[144] SuRo Capital Corp. SEC Filing

Rhea-AI Filing Summary

SuRo Capital Corp. (SSSS) filed a Form 144 disclosing a proposed sale of 7,500 common shares through Goldman Sachs & Co. LLC on 08/19/2025. The aggregate market value of the shares at filing is $63,600 and the filing lists 23,888,107 shares outstanding. The shares were acquired on 05/31/2024 as restricted stock units issued as compensation by the issuer; payment is recorded as compensation. The filer reports no securities sold in the past three months and affirms they do not possess undisclosed material adverse information about the issuer. This notice serves as the required public disclosure of a planned insider sale under Rule 144.

Positive

• Full Rule 144 disclosure provided, including acquisition date, broker, and intended sale date, supporting regulatory transparency
• Securities were acquired as compensation (Restricted Stock Units), and payment is recorded as compensation, which is clearly stated

Negative

• Proposed sale of 7,500 shares is scheduled, which will result in additional shares being offered for sale in the market

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 filing disclosing an insider sale of compensation-issued shares; primary function is regulatory transparency.

The filing documents a planned sale of 7,500 common shares obtained as restricted stock units on 05/31/2024, to be executed through Goldman Sachs on 08/19/2025. It confirms no reported sales in the prior three months and includes the filer’s representation that no undisclosed material adverse information exists. From a compliance perspective, the form meets Rule 144 disclosure requirements by identifying the acquisition date, nature of acquisition, broker, and intended sale date.

Corporate Governance Specialist

TL;DR: Disclosure is standard for sale of compensation shares; provides investors clarity on insider selling activity.

The document indicates the shares were granted as compensation (RSUs) and the sale is being routed through a registered broker-dealer. The filing’s inclusion of outstanding shares (23,888,107) and aggregate market value ($63,600) provides context for the size of the transaction relative to the public share count. The absence of prior three-month sales is noted. This is a routine governance disclosure rather than an operational update.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	7500	63600	23888107	08/19/2025	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/31/2024	Acquired as compensation -- Restricted Stock Units	Issuer			7500	05/31/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SuRo Capital's (SSSS) Form 144 disclose?

The Form 144 discloses a proposed sale of 7,500 common shares through Goldman Sachs & Co. LLC on 08/19/2025 with an aggregate market value of $63,600.

How were the shares being sold by the filer acquired?

The shares were acquired on 05/31/2024 as restricted stock units issued as compensation by the issuer; payment is recorded as compensation.

Did the filer sell any SuRo Capital shares in the past three months?

The filing states Nothing to Report under securities sold during the past three months, indicating no sales were reported in that period.

How many shares outstanding does the filing list for the issuer?

The Form 144 lists 23,888,107 shares outstanding for the issuer.

Does the filer claim possession of undisclosed material information about SuRo Capital?

By signing the notice, the filer represents that they do not know any material adverse information