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Special Opportunities Fund, Inc. (NYSE: SPE) – Form 144 filing
Kovitz Investment Group, acting on behalf of an unnamed account, has filed a Form 144 indicating its intent to sell 134 common shares of Special Opportunities Fund, Inc. through Fidelity Brokerage Services on or after 15 July 2025. The shares to be sold represent less than 0.01 % of the fund’s 2,235,775 shares outstanding and have an aggregate market value of $3,266.93.
The filing also discloses that the same account has disposed of 6,055 shares of the fund in the previous three-month period across four transactions, generating gross proceeds of approximately $147,334. All reported sales were executed on public markets and appear to be routine portfolio activity rather than insider disposition, as the filing does not identify the seller as an officer, director or affiliate of the issuer.
Rule 144 notices are procedural and do not obligate the filer to complete the sale; they merely provide advance disclosure that the shares are eligible for public resale under the Securities Act. Given the small size of the proposed sale relative to the float, the filing is unlikely to exert meaningful market pressure or materially affect the fund’s capital structure.