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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): August 5, 2025
SOUND POINT MERIDIAN CAPITAL, INC.
(Exact name of Registrant as Specified in Its Charter)
Delaware |
|
811-23881 |
|
88-2315951 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
375 Park Avenue, 34th Floor, New York, New York |
|
10152 |
(Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (212) 895-2293
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, par value $0.001 per share |
|
SPMC |
|
New York Stock Exchange |
8.00% Series A Preferred Stock due 2029 |
|
SPMA |
|
New York Stock Exchange |
7.875% Series B Preferred Stock due 2030 |
|
SPME |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On August 5, 2025, Sound Point Meridian Capital,
Inc. (the “Company”) issued a press release announcing declaration of both common and preferred dividends for the third fiscal
quarter 2026 months ending October 31, 2025, November 28, 2025, and December 31, 2025. A copy of the press release is being filed as Exhibit
99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
Exhibit No. |
|
Description |
99.1 |
|
Press Release, dated August 5, 2025 |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
Sound Point Meridian Capital, Inc. |
|
|
Date: August 5, 2025 |
By: |
/s/ Ujjaval Desai |
|
Name: |
Ujjaval Desai |
|
Title: |
Chief Executive Officer |