Welcome to our dedicated page for SunPower SEC filings (Ticker: SPWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunPower Inc. filings document the reporting record of an emerging growth company with common stock and warrants outstanding. Recent Forms 8-K describe material agreements, convertible debentures, SAFE financing arrangements, unregistered sales of securities, exchange transactions, creation of debt obligations, and capital-structure changes tied to its solar technology, services, and installation business.
The filing record also covers annual-report timing, operating and financial results, Regulation FD presentation materials, shareholder voting matters, and audit committee determinations that prior interim financial statements should no longer be relied upon. These disclosures include governance, liquidity and accounting matters associated with SunPower's residential solar, New Homes, dealer and related installation operations.
SunPower Inc. registers 55,088,493 shares of common stock for resale under a prospectus supplement dated July 7, 2026.
The registration consists of 36,283,183 Conversion Shares10.0% notes due 2029 and 18,805,310 Exchange Shares
The supplement also attaches a Form 8-K disclosing the appointment of Tom Kowalczuk$400,000 base salary, a 50% target bonus, and a 1,000,000 RSU
SunPower Inc. registers the resale or other disposition of up to 22,381,878 shares of its common stock by YA II PN, LTD ("Yorkville"). The registration covers 22,206,878 Conversion Shares and 175,000 Commitment Shares issued under a standby equity purchase agreement.
The prospectus supplement states SunPower is not selling shares here and will not receive proceeds from Yorkville's resale. The company previously received $1,710,000 and $9,000,000 in financing related to the SEPA and YA Debenture. The supplement updates the prospectus by attaching a Form 8-K filed on July 7, 2026.
SunPower Inc. supplements its prospectus to register up to 48,521,163 shares of common stock that may be issued to White Lion Capital, LLC under a previously disclosed Common Stock Purchase Agreement establishing an equity line of credit. The supplement states the company is not selling shares here; the selling securityholder may sell registered shares in market or negotiated transactions. The company notes potential proceeds to the issuer of up to $48.5 million if all Offered Securities were issued at $1.00 per share and sold to White Lion, and provides an update disclosing the appointment and compensation terms for the new Chief Financial Officer, including a $400,000 base salary and 1,000,000 RSUs as an inducement award.
SunPower Inc. has appointed Tom Kowalczuk as its Chief Financial Officer and Principal Financial Officer, effective June 30, 2026. He brings more than 20 years of finance and accounting experience, including senior roles at Bespoken Spirits, Campari and Beam Suntory.
Under an offer letter dated June 26, 2026, Kowalczuk will receive a base salary of $400,000 and an annual target bonus equal to 50% of his base salary. He will also be granted 1,000,000 restricted stock units as an employment inducement award, with 20% vesting after a 12‑month cliff and the remainder vesting annually over the following four years.
The company states there are no arrangements or understandings with other persons regarding his selection, no required family relationship disclosures, and no related‑party transactions requiring disclosure under Regulation S‑K.
SunPower Inc. insider group led by Thurman J. Rodgers reports owning 59,160,705 shares of common stock, or 39.4% of the company. This Schedule 13D amendment reflects an increase of more than 1% in their ownership after SunPower issued 7,226,186 shares to the Rodgers Massey Revocable Living Trust and 633,250 shares to the Rodgers Family Freedom and Free Markets Charitable Trust on July 1, 2026 in equity-for-interest exchanges on existing convertible notes. Much of the stake is held through multiple trusts and Rodgers Capital LLC, and includes common shares, warrants and shares issuable upon conversion of 7%, 10% and 12% convertible senior notes due 2029.
Rodgers Thurman J reported open-market purchase transactions in this Form 4 filing.
SunPower Inc. director, chief executive officer and greater-than-10% owner Thurman J. Rodgers reported substantial indirect increases in common stock holdings. On July 1, 2026, 7,226,186 shares were issued to the Rodgers Massey Revocable Living Trust and 633,250 shares to the Rodgers Family Freedom and Free Markets Charitable Trust through equity-for-interest exchange transactions tied to several convertible senior notes due 2029 held by these trusts.
After these issuances, the Revocable Trust holds 28,816,676 shares and the Charitable Trust holds 2,471,485 shares. Rodgers also reports 8,842 shares held directly and additional indirect ownership through Rodgers Capital, LLC and related 2012 irrevocable trusts, where he or his spouse serve as trustee or manager.
SunPower Inc. director J. Daniel McCranie reported acquiring 93,650 shares of common stock through a trust in a non-cash exchange. The Dan and Kathy McCranie Revocable Trust received 93,650 shares on July 1, 2026 in exchange for interest amounts payable under 7% convertible senior notes due 2029 held by the trust.
Following the transactions, McCranie directly holds 1,243,169 shares of SunPower common stock and indirectly holds 93,650 shares through the trust where he and his spouse serve as trustees. The filing reflects a debt-interest-for-equity exchange rather than an open-market purchase.
SunPower Inc. filed a prospectus supplement to its Form S-1 registering up to 55,088,493 shares of common stock for resale by certain selling securityholders, consisting of 18,805,310 Exchange Shares and up to 36,283,183 Conversion Shares issuable upon conversion of convertible notes. The supplement incorporates Item 1.01, Item 3.01 and Exhibit 10.1 of a Form 8-K reporting Exchange Agreements that converted approximately $10.7 million of cash interest into 19,300,991 Exchange Shares issued on July 1, 2026. The company states it is not selling any shares under the prospectus and will receive no proceeds from resale by the selling securityholders; proceeds treatment for the Exchange is described in the Exchange Agreements. The prospectus supplement updates registration and resale mechanics and includes customary registration rights and covenants.
SunPower Inc. registers the resale of up to 22,381,878 shares of its common stock by YA II PN, LTD (Yorkville). The registration covers up to 22,206,878 Conversion Shares issuable under a standby equity purchase agreement and 175,000 Commitment Shares issued as consideration.
Separately, the company entered into exchange agreements that converted approximately $10.7M of scheduled cash interest into 19,300,991 shares issued on July 1, 2026; those Exchange Shares were issued pursuant to privately negotiated agreements with holders of convertible notes.
SunPower Inc. filed a prospectus supplement to register up to 48,521,163 shares of common stock for resale by White Lion Capital, LLC under an equity line commitment (the "Offered Securities"). The registration covers shares that may be issued to White Lion pursuant to the White Lion Purchase Agreement.
The supplement also attaches a Form 8-K reporting that SunPower exchanged approximately $10.7 million of upcoming cash interest on its convertible notes for 19,300,991 shares issued on July 1, 2026. The company states it will not receive proceeds from sales by White Lion under this registration; however, it may receive up to $48.5 million from sales to White Lion if shares are issued at $1.00 per share during the commitment period.