[Form 3] Spectrum Brands Holdings, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Filing type: Form 3 initial statement for Spectrum Brands Holdings, Inc. (SPB) filed 09/03/2025 by Faisal Qadir. The reporting person is identified as Executive Vice President and Chief Financial Officer. The filing reports beneficial ownership of 8,658 shares of common stock held directly. That total includes restricted stock units (RSUs) that convert to common shares on scheduled vesting dates: portions vested on December 4, 2023 and December 6, 2024, with remaining tranches scheduled to vest on December 5, 2025, December 4, 2026, and December 3, 2027 provided the reporting person remains an employee on each vesting date.

Insights

Financial Analyst

TL;DR: Officer disclosure shows modest direct ownership comprised largely of time‑based RSUs with multi‑year vesting.

The Form 3 documents initial insider reporting for the CFO, disclosing 8,658 shares of common stock held directly. The position and ownership size are typical for an executive equity package at mid‑cap companies and are largely composed of restricted stock units subject to multi‑year, time‑based vesting. This is a routine SEC Section 16 disclosure that increases transparency about executive compensation and aligns executive incentives with shareholder returns over several years.

Corporate Governance Expert

TL;DR: Governance disclosure is complete for initial ownership and vesting schedule; no immediate governance concerns apparent from this filing.

The filing clearly states the reporting persons role as Executive Vice President and CFO and provides a breakdown of RSU tranches with specific vesting dates through 2027. From a governance perspective, the time‑based vesting structure reflects standard retention and alignment practices. The Form 3 does not disclose any indirect holdings or derivative instruments, and no amendments or unusual arrangements are reported.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Qadir Faisal

(Last) (First) (Middle)

C/O SPECTRUM BRANDS HOLDINGS, INC.

3001 DEMING WAY

(Street)

MIDDLETON WI 53562

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/03/2025

3. Issuer Name and Ticker or Trading Symbol
Spectrum Brands Holdings, Inc. [ SPB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	8,658(1)(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes (i) 2,510 restricted stock units which are settled in shares of common stock of the Issuer, one-third of which vested on December 4, 2023, one-third of which vested on December 6, 2024, and one-third of which will vest on December 5, 2025 if the Reporting Person is an employee of the Issuer on such date; (ii) 1,887 restricted stock units which are settled in shares of common stock of the Issuer, one-third of which vested on December 6, 2024, one-third of which will vest on December 5, 2025 if the Reporting Person is an employee of the Issuer on such date, and one-third of which will vest on December 4, 2026 if the Reporting Person is an employee of the Issuer on such date; and (iii) 1,385 restricted stock units which are settled in shares of common stock of the Issuer, one-third of which will vest on December 5, 2025 if the Reporting Person is an employee of the Issuer on such date,

2. (Continued from footnote 1) one-third of which will vest on December 4, 2026 if the Reporting Person is an employee of the Issuer on such date, and one-third of which will vest on December 3, 2027 if the Reporting Person is an employee of the Issuer on such date.

Remarks:

Executive Vice President and Chief Financial Officer Exhibit 24.1 Power of Attorney

	/s/ Faisal Qadir	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.