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[Form 4] SPIRE INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Spire Inc. (SR) executive Hampton Joseph B., VP and President of Spire AL, MS & Gulf, reported multiple equity transactions on November 18, 2025. Common stock activity included 117 shares withheld at $86.16 for taxes on 398 time-vested restricted shares, 1,324 performance units that vested and settled in stock, 389 shares withheld for related taxes, and a new grant of 520 time-vested restricted shares scheduled to vest on November 18, 2028.

Following these transactions, he directly held 6,649 common shares and 7,251.307 shares in the company stock fund of a 401(k) plan as of November 17, 2025. He also reported phantom stock activity: 442 and 133 shares were deferred into his deferred income plan account, with 11 and 4 phantom shares withheld for taxes. Each phantom share is economically equivalent to one share of Spire common stock and is payable over 15 years starting six months after his separation from employment.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hampton Joseph B.

(Last) (First) (Middle)
700 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SPIRE INC [ SR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Pres., Spire AL, MS & Gulf
3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/18/2025 F 117(1) D $86.16 5,194 D
Common Stock 11/18/2025 A 1,324(2) A $86.16 6,518 D
Common Stock 11/18/2025 F 389(3) D $86.16 6,129 D
Common Stock 11/18/2025 A 520(4) A $86.16 6,649 D
Common Stock 7,251.307(5) I(5) Held in 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock (6) 11/18/2025 A 442 (6) (6) Common Stock 442 $86.16 2,576 D
Phantom Stock (7) 11/18/2025 F 11 (7) (7) Common Stock 11 $86.16 2,565 D
Phantom Stock (8) 11/18/2025 A 133 (8) (8) Common Stock 133 $86.16 2,698 D
Phantom Stock (9) 11/18/2025 F 4 (9) (9) Common Stock 4 $86.16 2,694 D
Explanation of Responses:
1. Represents the number of shares withheld for the payment of taxes incident to the vesting of 398 shares of time-vested restricted stock.
2. Represents restricted stock performance units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
3. Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,324 performance contingent restricted stock units.
4. Represents award of time-vested restricted stock that vests on November 18, 2028.
5. Shares held in Company stock fund of 401(k) plan as reported by trustee as of November 17, 2025.
6. Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 442 shares of performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment.
7. Represents the number of shares of phantom stock withheld for the payment of taxes incident to the vesting of 442 shares of performance contingent stock.
8. Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 133 shares of time-vested restricted stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment.
9. Represents the number of shares of phantom stock withheld for the payment of taxes incident to the vesting of 133 shares of time-vested restricted stock.
Remarks:
/s/Courtney Vomund as attorney in fact for Hampton Joseph B 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Spire Inc. (SR) disclose in this Form 4 filing?

This Form 4 shows Hampton Joseph B., a Spire Inc. officer, reporting grants, tax withholdings, and deferrals involving common stock and phantom stock on November 18, 2025.

How many Spire (SR) common shares did the executive receive or have vested?

On November 18, 2025, 1,324 performance units vested and settled in stock, and he was awarded 520 time-vested restricted shares that vest on November 18, 2028.

How many Spire (SR) shares were withheld to cover taxes?

The filing states that 117 shares of time-vested restricted stock and 389 shares related to 1,324 performance contingent units were withheld to pay taxes on the vesting events.

What are the executive’s reported Spire (SR) share holdings after these transactions?

After the reported transactions, he directly held 6,649 shares of Spire common stock and 7,251.307 shares in the company stock fund of a 401(k) plan as reported by the trustee on November 17, 2025.

What phantom stock transactions are reported for the Spire (SR) executive?

The executive deferred 442 shares of performance contingent stock and 133 shares of time-vested restricted stock into phantom stock, while 11 and 4 phantom shares, respectively, were withheld to pay taxes.

How does Spire’s phantom stock work for this executive?

Each share of phantom stock is economically equivalent to one share of Spire common stock and is scheduled to be payable for 15 years, beginning six months after the executive’s separation from employment.

What is the role of the reporting person at Spire Inc. (SR)?

The reporting person is identified as an officer, serving as VP, President, Spire AL, MS & Gulf, and filed this Form 4 individually.

Spire Inc

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Utilities - Regulated Gas
Natural Gas Distribution
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United States
ST LOUIS