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[Form 4] Sempra Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Caroline A. Winn, Executive Vice President and reporting person for Sempra (SRE), reported an open-market sale of 5,114 shares of Sempra common stock on 08/14/2025 at a reported price of $82.01 per share. After the sale the filing lists 39,380.47 shares beneficially owned (direct). The filing also discloses an indirect holding of 11,086.55 shares through a 401(k) savings plan (08/13/2025). The Form 4 was signed by an attorney-in-fact on behalf of Ms. Winn.

Positive

  • Timely disclosure of the insider sale by filing a Form 4
  • Clear identification of reporting person and relationship to the issuer (Executive Vice President)

Negative

  • Insider sale of 5,114 shares could be viewed as a reduction in direct ownership
  • No Rule 10b5-1 plan or reason for sale is disclosed in the filing

Insights

TL;DR: Insider sale of 5,114 SRE shares at $82.01; transaction is routine but reduces direct holdings.

The reported sale is a single open-market disposal of 5,114 shares at $82.01 on 08/14/2025. The filing shows 39,380.47 shares beneficially owned directly after the sale and an indirect 401(k) holding of 11,086.55 shares as of 08/13/2025. As a Form 4, this notifies the market of a material insider transaction but does not include commentary on reasons or planned future transactions. No derivative transactions or additional arrangements are reported.

TL;DR: Disclosure complies with Section 16 reporting; sale executed and attorney-in-fact signature provided.

The Form 4 identifies the reporter as an Executive Vice President and shows the document was executed by an attorney-in-fact, which is a standard practice for timely reporting. The filing contains basic ownership and transaction details but includes no indications of scheduled Rule 10b5-1 trading plan or other mitigating disclosures. This is a routine compliance filing without additional governance flags.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winn Caroline Ann

(Last) (First) (Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CA 92101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/14/2025 S 5,114 D $82.01 39,380.47 D
Common Stock 11,086.55 I 401(k) savings plan (08/13/2025)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
CAROLINE A. WINN BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SRE reporting person Caroline A. Winn disclose?

The filing reports an open-market sale of 5,114 shares of Sempra common stock on 08/14/2025 at $82.01 per share.

How many SRE shares does Caroline A. Winn beneficially own after the reported transaction?

The Form 4 lists 39,380.47 shares beneficially owned directly following the reported sale.

Does the Form 4 show any indirect holdings for the reporting person?

Yes. The filing discloses an indirect holding of 11,086.55 shares through a 401(k) savings plan dated 08/13/2025.

Was the Form 4 signed by the reporting person?

The Form 4 was signed on behalf of Caroline A. Winn by Lisa H. Abbot, Managing Attorney, as attorney-in-fact on 08/14/2025.

Are any derivative transactions reported for Caroline A. Winn in this filing?

No derivative securities transactions are reported in Table II of this Form 4.
Sempra Energy

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