Form 144: Proposed sale of 41,666 shares by Söderström

Stig Gustav Victor Söderström reported proposed sales of 41,666 shares of Common stock.

Rhea-AI Filing Summary

Stig Gustav Victor Söderström reported proposed sales of 41,666 shares of Common stock. The shares were acquired 03/01/2022 as compensation (stock options) and the planned method is listed as cashless exercise / same-day sale. The filing also lists three sales in the past three months: 20,833 shares on 04/01/2026, 20,833 shares on 05/05/2026, and 20,833 shares on 06/02/2026, with the dollar amounts shown alongside each sale.

Insights

Securities Compliance Counsel

Form 144 notice documents proposed affiliate sales and recent dispositions.

This filing lists a proposed resale of 41,666 shares acquired on 03/01/2022 as compensation via stock options and identifies the distribution method as cashless exercise / same-day sale. The filing enumerates three recent dispositions of 20,833 shares each on 04/01/2026, 05/05/2026, and 06/02/2026.

Review the issuer's transfer restrictions and any applicable holding periods under resale rules; the filing does not state clearance or broker details. Subsequent filings or broker confirmations will show execution details and cash‑flow treatment.

Equity Markets Analyst

Multiple recent dispositions and a new proposed sale create visible insider liquidity events.

The record shows three reported past sales of 20,833 shares each and a further proposed sale of 41,666 shares acquired as compensation on 03/01/2022. The method listed is cashless exercise / same-day sale, indicating shares may be converted and sold promptly.

Trade execution timing and actual proceeds are not provided here; market impact depends on whether these shares are sold in blocks or via brokered transactions and on public float size, which is not shown in the excerpt.

Key Figures

Proposed shares to sell: 41,666 shares Acquisition date: 03/01/2022 Past sale 1: 20,833 shares +5 more

8 metrics

Proposed shares to sell 41,666 shares listed as Securities To Be Sold

Acquisition date 03/01/2022 Acquired as compensation -- Stock Options

Past sale 1 20,833 shares Sale on 04/01/2026

Past sale 2 20,833 shares Sale on 05/05/2026

Past sale 3 20,833 shares Sale on 06/02/2026

Dollar amount (06/02/2026) $10,344,030.33 Amount shown alongside 06/02/2026 sale

Dollar amount (04/01/2026) $9,864,806.74 Amount shown alongside 04/01/2026 sale

Dollar amount (05/05/2026) $8,973,091.84 Amount shown alongside 05/05/2026 sale

Key Terms

cashless exercise, same-day sale, Securities To Be Sold

3 terms

cashless exercise financial

"Compensation -- Cashless exercise / same-day sale"

A cashless exercise is a way for an option holder to convert stock options into actual shares without paying the purchase price in cash; instead they immediately give up a portion of the newly issued shares to cover the cost and any withholding taxes. Investors care because this process increases the number of shares available and can slightly dilute existing holdings, while also signaling how insiders or employees are realizing compensation without needing cash — similar to paying for a purchase by handing over part of what you just bought.

same-day sale financial

"Compensation -- Cashless exercise / same-day sale"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for SPOT indicate?

It notifies a proposed sale of 41,666 shares. The filing shows acquisition on 03/01/2022 as compensation and lists the intended method as cashless exercise / same-day sale.

How many shares were sold in the past three months according to the filing?

The filing lists three separate sales of 20,833 shares each. These sales occurred on 04/01/2026, 05/05/2026, and 06/02/2026, with dollar amounts shown beside each transaction.

When were the proposed-to-be-sold shares originally acquired?

The shares were acquired on 03/01/2022 as compensation via stock options. The filing labels the acquisition source as Compensation -- Stock Options.

What sale method is specified in the Form 144?

The filing specifies cashless exercise / same-day sale. This indicates the shares were acquired by exercise of options with immediate disposition through a cashless/same-day sale process.

Who is identified as the seller in the filing?

The filing identifies Stig Gustav Victor Söderström with an address in Luxembourg. The notice lists his proposed sale and the recent dispositions attributed to him.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 06:20 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001848565
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Spotify Technology S.A.
SEC File Number	001-38438
Address of Issuer	33 Boulevard Prince Henri Luxembourg LUXEMBOURG L-1724
Phone	46(70)220-4607
Name of Person for Whose Account the Securities are To Be Sold	Stig Gustav Victor Soderstrom
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	41666	20125094.66	205832527	07/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2022	Acquired as compensation -- Stock Options	Issuer			41666	03/01/2022	Compensation -- Cashless exercise / same-day sale

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stig Gustav Victor Soderstrom 33 Boulevard Prince Henri Luxembourg N4 L-1724	Common	06/02/2026	20833	10344030.33
Stig Gustav Victor Soderstrom 33 Boulevard Prince Henri Luxembourg N4 L-1724	Common	04/01/2026	20833	9864806.74
Stig Gustav Victor Soderstrom 33 Boulevard Prince Henri Luxembourg N4 L-1724	Common	05/05/2026	20833	8973091.84

144: Remarks and Signature

Remarks	The sales of shares set forth herein are made in connection with a selling plan dated 12/11/2025, that is intended to comply with Rule 10b5-1(c).
Date of Notice	07/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/11/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Stig Gustav Victor Soderstrom
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)