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Director Chen Shuo files initial ownership report at AsiaStrategy (SORA)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AsiaStrategy director Chen Shuo has filed an initial statement of beneficial ownership on Form 3. This filing establishes their status as a company insider but does not report any stock purchases, sales, option exercises, or other transactions at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Chen Shuo

(Last)(First)(Middle)
33/F SUNSHINE PLAZA
353 LOCKHART ROAD, WAN CHAI, HONG KONG

(Street)
HONG KONG00000

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
AsiaStrategy [ SORA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ CHEN Shuo03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Chen Shuo’s Form 3 filing mean for AsiaStrategy (SORA)?

The Form 3 shows that Chen Shuo is now an insider of AsiaStrategy. It is an initial ownership statement required by regulators and does not by itself indicate any recent share purchases, sales, or option exercises.

Does the AsiaStrategy (SORA) Form 3 for Chen Shuo show any stock transactions?

No, the Form 3 for Chen Shuo does not list any stock transactions. It simply records insider status and serves as a baseline disclosure, without reporting buys, sells, gifts, or option exercises in this filing.

Why is a Form 3 required for AsiaStrategy (SORA) director Chen Shuo?

Form 3 is required when someone becomes an insider, such as a director, of a public company. For AsiaStrategy, it creates an official regulatory record of Chen Shuo’s beneficial ownership position at the time they assumed insider status.

Does Chen Shuo’s Form 3 change AsiaStrategy (SORA) share count or structure?

The Form 3 itself does not change AsiaStrategy’s shares or capital structure. It is a disclosure document only, indicating insider status, and does not issue, cancel, or transfer any shares in this filing.

Is Chen Shuo buying or selling AsiaStrategy (SORA) shares in this Form 3?

The Form 3 does not show any buying or selling activity by Chen Shuo. It is an initial beneficial ownership report and contains no reported transactions such as open-market trades, gifts, or option exercises.
AsiaStrategy

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