Spotify CHRO files initial share ownership report

Spotify Technology S.A.

Rhea-AI Filing Summary

Spotify Technology S.A. Chief Human Resources Officer Anna Lundstrom filed an initial ownership report showing her equity position in the company. She directly holds 9,198 Ordinary Shares, including 7,155 restricted stock units that will vest over time, each convertible into one Ordinary Share when vesting conditions are met.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lundstrom Anna

Role Chief Human Resources Officer

Type	Security	Shares	Price	Value
holding	Ordinary Share	--	--	--

Holdings After Transaction: Ordinary Share — 9,198 shares (Direct)

Footnotes (1)

1. F1. Includes 7,155 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one Ordinary Share.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Anna Lundstrom’s Form 3 filing show for Spotify (SPOT)?

The Form 3 filing shows that Chief Human Resources Officer Anna Lundstrom directly holds 9,198 Ordinary Shares of Spotify. This total includes restricted stock units that vest over time, reflecting her initial reported equity stake as an executive of the company.

How many Spotify (SPOT) RSUs does Anna Lundstrom report on Form 3?

Anna Lundstrom reports 7,155 restricted stock units (RSUs) in her Form 3. Each RSU represents a contingent right to receive one Ordinary Share, vesting in accordance with the terms of the applicable award agreements over time.

Are Anna Lundstrom’s Spotify (SPOT) holdings direct or indirect?

The filing indicates that Anna Lundstrom’s 9,198 Ordinary Shares are held with direct ownership. The ownership code is listed as “D,” meaning she holds the shares and related RSUs directly rather than through an intermediary entity or trust.

Does Anna Lundstrom’s Form 3 show any recent Spotify (SPOT) share purchases or sales?

The Form 3 functions as an initial ownership report and does not show any specific recent purchases or sales. It instead discloses her existing holdings in Ordinary Shares and restricted stock units as she becomes a reportable insider.

What do the RSUs in Anna Lundstrom’s Spotify (SPOT) Form 3 represent?

The 7,155 RSUs represent contingent rights to receive one Ordinary Share per unit. These RSUs vest in accordance with the terms of the applicable awards, typically over a defined service or performance period specified by the company.

Why did Spotify (SPOT) Chief Human Resources Officer Anna Lundstrom file a Form 3?

Form 3 is required when someone becomes an officer, director, or major shareholder. Anna Lundstrom filed to report her initial beneficial ownership in Spotify, detailing both directly held Ordinary Shares and restricted stock units associated with her role.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 04:15 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lundstrom Anna

(Last) (First) (Middle)

33 BOULEVARD PRINCE HENRI

(Street)

LUXEMBOURG L-1724

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Human Resources Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Share	9,198(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 7,155 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one Ordinary Share.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Sung Lee, Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)