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Nuveen SPXX vice president named reporting insider

Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) filed an initial ownership report for Vice President Parth Doshi.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) filed an initial ownership report for Vice President Parth Doshi. This Form 3 establishes Doshi as a reporting person for SPXX under SEC rules. The filing does not list any equity holdings or report any buy, sell, or derivative transactions.

Positive

  • None.

Negative

  • None.

FAQ

What does this Form 3 filing mean for Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)?

It identifies Parth Doshi, a Vice President of the fund, as a reporting person under SEC rules. The Form 3 is an initial statement of beneficial ownership and, in this case, does not report any SPXX share or derivative holdings.

Does Parth Doshi report any SPXX share ownership in this Form 3?

No. The Form 3 for Parth Doshi shows no reported transactions and no holding entries in the summary, indicating that no specific SPXX share or derivative positions are listed in this initial ownership report.

Are there any insider buy or sell transactions reported for SPXX in this Form 3?

No. The transaction summary shows buyCount 0 and sellCount 0, with no other acquisition or disposition activity reported. This Form 3 only establishes reporting status and does not disclose any trades in SPXX.

What role does the reporting person hold at Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)?

The reporting person, Parth Doshi, is disclosed as an officer of Nuveen S&P 500 Dynamic Overwrite Fund with the title Vice President. This officer status triggers ongoing SEC ownership and transaction reporting obligations.

Does the Form 3 mention any Rule 10b5-1 trading plan for SPXX?

No. The document-level Rule 10b5-1 indicator is null, and there are no transactions or footnotes describing a trading plan. The filing contains no reference to trades executed under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doshi Parth

(Last)(First)(Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026
3. Issuer Name and Ticker or Trading Symbol
Nuveen S&P 500 Dynamic Overwrite Fund [ SPXX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
doshipoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)