SoundHound AI (SOUNW) Form 144 Notice: Insider Plans $981K Sale

Rhea-AI Filing Summary

Filing overview: This Form 144 notifies a proposed sale of 60,376 shares of common stock of SoundHound AI, Inc. (SOUNW) through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $981,110 and total shares outstanding listed as 375,150,890. The filing identifies two acquisition events: 30,000 shares acquired on 09/22/2025 by exercise of stock options and 30,376 shares acquired on 03/05/2023 in a private placement. Payment for both acquisitions is shown as cash.

Procedural notes: No securities were reported sold in the past three months. The filer certifies awareness of Rule 144 representations and, if applicable, 10b5-1 plan dates would be disclosed in the signature/remarks section. No earnings, operational metrics, or forward-looking information are included.

Insights

Securities Analyst

TL;DR Routine insider sale notice; modest size relative to outstanding shares suggests limited market impact.

The Form 144 reports a proposed sale aggregating 60,376 shares valued at $981,110 to be executed through an institutional broker on NASDAQ. The shares derive from two distinct acquisitions: option exercise on the same day of the proposed sale and an earlier private placement. The filing discloses no recent sales in the prior three months, consistent with a scheduled or planned disposition under Rule 144. Given the reported outstanding share count, the transaction represents a very small fraction of float and is unlikely to materially affect liquidity or share price on its own.

Corporate Governance Expert

TL;DR Compliance-focused filing shows procedural adherence; disclosures appear standard with required certifications.

The notice contains the expected attestations regarding material non-public information and cites reliance on Rule 144 procedures. It specifies acquisition dates and consideration, allowing investors to trace the holding period and basis for Rule 144 eligibility. Absence of disclosed 10b5-1 plan adoption date means no explicit trading-plan reliance is presented in the form. Overall, the filing meets rule disclosure norms without indicating governance concerns or extraordinary stakeholder actions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	60376	981110.00	375150890	09/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2025	Exercise of Stock Options	Issuer			30000	09/22/2025	Cash
Common	03/05/2023	Private placement	Issuer			30376	03/05/2023	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SoundHound AI's (SOUNW) Form 144 report?

The Form 144 reports a proposed sale of 60,376 common shares valued at $981,110, to be sold through Morgan Stanley Smith Barney on NASDAQ.

When were the shares acquired that are being offered in the Form 144?

The filing shows 30,000 shares acquired by option exercise on 09/22/2025 and 30,376 shares acquired in a private placement on 03/05/2023.

Does the Form 144 show any securities sold in the past three months for SOUNW?

No. The filing states "Nothing to Report" for securities sold during the past three months.

What broker is handling the proposed sale in this Form 144?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, New York, NY.

How large is the proposed sale relative to outstanding shares?

The filing lists 375,150,890 shares outstanding; the proposed sale of 60,376 shares is a very small fraction of that total.