Assured Guaranty group trims SPMC stake via AG Asset Strategies LLC sale

Rhea-AI Filing Summary

Sound Point Meridian Capital, Inc. had a small insider transaction reported by a 10% owner group. On January 29, 2026, AG Asset Strategies LLC, a 10% owner, sold 237 shares of Common Stock at $14.3171 per share in an indirect transaction.

Following this sale, the filing shows 5,269,453 shares of Common Stock beneficially owned indirectly. The shares are held directly by AG Asset Strategies LLC, which is owned through a chain of entities up to Assured Guaranty Ltd., making the other reporting entities indirect beneficial owners.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE, 5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		S		237	D	$14.3171	5,269,453	I	See footnote(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE, 5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty US Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Municipal Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

AG Asset Strategies LLC

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

	/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.	02/02/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc.	02/02/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc.	02/02/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc.	02/02/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Sound Point Meridian Capital (SPMC) disclose?

Sound Point Meridian Capital reported an insider sale of 237 shares of Common Stock by AG Asset Strategies LLC. The shares were sold on January 29, 2026 at $14.3171 per share, as part of an indirect ownership structure involving Assured Guaranty affiliates.

Who actually sold shares in the latest Form 4 for SPMC?

The sale was made by AG Asset Strategies LLC, which directly owns the reported Sound Point Meridian Capital shares. AG Asset Strategies LLC is owned through several Assured Guaranty entities, which are listed as indirect beneficial owners in the filing’s ownership chain description.

How many SPMC shares were sold and at what price?

The filing shows a sale of 237 shares of Common Stock at a price of $14.3171 per share. This single transaction is coded as a sale (S) and is reported as an indirect transaction through AG Asset Strategies LLC.

How many Sound Point Meridian Capital shares are beneficially owned after the transaction?

After the reported sale, the Form 4 lists 5,269,453 shares of Common Stock as beneficially owned indirectly. These shares are held directly by AG Asset Strategies LLC, with ownership flowing up through multiple Assured Guaranty entities to Assured Guaranty Ltd.

Which entities are listed as reporting persons in the SPMC Form 4?

The Form 4 lists Assured Guaranty Ltd, Assured Guaranty US Holdings Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty Inc., and AG Asset Strategies LLC. All are identified as 10% owners, with AG Asset Strategies LLC holding the shares directly.

Is the SPMC Form 4 transaction a direct or indirect shareholding change?

The Form 4 characterizes the position as indirectly owned, with the nature of ownership referencing a footnote. That footnote explains that AG Asset Strategies LLC directly owns the shares and the other listed entities are indirect beneficial owners through a parent-subsidiary ownership chain.