Spotify (NYSE: SPOT) CFO lists vested and unvested stock options

Rhea-AI Filing Summary

Spotify Technology S.A. Chief Financial Officer Christian Luiga filed an initial ownership report showing stock option holdings tied to Spotify ordinary shares. One option covers 9,989 underlying ordinary shares at an exercise price of 375.4000 per share and expires on October 1, 2029. According to the footnote, it is currently vested and exercisable for 3,538 shares, with the remainder vesting in substantially equal monthly installments through October 1, 2028. A second option covers 6,227 underlying ordinary shares at an exercise price of 602.2600 per share and expires on May 1, 2030; it is vested and exercisable for 1,298 shares, with the rest vesting in substantially equal monthly installments through May 1, 2029. This Form 3 does not report any new purchases or sales, only Luiga’s existing option positions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Luiga Christian

(Last) (First) (Middle)

33 BOULEVARD PRINCE HENRI

(Street)

LUXEMBOURG L-1724

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	(1)	10/01/2029	Ordinary Share	9,989	$375.4	D
Stock Option	(2)	05/01/2030	Ordinary Share	6,227	$602.26	D

Explanation of Responses:

1. The stock option is vested and exercisable with respect to 3,538 Ordinary Shares and will vest with respect to the remaining shares in substantially equal monthly installments through October 1, 2028.

2. The stock option is vested and exercisable with respect to 1,298 Ordinary Shares and will vest with respect to the remaining shares in substantially equal monthly installments through May 1, 2029.

	/s/ Sung Lee, Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Spotify (SPOT) CFO Christian Luiga report in this Form 3?

Christian Luiga reports his existing stock option holdings in Spotify ordinary shares. The filing lists two option grants with specific exercise prices, share amounts, expiration dates, and vesting schedules, but does not show any new share purchases, sales, or option exercises.

How many Spotify shares underlie Christian Luiga’s reported stock options?

The filing shows options over 9,989 and 6,227 underlying ordinary shares. These totals represent the full size of each grant, including both currently vested and unvested portions, and define the maximum number of shares that could be acquired upon full exercise of each option.

What are the exercise prices and expirations of Luiga’s Spotify stock options?

One option has an exercise price of 375.4000 per share and expires on October 1, 2029. The second option has an exercise price of 602.2600 per share and expires on May 1, 2030, defining the time window during which he can exercise them.

How much of Christian Luiga’s Spotify options are currently vested?

The filing notes that 3,538 shares under the first option and 1,298 shares under the second option are currently vested and exercisable. The remaining shares under each grant will vest in substantially equal monthly installments through October 1, 2028 and May 1, 2029, respectively.

Does this Spotify Form 3 show any insider buying or selling by the CFO?

No, the Form 3 does not show insider buying or selling activity. It is an initial ownership report that lists Luiga’s existing stock option grants and their vesting schedules, without recording new market transactions or option exercises in Spotify ordinary shares.