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S&P Global (SPGI) EVP Bhathena receives multi-year RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bhathena Firdaus reported acquisition or exercise transactions in this Form 4 filing.

S&P Global Inc. reported that EVP and Chief Technology & Transformation Officer Firdaus Bhathena received two grants of restricted stock units as equity compensation. One award covers 4,115 restricted stock units and a second covers 2,743 restricted stock units, each representing a contingent right to receive one share of S&P Global common stock.

Both grants are subject to a three-year vesting schedule, with 33% of each award vesting on 05/01/2027, another 33% on 05/01/2028, and the remaining 34% on 05/01/2029. These are compensation-related awards rather than open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Bhathena Firdaus
Role EVP, CTTO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,115 $0.00 --
Grant/Award Restricted Stock Units 2,743 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,115 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. The reporting person was granted 4,115 restricted stock units on 05/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2027, 33% on 05/01/2028 and 34% on 05/01/2029. The reporting person was granted 2,743 restricted stock units on 05/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2027, 33% on 05/01/2028 and 34% on 05/01/2029.
RSU grant 1 4,115 restricted stock units Award of RSUs to EVP, CTTO on 05/01/2026
RSU grant 2 2,743 restricted stock units Second RSU award to EVP, CTTO on 05/01/2026
Vesting schedule 33% / 33% / 34% RSU vesting on 05/01/2027, 05/01/2028, 05/01/2029
Restricted Stock Units financial
"The reporting person was granted 4,115 restricted stock units on 05/01/2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
vesting financial
"subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of SPGI common stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bhathena Firdaus
(Last)(First)(Middle)
55 WATER STREET
(Street)
NEW YORK NEW YORK 10041
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
S&P Global Inc. [ SPGI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CTTO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)$005/01/2026A4,115 (2) (2)Common Stock4,115$04,115D
Restricted Stock Units(1)$005/01/2026A2,743 (3) (3)Common Stock2,743$02,743D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
2. The reporting person was granted 4,115 restricted stock units on 05/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2027, 33% on 05/01/2028 and 34% on 05/01/2029.
3. The reporting person was granted 2,743 restricted stock units on 05/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2027, 33% on 05/01/2028 and 34% on 05/01/2029.
Remarks:
/s/ Judah Bareli, Attorney-in-Fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did S&P Global (SPGI) report for Firdaus Bhathena?

S&P Global reported that EVP and CTTO Firdaus Bhathena received two grants of restricted stock units, totaling 4,115 and 2,743 units, as equity compensation. Each unit represents a contingent right to receive one share of S&P Global common stock after vesting.

Are Firdaus Bhathena’s S&P Global (SPGI) RSU grants open-market stock purchases?

No, the RSU grants are compensation awards, not open-market stock purchases. They were issued at a price of $0.00 per unit and will convert into S&P Global common shares only if and when the specified vesting conditions over three years are satisfied.

What is the vesting schedule for Firdaus Bhathena’s S&P Global (SPGI) RSUs?

Both RSU grants vest over three years. For each award, 33% of the restricted stock units vest on 05/01/2027, another 33% on 05/01/2028, and the remaining 34% on 05/01/2029, subject to the applicable vesting conditions.

How many restricted stock units did Firdaus Bhathena receive from S&P Global (SPGI)?

Firdaus Bhathena received two separate RSU awards from S&P Global: one grant of 4,115 restricted stock units and another grant of 2,743 restricted stock units. Each unit corresponds to one share of S&P Global common stock upon vesting.

What does each restricted stock unit (RSU) represent in the S&P Global (SPGI) filing?

Each restricted stock unit represents a contingent right to receive one share of S&P Global common stock. The units do not provide immediate ownership; they convert into shares only as they vest according to the disclosed three-year schedule.