AsiaStrategy (SORA) Co-CEO Ngai Kwan files initial Form 3 insider report

Rhea-AI Filing Summary

AsiaStrategy director and Co-Chief Executive Officer Ngai Kwan has filed an initial insider ownership report on Form 3 for SORA. The filing lists Ngai Kwan as both a director and officer but does not report any insider transactions or specific share holdings in this excerpt.

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Accepted by SEC EDGAR 03/18/2026 - 07:31 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Ngai Kwan

(Last) (First) (Middle)

33/F SUNSHINE PLAZA

353 LOCKHART ROAD, WAN CHAI, HONG KONG

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AsiaStrategy [ SORA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ NGAI Kwan	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Ngai Kwan's Form 3 filing for SORA indicate?

The Form 3 filing shows that Ngai Kwan is a director and Co-Chief Executive Officer of AsiaStrategy (SORA). It is an initial insider ownership report and, in this excerpt, does not list any specific transactions or share amounts.

Did Ngai Kwan buy or sell SORA shares in this Form 3?

This Form 3 excerpt shows no reported transactions for Ngai Kwan. The transaction summary lists zero buys, zero sells, and no derivative exercises, meaning it only establishes insider status rather than reporting trading activity.

What roles does Ngai Kwan hold at AsiaStrategy (SORA)?

Ngai Kwan is identified as both a director and an officer, with the title Co-Chief Executive Officer. This indicates a key leadership role in corporate oversight and day-to-day management, as reflected in the Form 3 filing.

Does this SORA Form 3 show any derivative or option positions for Ngai Kwan?

The provided Form 3 data lists a derivativeSummary that is empty and a transaction summary showing no derivative transactions. This means no options, warrants, or similar derivative holdings are detailed in this excerpt of the filing.

Why is there a Form 3 for AsiaStrategy (SORA) with no trades listed?

Form 3 is an initial ownership report, often filed when someone becomes an insider. It can appear with no trades listed, as its main purpose is to establish insider status, not necessarily to record immediate buying or selling.

What does the transactionSummary reveal in Ngai Kwan's SORA Form 3?

The transactionSummary shows zero counts for buys, sells, exercises, gifts, tax withholding, and restructurings. This indicates that, in this excerpt, the filing records no insider trading activity, only the presence of Ngai Kwan as an insider.