SoundHound AI CPO granted 400,000 RSUs

Chief Product Officer James Ming Hom receives 400,000 RSUs vesting over three years, with corrected grant date and updated total holdings.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

SOUNDHOUND AI, INC. (SOUN) reports that Chief Product Officer and director James Ming Hom received a grant of 400,000 restricted stock units of Class A Common Stock on July 30, 2026 under the company’s 2022 Incentive Award Plan. The grant vests in 36 equal monthly installments. The amendment also corrects the prior reported grant date and notes that his holdings now reflect 764 shares acquired in May 2026 through the 2022 Employee Stock Purchase Plan, bringing his direct ownership to 1,144,285 shares after these updates.

Insider Trade Summary

Grant/Award: 400,000 shares

Grant/Award 1 txn

Insider HOM JAMES MING

Role Chief Product Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2	400,000	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 1,144,285 shares (Direct)

Footnotes (2)

1. F1. This Form 4/A amends the Form 4 filed on August 3, 2026, to (i) correct the grant date of the restricted stock units reported herein from July 31,2026, to July 30, 2026 and (ii) include 764 shares of common stock acquired in May 2026 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.
2. F2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments.

Key Figures

Restricted stock units granted: 400,000 shares Vesting schedule: 36 installments Total shares owned after transaction: 1,144,285 shares +2 more

5 metrics

Restricted stock units granted 400,000 shares Grant of Class A Common Stock RSUs to Chief Product Officer on July 30, 2026

Vesting schedule 36 installments RSUs vest in 36 equal monthly installments under the 2022 Incentive Award Plan

Total shares owned after transaction 1,144,285 shares Direct ownership of Class A Common Stock following the reported grant and updates

ESPP shares included 764 shares Common stock acquired in May 2026 through the 2022 Employee Stock Purchase Plan

Reported grant price $0.00 per share Compensation grant of RSUs, not an open-market purchase or sale

Key Terms

restricted stock units, 2022 Incentive Award Plan, Employee Stock Purchase Plan

3 terms

restricted stock units financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2022 Incentive Award Plan financial

"Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan."

Employee Stock Purchase Plan financial

"764 shares of common stock acquired in May 2026 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did SOUNDHOUND AI (SOUN) grant to James Ming Hom?

SOUNDHOUND AI granted James Ming Hom 400,000 restricted stock units of Class A Common Stock on July 30, 2026 under the 2022 Incentive Award Plan. These units represent a stock-based compensation award rather than an open-market purchase.

How do the new RSUs for SOUN’s Chief Product Officer vest?

The 400,000 restricted stock units granted to SOUN’s Chief Product Officer vest in 36 equal monthly installments. This schedule spreads vesting over three years, with a portion of the RSUs becoming deliverable each month.

What total number of SOUN shares does James Ming Hom own after this Form 4/A?

After the reported award and updates, James Ming Hom directly holds 1,144,285 shares of SOUNDHOUND AI Class A Common Stock, as stated as the total shares following the transaction.

What correction does this Form 4/A make to the prior SOUN filing?

The amendment corrects the grant date of the restricted stock units from July 31, 2026 to July 30, 2026 and includes 764 shares of common stock acquired in May 2026 through the 2022 Employee Stock Purchase Plan.

Were any SOUNDHOUND AI (SOUN) shares bought or sold on the market in this filing?

No market purchases or sales are reported. The Form 4/A shows a grant of restricted stock units at a reported price of $0.00 per share (a compensation grant) and updates prior holdings to reflect 764 ESPP shares acquired in May 2026.

Was this SOUN insider transaction under a Rule 10b5-1 trading plan?

No. The Form 4/A indicates no Rule 10b5-1 trading plan for the reported equity grant. The transaction is described as a grant of restricted stock units under the company’s 2022 Incentive Award Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/17/2026 - 05:20 PM Accepted by SEC EDGAR 09/17/2026 - 05:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOM JAMES MING

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Product Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/03/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/30/2026(1)		A		400,000(2)	A	$0.00	1,144,285	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4/A amends the Form 4 filed on August 3, 2026, to (i) correct the grant date of the restricted stock units reported herein from July 31,2026, to July 30, 2026 and (ii) include 764 shares of common stock acquired in May 2026 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

2. Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments.

Remarks:

	/s /Warren Heit, attorney-in-fact for HOM JAMES MING	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)