Welcome to our dedicated page for Sprott Physical Platinum and Palladium Trust SEC filings (Ticker: SPPP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprott Physical Platinum and Palladium Trust (SPPP) files regulatory reports with the U.S. Securities and Exchange Commission as a foreign private issuer. These filings give investors insight into how the Trust holds physical platinum and palladium bullion and how its performance and operations are described by management.
In a Form 6-K report, the Trust notes that it provides an Interim Management Report of Fund Performance and Unaudited Interim Financial Statements as of a specified interim date. That report is incorporated by reference into its registration statement on Form F-10. Together, these documents outline the Trust’s structure, its bullion holdings, and other information relevant to investors in its exchange-traded units.
On this page, you can review Sprott Physical Platinum and Palladium Trust’s SEC filings as they are made available through EDGAR. Core documents may include Form 6-K current reports for foreign private issuers and the Form F-10 registration statement referenced in those reports. These filings help explain how the Trust invests in unencumbered, fully allocated platinum and palladium bullion and how it presents its fund performance.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, helping readers understand the main disclosures without reading every page. Real-time access to new filings, combined with simplified explanations, allows investors to follow changes in SPPP’s regulatory reporting and better interpret the Trust’s role as an exchange-traded vehicle for physical platinum and palladium bullion.
Sprott Physical Platinum and Palladium Trust filed its annual report on March 13, 2026 on Form 40-F, incorporating the Registrant’s Audited Financial Statements, Annual Information Form and Management’s Discussion and Analysis for the year ended December 31, 2025.
The report states 43,566,837 shares outstanding as of the close of the period covered by the annual report. Management concluded that disclosure controls and procedures were effective and reported no changes in internal control over financial reporting. The auditor is KPMG LLP, with total fees disclosed as $179,892 for 2025.
Sprott Physical Platinum and Palladium Trust filed a Form 6-K to provide investors with its Interim Management Report of Fund Performance and Unaudited Interim Financial Statements as of September 30, 2025. These materials are included as Exhibit 99.1 to the report.
The exhibit is also incorporated by reference into the Trust’s existing Canadian shelf registration on Form F-10, which may be used for future securities offerings. This 6-K mainly serves to make the interim performance discussion and financial information available to U.S. investors through the SEC system.
Raymond James & Associates filed a Schedule 13G reporting beneficial ownership in Sprott Physical Platinum & Palladium Trust (SPPP).
The firm reported 505,516 Units of Beneficial Interest, representing 5.1% of the class as of 09/30/2025. It reported 0 sole and shared voting power, and 505,516 sole dispositive power, consistent with an investment adviser (Type: IA) holding the securities in the ordinary course. The certification states the position was not acquired to change or influence control.
Sprott Physical Platinum and Palladium Trust will hold primarily physical platinum and palladium bullion, investing at least 90% of net assets in Good Delivery platinum and palladium (minimum fineness 99.95%, weight between 32.151 and 192.904 troy ounces). The trust may hold up to 10% in short-term cash, high-quality short-term debt or equivalents for operational purposes. It will not invest in certificates, futures or other financial instruments representing the metals.
Key costs include a management fee of 0.50% per annum paid monthly, current delivery fees of $0.50 per ounce for platinum and $5.00 per ounce for palladium, and potential redemption fees up to 1% of bullion value plus a $250 administrative fee. Minimum physical-redemption threshold is 25,000 trust units. Financial statements incorporated include audited annual statements for fiscal years ended December 31, 2024 and December 31, 2023, and interim results to June 30, 2025.