SoundHound AI (NASDAQ: SOUN) CPO sells 31,019 shares for tax withholding

Rhea-AI Filing Summary

SoundHound AI, Inc. Chief Product Officer James Ming Hom reported an open-market sale of 31,019 shares of Class A common stock at $6.7903 per share. According to the footnote, the sale was made to satisfy tax withholding obligations related to previously granted restricted stock units. Following this transaction, he directly holds 772,364 shares, so the sale represents only a small portion of his overall stake.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOM JAMES MING

(Last) (First) (Middle)

C/O SOUNDHOUND AI, INC.

5400 BETSY ROSS DRIVE

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUNDHOUND AI, INC. [ SOUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Product Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/20/2026		S		31,019(1)	D	$6.7903	772,364	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025.

Remarks:

	/s /Warren Heit, attorney-in-fact for HOM JAMES MING	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SoundHound AI (SOUN) report for James Ming Hom?

SoundHound AI Chief Product Officer James Ming Hom reported selling 31,019 shares of Class A common stock. The shares were sold at $6.7903 each, primarily to cover tax withholding obligations from vested restricted stock units.

Why did SoundHound AI (SOUN) executive James Ming Hom sell 31,019 shares?

The sale was conducted to satisfy tax withholding obligations from the vesting of restricted stock units. These RSUs were granted on several past dates, and the sale helps cover the resulting tax liabilities rather than signaling a discretionary portfolio change.

How many SoundHound AI (SOUN) shares does James Ming Hom hold after this sale?

After the reported transaction, James Ming Hom directly holds 772,364 shares of SoundHound AI Class A common stock. This indicates he retains a substantial equity position in the company despite selling 31,019 shares to cover RSU-related tax obligations.

At what price were the SoundHound AI (SOUN) shares sold by James Ming Hom?

The 31,019 SoundHound AI Class A common shares were sold at an average price of $6.7903 per share. This price reflects the execution level for the tax-related sale connected to the vesting of previously granted restricted stock units.

What role does James Ming Hom hold at SoundHound AI (SOUN)?

James Ming Hom serves as Chief Product Officer and director at SoundHound AI, Inc. His Form 4 filing shows an insider transaction involving 31,019 shares sold to cover tax withholding tied to multiple restricted stock unit grants.

Were derivative securities involved in this SoundHound AI (SOUN) Form 4 filing?

No derivative security transactions were reported in this Form 4. The filing only shows a non-derivative transaction: the sale of 31,019 shares of Class A common stock to satisfy tax withholding obligations following RSU vesting.