STOCK TITAN

SPGI CEO Catherine Clay buys 2,500 S&P Global shares at $431.39

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

S&P Global Inc. executive Catherine R. Clay, CEO of S&P Dow Jones Indices, bought 2,500 shares of S&P Global common stock in an open-market purchase at $431.39 per share on May 1, 2026, and now holds 2,500 common shares directly.

She also holds restricted stock units representing 857 and 1,325 underlying shares of common stock, each unit being a contingent right to receive one share. These RSU grants from March 1, 2026 vest 33% on March 1, 2027, 33% on March 1, 2028, and 34% on March 1, 2029.

Positive

  • None.

Negative

  • None.
Insider Clay Catherine R
Role CEO, S&P Dow Jones Indices
Bought 2,500 shs ($1.08M)
Type Security Shares Price Value
Purchase Common Stock 2,500 $431.39 $1.08M
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Common Stock — 2,500 shares (Direct, null); Restricted Stock Units — 1,325 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. As previously reported, the reporting person was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029. As previously reported, the reporting person was granted 857 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.
Common shares purchased 2,500 shares Open-market purchase on May 1, 2026
Purchase price $431.39 per share Open-market transaction on May 1, 2026
Direct common stock holdings 2,500 shares Total shares following transaction
RSUs underlying shares (grant 1) 1,325 shares Restricted stock units granted March 1, 2026
RSUs underlying shares (grant 2) 857 shares Restricted stock units granted March 1, 2026
RSU vesting schedule 33% / 33% / 34% Vesting each March 1 from 2027 to 2029
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of SPGI common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market purchase financial
"transaction_action: open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of SPGI common stock."
3-year vesting financial
"was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting."
vesting financial
"The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Clay Catherine R

(Last)(First)(Middle)
55 WATER STREET

(Street)
NEW YORK NEW YORK 10041

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
S&P Global Inc. [ SPGI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO, S&P Dow Jones Indices
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026P2,500A$431.392,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$0 (2) (2)Common Stock1,3251,325D
Restricted Stock Units(1)$0 (3) (3)Common Stock857857D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
2. As previously reported, the reporting person was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.
3. As previously reported, the reporting person was granted 857 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.
Remarks:
/s/ Judah Bareli, Attorney-in-Fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SPGI executive Catherine R. Clay report?

Catherine R. Clay reported buying 2,500 shares of S&P Global common stock in an open-market transaction. The purchase occurred on May 1, 2026 at a price of $431.39 per share, and she now directly holds 2,500 common shares following this transaction.

What role does Catherine R. Clay hold at S&P Global (SPGI)?

Catherine R. Clay serves as CEO of S&P Dow Jones Indices, a business within S&P Global Inc. This position makes her a senior executive, so her Form 4 filing discloses personal transactions in S&P Global common stock and related equity awards like restricted stock units.

At what price did Catherine R. Clay buy SPGI shares on May 1, 2026?

She purchased 2,500 shares of S&P Global common stock at $431.39 per share on May 1, 2026. This open-market purchase increased her direct holdings to 2,500 common shares, as reported in the Form 4 insider filing for S&P Global Inc. (SPGI).

How many restricted stock units linked to SPGI stock does Catherine R. Clay hold?

She holds restricted stock units covering 857 and 1,325 underlying shares of S&P Global common stock. Each unit represents a contingent right to receive one share, providing additional potential future equity exposure beyond her 2,500 directly held common shares.

What is the vesting schedule for Catherine R. Clay’s SPGI restricted stock units?

Both the 1,325-unit and 857-unit SPGI restricted stock grants from March 1, 2026 vest over three years. They vest 33% on March 1, 2027, another 33% on March 1, 2028, and the remaining 34% on March 1, 2029, subject to applicable conditions.

Do Catherine R. Clay’s SPGI restricted stock units immediately deliver common shares?

No. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock in the future. Actual share delivery depends on the units vesting over time according to the three-year vesting schedule disclosed for the March 1, 2026 grants.