Sound Point Meridian (NYSE: SPMA) updates NAV to $10.43–$10.53 per share

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of the net asset value (NAV) per share of its common stock. As of February 28, 2026, NAV per share was estimated to be in a range between $10.43 and $10.53. This NAV range reflects management’s internal calculation of the value of the company’s assets minus its liabilities on a per-share basis and is meant to give investors an updated view of the underlying value supporting the common stock.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): March 10, 2026

SOUND POINT MERIDIAN CAPITAL, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware		811-23881		99-3083840
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

375 Park Avenue, 34th Floor, New York, New York		10152
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: (212) 895-2293

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.001 per share		SPMC		New York Stock Exchange
8.00% Series A Preferred Stock due 2029		SPMA		New York Stock Exchange
7.875% Series B Preferred Stock due 2030		SPME		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 – Other Events.

Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of February 28, 2026, was between $10.43 and $10.53.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Sound Point Meridian Capital, Inc.
Date: March 10, 2026	By:	/s/ Ujjaval Desai
	Name:	Ujjaval Desai
	Title:	Chief Executive Officer

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FAQ

What NAV range did Sound Point Meridian Capital (SPMA) disclose?

Sound Point Meridian Capital’s management estimated its common stock net asset value (NAV) per share between $10.43 and $10.53 as of February 28, 2026. This unaudited range reflects the company’s internal assessment of assets minus liabilities on a per-share basis.

As of what date is Sound Point Meridian Capital’s NAV estimate effective?

The NAV estimate is effective as of February 28, 2026. Management calculated an unaudited range of $10.43 to $10.53 per common share, giving investors a point-in-time view of the company’s underlying per-share asset value on that specific date.

Is Sound Point Meridian Capital’s NAV per share estimate audited?

No, the disclosed net asset value (NAV) range is explicitly described as unaudited. Management estimated common stock NAV between $10.43 and $10.53 per share as of February 28, 2026, meaning it has not been reviewed or verified by independent auditors.

Which securities of Sound Point Meridian Capital are listed on the NYSE?

Sound Point Meridian Capital lists its Common Stock (par value $0.001 per share), 8.00% Series A Preferred Stock due 2029, and 7.875% Series B Preferred Stock due 2030 on the New York Stock Exchange, under separate trading symbols noted in the filing.

Who signed the Sound Point Meridian Capital 8-K reporting the NAV estimate?

The report was signed on behalf of Sound Point Meridian Capital, Inc. by Ujjaval Desai, serving as Chief Executive Officer. The signature confirms the company’s authorization of the disclosed unaudited NAV per-share estimate as of February 28, 2026.

Filing Exhibits & Attachments

4 documents

Other Documents

• EX-101 XBRL SCHEMA FILE 3.9 KB
• EX-101 XBRL DEFINITION FILE 26.4 KB
• EX-101 XBRL LABEL FILE 36.4 KB
• EX-101 XBRL PRESENTATION FILE 25.0 KB