Welcome to our dedicated page for Sound Point Meridian Capital SEC filings (Ticker: SPME), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Sound Point Meridian Capital, Inc. 7.875% Series B Preferred Shares due 2030 (SPME) provides access to regulatory documents filed by Sound Point Meridian Capital, Inc., the issuer of this series of term preferred stock. These filings are made as part of the company’s obligations as a closed-end management investment company registered under the Investment Company Act of 1940 and as an issuer with securities listed on the New York Stock Exchange.
Forms 8-K are a key source of information for investors in SPME. Recent 8-K filings describe material events such as quarterly financial results, management’s unaudited estimates of the range of net asset value per share of common stock as of specific month-end dates, and changes in senior officers. They also confirm that the company’s common stock, its 8.00% Series A Preferred Stock due 2029, and its 7.875% Series B Preferred Stock due 2030 are registered and listed on the NYSE under the symbols SPMC, SPMA, and SPME, respectively.
Other filings incorporate press releases that detail net asset value per share of common stock, net investment income, realized and unrealized gains and losses on investments, and weighted average effective yields on the CLO equity portfolio. These documents also discuss the number of unique underlying loans to which the company has indirect exposure through its CLO investments and the concentration of exposure to the largest obligors.
Distribution-related information for SPME is also reflected in company disclosures. Press releases filed as exhibits to Forms 8-K outline monthly distributions on the 7.875% Series B Term Preferred Stock due 2030, specifying record dates, payable dates, and the per-share amounts that correspond to the stated annual distribution rate of 7.875% of the $25.00 liquidation preference. By reviewing these filings, investors can see how the company reports on income, portfolio characteristics, and capital structure elements that relate to SPME.
On Stock Titan, SEC documents for Sound Point Meridian Capital, Inc. are paired with AI-powered summaries that highlight the main points of lengthy filings. This helps readers quickly understand key disclosures about net asset value estimates, distribution declarations, portfolio metrics, and governance changes, while still allowing full access to the original SEC reports for detailed review.
Sound Point Meridian Capital, Inc. filed a current report to note that it issued a press release on August 12, 2025. The press release announced the company’s financial results for its first fiscal quarter ended June 30, 2025, provided information on portfolio activity through July 31, 2025, and included other corporate updates.
The press release is attached as Exhibit 99.1 and incorporated by reference, and the report is signed by Chief Executive Officer Ujjaval Desai.
Sound Point Meridian Capital, Inc. entered into a First Amendment to its CIBC Credit Facility that increases the maximum facility size from $125 million to $150 million and extends the facility maturity to August 4, 2028. Proceeds may be used for working capital and general corporate purposes. The amendment prohibits voluntary prepayments or reductions of commitments prior to August 6, 2026; after that date voluntary prepayments are allowed and are not subject to prepayment premiums. The amendment revises the calculation and timing of the facility commitment fee so the fee is payable only on the unused portion of aggregate commitments in excess of the greater of the total outstanding principal balance and a 70% minimum utilization. The amendment also permits one extension of the maturity date for up to 364 days subject to extension fees and customary conditions. Except as described, the other material terms remain unchanged.