STOCK TITAN

Sempra (SRE) EVP Caroline Winn receives new stock options and updates holdings

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Sempra executive Caroline A. Winn reported stock and option activity involving Sempra (SRE) shares. On 01/02/2026, Winn had 2,442.76 shares of Sempra common stock disposed of at $89.71 per share, leaving her with 31,221.33 shares held directly and 11,164 shares held indirectly through a 401(k) savings plan as of that date.

On the same date, she received an employee stock option grant covering 60,429 shares of Sempra common stock at an exercise price of $89.71 per share, expiring on 01/01/2036. The option becomes exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winn Caroline Ann

(Last) (First) (Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CA 92101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 F 2,442.76 D $89.71 31,221.33 D
Common Stock 11,164 I 401(k) savings plan (01/02/2026)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $89.71 01/02/2026 A 60,429 (1) 01/01/2036 Common Stock 60,429 $0 60,429 D
Explanation of Responses:
1. The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
Remarks:
CAROLINE A. WINN BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Sempra (SRE) report for Caroline A. Winn?

Sempra reported that Executive Vice President Caroline A. Winn had 2,442.76 shares of Sempra common stock disposed of on 01/02/2026 at a price of $89.71 per share, and she received a new employee stock option grant on the same date.

How many Sempra (SRE) shares does Caroline A. Winn own after the reported transaction?

After the reported transaction, Caroline A. Winn beneficially owns 31,221.33 shares of Sempra common stock directly and 11,164 shares indirectly through a 401(k) savings plan as of 01/02/2026.

What are the details of Caroline A. Winn’s new Sempra stock option grant?

Caroline A. Winn received an employee stock option on 01/02/2026 to purchase 60,429 shares of Sempra common stock at an exercise price of $89.71 per share. The option expires on 01/01/2036 and relates to 60,429 underlying shares.

How does the new Sempra (SRE) stock option for Caroline A. Winn vest?

The filing states that the option becomes exercisable in three equal annual installments, beginning on the first anniversary of the 01/02/2026 grant date.

What role does Caroline A. Winn hold at Sempra (SRE)?

Caroline A. Winn is listed as an Officer of Sempra with the title Executive Vice President in the filing.

Was the Sempra (SRE) Form 4 filed for one or multiple reporting persons?

The document indicates that the Form 4 was filed by one reporting person, which is Caroline A. Winn.

Does the Sempra (SRE) Form 4 mention any indirect holdings for Caroline A. Winn?

Yes. In addition to her directly held shares, the filing reports 11,164 shares of Sempra common stock held indirectly through a 401(k) savings plan as of 01/02/2026.

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