Spotify HR chief has 248.568 shares withheld

Spotify Technology S.A.

Rhea-AI Filing Summary

Spotify Technology S.A. (SPOT) reported that Chief Human Resources Officer Anna Lundstrom had 248.568 ordinary shares withheld on September 1, 2026 to satisfy a tax withholding obligation arising from the vesting of restricted stock units. The shares were valued at $543.62 per share, and her directly held position is now reported as 16,503.972 shares, with the filing noting that fractional amounts are computational only and no fractional ordinary shares are issued. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Tax Withholding: 248.568 shares

Tax Withholding 1 txn

Insider Lundstrom Anna

Role Chief Human Resources Officer

Type	Security	Shares	Price	Value
Tax Withholding	Ordinary Share F1, F2	248.568	$543.62	$135K

Holdings After Transaction: Ordinary Share — 16,503.972 shares (Direct)

Footnotes (2)

1. F1. Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs").
2. F2. The fractional amount shown reflects the computational result of RSU vesting and tax withholding. No fractional ordinary shares are issued.

Key Figures

Shares withheld for tax: 248.568 shares Per-share value for tax withholding: $543.62 per share Direct holdings after transaction: 16,503.972 shares

3 metrics

Shares withheld for tax 248.568 shares Ordinary shares withheld on September 1, 2026 to satisfy tax withholding from RSU vesting

Per-share value for tax withholding $543.62 per share Value applied to shares withheld to cover tax obligation on September 1, 2026

Direct holdings after transaction 16,503.972 shares Ordinary shares reported as directly held by Anna Lundstrom after the tax-withholding disposition

Key Terms

restricted stock units, tax withholding obligation, fractional ordinary shares

3 terms

restricted stock units financial

"Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs")."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligation financial

"Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs")."

fractional ordinary shares financial

"The fractional amount shown reflects the computational result of RSU vesting and tax withholding. No fractional ordinary shares are issued."

A fractional ordinary share is a portion of a single common share, like owning a slice of a pizza rather than the whole pie. It gives an investor proportionate economic rights — such as a share of dividends and price gains or losses — allowing smaller-dollar purchases and easier diversification, though practical rights like voting or transferability can depend on the broker or platform handling the fraction.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SPOT’s Chief Human Resources Officer report?

Anna Lundstrom reported that 248.568 ordinary shares were withheld on September 1, 2026 to cover a tax withholding obligation from vesting restricted stock units, at a value of $543.62 per share. This was a routine tax-related disposition, not an open-market sale.

How many Spotify (SPOT) shares does Anna Lundstrom hold after this transaction?

After the September 1, 2026 tax-withholding event, Anna Lundstrom’s directly held position is reported as 16,503.972 ordinary shares. The filing explains that fractional share amounts are computational results and that no fractional ordinary shares are actually issued.

Was the SPOT insider transaction made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to this transaction. It is described as shares withheld to satisfy a tax withholding obligation from restricted stock unit vesting, rather than a discretionary trading-plan sale.

What price per share was used for the SPOT tax-withholding disposition?

The shares withheld for tax purposes were valued at $543.62 per ordinary share. This price is used in the filing to quantify the 248.568 shares delivered or withheld to satisfy the tax liability arising from restricted stock unit vesting.

Did the SPOT insider sell shares in the open market?

The filing characterizes the transaction as shares withheld to satisfy a tax withholding obligation from restricted stock unit vesting, not as an open-market sale. It is a routine tax-related disposition rather than a discretionary trade in the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 05:53 PM EDT Accepted by SEC EDGAR 09/03/2026 - 04:29 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lundstrom Anna

(Last) (First) (Middle)

C/O SPOTIFY AB

REGERINGSGATAN 19

(Street)

STOCKHOLM 11153

(City) (State) (Zip)

SWEDEN

(Country)

2. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Human Resources Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Share	09/01/2026		F		248.568(1)	D	$543.62	16,503.972(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs").

2. The fractional amount shown reflects the computational result of RSU vesting and tax withholding. No fractional ordinary shares are issued.

	/s/ Sung Lee, Attorney-in-Fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)