Welcome to our dedicated page for Sunpower SEC filings (Ticker: SPWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SunPower Inc. (SPWR) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. SunPower’s filings include registration statements, current reports, and other documents that describe its capital structure, material agreements, acquisitions, and reporting status.
Among the notable filings is a Form S‑1 registration statement that explains SunPower’s equity line of credit arrangement with White Lion Capital LLC. This document describes a Common Stock Purchase Agreement under which SunPower may, at its discretion and subject to conditions, sell shares of common stock to White Lion up to a specified commitment amount. The S‑1 also discusses the company’s status as an emerging growth company and provides background on its corporate history and name changes.
Multiple Forms 8‑K detail material events such as the Membership Interest Purchase Agreements used to acquire Sunder Energy LLC and Ambia Energy, LLC (Ambia). These filings describe the structure of the consideration, including cash, a seller note, and shares of common stock, as well as post‑closing share issuances subject to Nasdaq rules and stockholder approval. Other 8‑K filings discuss the issuance of convertible notes, a separate convertible promissory note to a trust controlled by the company’s Chief Executive Officer and Executive Chairman, and the receipt of a Nasdaq deficiency notice related to a delayed Form 10‑Q filing.
SunPower has also filed a Form 12b‑25 (NT 10‑Q) explaining the reasons for a late quarterly report and indicating the expected timing of that filing. Additional 8‑K filings describe the corporate name change from Complete Solaria, Inc. to SunPower Inc., while confirming that the company’s common stock continues to trade on the Nasdaq Global Market under the symbol SPWR and its warrants on the Nasdaq Capital Market under SPWRW.
On Stock Titan, these filings are paired with AI‑powered summaries that highlight key terms, transaction structures, and listing‑related information. Users can quickly see which documents relate to capital raises, acquisitions, convertible instruments, or listing compliance, and then open the full SEC text for more detailed review. This structure helps investors and researchers navigate SunPower’s regulatory history, from financing arrangements to corporate changes and acquisition‑related disclosures.
SunPower Inc. is asking stockholders at a virtual special meeting on March 25, 2026 to approve several share issuance proposals tied to recent acquisitions and new financing arrangements. The company has 113,599,624 shares of common stock outstanding as of the January 30, 2026 record date.
Proposals 1–3 seek approval under Nasdaq Listing Rule 5635(a) to issue additional shares as deferred consideration for the Sunder Energy and Ambia Energy acquisitions and to allow conversion of additional 7.00% Convertible Senior Notes due 2029. Proposals 4–5 request approval under Rule 5635(d) to expand an equity purchase commitment with White Lion from $30.0 million to $55.0 million and to issue shares under a standby equity purchase agreement and related promissory notes with Yorkville that may equal or exceed 20% of shares outstanding as of January 27, 2026.
Proposal 6 would add 8,000,000 shares to the 2023 Equity Incentive Plan. The proxy highlights potential dilution if each proposal is fully used, including 5.5% from Sunder deferred shares, 10.2% from additional convertible notes, 9.3% from Ambia deferred shares, 12.1% from the expanded White Lion facility, 9.9% from assumed Yorkville conversions, and 6.6% from the equity plan. The company notes it may need more-expensive or more-dilutive financing and could face default under the Sunder note if some proposals are not approved.
Carlyle-affiliated investment entities report beneficial ownership of 6,385,539 shares of SunPower Inc. common stock, representing 5.4% of the outstanding class. The position is reported on a Schedule 13G/A (Amendment No. 4), which is used for passive ownership filings rather than activist stakes.
The stake includes 433,158 shares held of record by CRSEF Solis Holdings, L.L.C. and 5,952,381 shares issuable upon conversion of a convertible note held by the same entity. Based on these holdings, total SunPower common stock is cited as 118,728,409 shares as of this filing. A complex chain of Carlyle-controlled entities may be deemed to share beneficial ownership of these securities, although each expressly disclaims such beneficial ownership. The reporting parties certify the securities were not acquired and are not held for the purpose of changing or influencing control of SunPower.
SunPower Inc. is calling a virtual special stockholder meeting to approve several actions that could significantly change its capital structure. Stockholders are asked to authorize additional share issuances tied to the completed acquisitions of Sunder Energy and Ambia Energy, potential conversion of $22,225,000 of 7.00% Convertible Senior Notes due 2029, and expanded equity financing arrangements with White Lion and Yorkville. The company also seeks to add 8,000,000 shares of common stock to its 2023 Equity Incentive Plan. SunPower discloses that each proposal could dilute existing holders by between 5.5% and 12.1%, based on 113,599,624 shares outstanding as of January 30, 2026.
SunPower Inc. is registering up to 65,385,828 shares of common stock for resale by existing securityholders. The shares include stock issued in the Ambia and Sunder acquisitions, stock held by former affiliates, and shares issuable upon conversion of 7% convertible senior notes due 2029.
The company itself is not selling shares and will not receive proceeds from these resales. As context, there were 112,776,028 shares outstanding as of January 29, 2026, and full note conversion would increase this. SunPower highlights its roll-up strategy in residential solar through SunPower Businesses, Sunder, Ambia and Cobalt, but discloses substantial doubt about its ability to continue as a going concern, very limited cash, significant debt and notes payable, and material weaknesses in internal controls.
SunPower Inc. is registering up to 22,381,878 shares of common stock for resale by YA II PN, LTD (Yorkville), rather than issuing them directly to public investors. These shares consist of 22,206,878 shares issuable upon conversion of Yorkville’s promissory notes and 175,000 commitment shares.
SunPower will not receive proceeds from Yorkville’s resale of these shares, but has already received
As of
SunPower Inc. updates its resale prospectus to cover up to 48,521,163 shares of common stock that may be offered and sold by White Lion Capital under an existing equity line of credit. SunPower is not selling the shares in this prospectus and will not receive proceeds from White Lion’s resales.
Under the purchase agreement, SunPower may sell common stock to White Lion and could receive up to approximately $48.5 million if 48,521,163 shares are sold to White Lion at $1.00 per share. The supplement also discloses a leadership change: Jeanne Nguyen resigned as interim Chief Financial Officer and continues as Chief Accounting Officer, while Wendell Laidley was appointed Chief Financial Officer and Principal Financial Officer with a $400,000 base salary, 50% target bonus, and 1,200,000 RSUs.
SunPower Inc. announced a leadership change in its finance organization. Jeanne Nguyen resigned from her role as interim Chief Financial Officer but will continue as Chief Accounting Officer. The company appointed Wendell Laidley as Chief Financial Officer and Principal Financial Officer, effective February 2, 2026.
Under an offer letter dated February 1, 2026, Mr. Laidley will receive an annual base salary of $400,000 and an annual target bonus opportunity equal to 50% of his base salary. He will also be granted 1,200,000 restricted stock units (RSUs), with 20% vesting after a 12‑month cliff and the remaining RSUs vesting annually over the following four years. The company states there are no special arrangements, family relationships, or related‑party transactions connected to his appointment.
SunPower Inc. has filed a resale registration covering up to 65,385,828 shares of common stock to be sold from time to time by existing holders. The shares include stock previously issued in the Ambia and Sunder acquisitions, shares underlying 7% convertible senior notes due 2029, and shares held by certain former affiliates.
SunPower will not sell any securities in this offering and will not receive proceeds from share resales, though it will bear registration expenses. As of January 29, 2026, 112,776,028 shares were outstanding, with a pro forma figure of 178,161,856 shares assuming full note conversion and resale registration.
The company has grown through multiple acquisitions, including SunPower Businesses, Sunder, Ambia and Cobalt, and has issued 7% convertible notes maturing in 2029. It operates as an emerging growth and smaller reporting company and highlights substantial risks, including recurring losses, going concern doubts, a need for additional capital, material weaknesses in internal controls, heavy reliance on government incentives and net metering, exposure to tariffs and trade actions, and sensitivity to macroeconomic conditions and interest rates.
SunPower Inc. filed a prospectus supplement covering up to 48,521,163 shares of common stock for potential resale by White Lion Capital, LLC under an equity line of credit. SunPower will not receive proceeds from White Lion’s resale of these shares but may receive up to approximately $48.5 million from selling stock to White Lion itself pursuant to the purchase agreement.
Separately, SunPower completed the acquisition of Cobalt Power Systems, Inc., issuing 1.8 million shares of common stock at closing, and agreeing to issue additional common stock valued at $3.33 million on each of the 12‑ and 18‑month anniversaries of closing, plus restricted stock units for Cobalt employees.