Welcome to our dedicated page for Sprott Physical Platinum & Palladium Tr SEC filings (Ticker: SPPP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprott Physical Platinum and Palladium Trust (SPPP) files regulatory reports with the U.S. Securities and Exchange Commission as a foreign private issuer. These filings give investors insight into how the Trust holds physical platinum and palladium bullion and how its performance and operations are described by management.
In a Form 6-K report, the Trust notes that it provides an Interim Management Report of Fund Performance and Unaudited Interim Financial Statements as of a specified interim date. That report is incorporated by reference into its registration statement on Form F-10. Together, these documents outline the Trust’s structure, its bullion holdings, and other information relevant to investors in its exchange-traded units.
On this page, you can review Sprott Physical Platinum and Palladium Trust’s SEC filings as they are made available through EDGAR. Core documents may include Form 6-K current reports for foreign private issuers and the Form F-10 registration statement referenced in those reports. These filings help explain how the Trust invests in unencumbered, fully allocated platinum and palladium bullion and how it presents its fund performance.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, helping readers understand the main disclosures without reading every page. Real-time access to new filings, combined with simplified explanations, allows investors to follow changes in SPPP’s regulatory reporting and better interpret the Trust’s role as an exchange-traded vehicle for physical platinum and palladium bullion.
Sprott Physical Platinum and Palladium Trust filed a Form 6-K to provide investors with its Interim Management Report of Fund Performance and Unaudited Interim Financial Statements as of September 30, 2025. These materials are included as Exhibit 99.1 to the report.
The exhibit is also incorporated by reference into the Trust’s existing Canadian shelf registration on Form F-10, which may be used for future securities offerings. This 6-K mainly serves to make the interim performance discussion and financial information available to U.S. investors through the SEC system.
Raymond James & Associates filed a Schedule 13G reporting beneficial ownership in Sprott Physical Platinum & Palladium Trust (SPPP).
The firm reported 505,516 Units of Beneficial Interest, representing 5.1% of the class as of 09/30/2025. It reported 0 sole and shared voting power, and 505,516 sole dispositive power, consistent with an investment adviser (Type: IA) holding the securities in the ordinary course. The certification states the position was not acquired to change or influence control.
Sprott Physical Platinum and Palladium Trust will hold primarily physical platinum and palladium bullion, investing at least
Key costs include a management fee of