SPE director reports 1,961 common shares

SPECIAL OPPORTUNITIES FUND, INC. director Moritz A. Sell has filed an initial Form 3 stating beneficial ownership of 1,961 shares of the fund’s Common Stock.

Accepted by SEC EDGAR 04/01/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SPECIAL OPPORTUNITIES FUND, INC. director Moritz A. Sell has filed an initial Form 3 stating beneficial ownership of 1,961 shares of the fund’s Common Stock. These shares are reported as held with direct ownership, and the filing does not reflect any recent purchase or sale activity.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider SELL MORITZ A

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 1,961 shares (Direct)

Key Figures

Director share holdings: 1,961 shares

1 metrics

Director share holdings 1,961 shares Common Stock directly owned following reported holding entry

Key Terms

Form 3, Common Stock, beneficial ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"security_title: "Common Stock" for the reported holding"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficial ownership financial

"initial Form 3 stating beneficial ownership of 1,961 shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for SPE by Moritz A. Sell show?

The Form 3 filing shows that director Moritz A. Sell beneficially owns 1,961 shares of SPECIAL OPPORTUNITIES FUND, INC. Common Stock. It is an initial ownership report and does not indicate any recent stock purchase or sale.

How many SPE shares does Moritz A. Sell report owning on Form 3?

Moritz A. Sell reports owning 1,961 shares of SPECIAL OPPORTUNITIES FUND, INC. Common Stock. These shares are listed as directly owned, giving investors a baseline view of his equity stake as a company director.

Is the SPE Form 3 for Moritz A. Sell a buy or sell transaction?

The SPE Form 3 for Moritz A. Sell does not report a buy or sell transaction. It is categorized as a holding entry, simply disclosing his beneficial ownership position of 1,961 Common Stock shares as required for insiders.

What type of security is reported on the SPE Form 3 filing?

The filing reports holdings of Common Stock of SPECIAL OPPORTUNITIES FUND, INC. It lists 1,961 shares held with direct ownership, providing transparency into the director’s equity position in the closed-end fund.

Does the SPE Form 3 indicate direct or indirect ownership for Moritz A. Sell?

The Form 3 indicates direct ownership for the 1,961 shares of SPECIAL OPPORTUNITIES FUND, INC. Common Stock. The ownership code is reported as “D,” meaning the shares are held directly rather than through an intermediary entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

SELL MORITZ A

(Last) (First) (Middle)

C/O ULTIMUS FUND SOLUTIONS

225 PICTORIA DR., SUITE 450

(Street)

CINCINNATI OHIO 45246

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
SPECIAL OPPORTUNITIES FUND, INC. [ SPE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,961	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Stephanie L. Darling, as power of attorney for Moritz A. Sell	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)