutral NetBuySellDirection in transaction summary

Key Terms

Form 3, beneficial ownership, reporting persons

3 terms

Form 3 regulatory

"has filed an initial statement of beneficial ownership on a Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership on a Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting persons regulatory

""reportingPersons": [ { "name": "TAO YUNMING Mr.""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AsiaStrategy (SORA) Form 3 for Mr. Tao Yunming show?

The Form 3 for AsiaStrategy reports that Mr. Tao Yunming is a director of the company. The summarized data shows no reported purchases, sales, exercises, gifts, restructurings, or derivative positions, indicating only an initial registration of insider status without transaction details.

Did Mr. Tao Yunming buy or sell any AsiaStrategy (SORA) shares in this Form 3?

No buy or sell activity appears in the summarized data for this Form 3. The transaction counts for purchases, sales, exercises, gifts, tax withholdings, and restructurings are all zero, so the filing functions as a status report rather than documenting trading activity.

What insider role is disclosed for Mr. Tao Yunming at AsiaStrategy (SORA)?

The filing identifies Mr. Tao Yunming as a director of AsiaStrategy, with no officer title and not flagged as a ten percent owner. This confirms his board-level role while the summarized information does not show any related equity transactions or derivative holdings at this time.

Does the AsiaStrategy (SORA) Form 3 disclose any derivative securities for Mr. Tao Yunming?

The derivative summary for this Form 3 is empty, and the derivative transaction count is zero. This indicates that, in the information summarized here, no options, warrants, or other derivative positions for Mr. Tao Yunming are listed as part of his initial beneficial ownership statement.

What does the transaction summary on the AsiaStrategy (SORA) Form 3 indicate overall?

The transaction summary shows zero for buys, sells, exercises, gifts, tax withholdings, restructurings, and holding entries, with a neutral net buy-sell direction. This suggests the document’s role is to register insider status rather than to record any change in share ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

TAO YUNMING Mr.

(Last) (First) (Middle)

33/F SUNSHINE PLAZA

353 LOCKHART ROAD, WAN CHAI, HONG KONG

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AsiaStrategy [ SORA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ TAO Yunming	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)