SSSS Form 144: Trust to Sell 500 RSU Shares

SSSS (issuer): Notice of proposed sale of Common stock.

Rhea-AI Filing Summary

SSSS (issuer): Notice of proposed sale of Common stock. The filing lists 500 shares of Common stock described as acquired as compensation — Restricted Stock Units with an acquisition date of 06/05/2025. The filer also reports prior selling activity: 10,669 shares sold on 04/28/2026 for $137,586.36. The selling party is identified as the Ronald M. Lott Family Trust.

Insights

Securities Compliance Counsel

Form 144 documents an affiliate's planned sale and recent dispositions.

The notice lists 500 shares of Common stock described as RSUs acquired on 06/05/2025, which the filer intends to sell. It separately discloses a prior disposition of 10,669 shares on 04/28/2026 for $137,586.36. Filings of this type notify the SEC and broker-dealers of an intended sale by an affiliate under Rule 144.

Timing, sale method, and whether sales are subject to volume limitations are not detailed in the excerpt; subsequent transaction notices or broker records would show execution specifics.

Insider Transactions Analyst

Small-format RSU sale notice with prior recent dispositions; scale appears modest.

The entry shows an intended sale of 500 shares described as compensation-related RSUs and a prior sale of 10,669 shares for $137,586.36. The reporting entity is the Ronald M. Lott Family Trust, indicating indirect/managed ownership.

Impact on outstanding float is not provided in the excerpt; the economic or signaling significance depends on the trust's total holdings and subsequent sales, which are not shown here.

Key Figures

Planned sale: 500 shares Recent disposition: 10,669 shares Proceeds reported: $137,586.36

3 metrics

Planned sale 500 shares acquired as compensation — Restricted Stock Units on <date>06/05/2025</date>

Recent disposition 10,669 shares sold on <date>04/28/2026</date>

Proceeds reported $137,586.36 proceeds from the 04/28/2026 sale

Key Terms

Restricted Stock Units, Form 144, Securities Sold During The Past 3 Months

3 terms

Restricted Stock Units financial

"Common | 06/05/2025 | Acquired as compensation -- Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SSSS Form 144 disclose about the planned sale?

It discloses a planned sale of 500 shares of Common stock described as RSUs acquired on 06/05/2025. The filing notifies brokers and the SEC of an affiliate's intent to sell under Rule 144.

Who is listed as the selling party in the SSSS filing?

The filing identifies the Ronald M. Lott Family Trust as the selling party. The trust is named in the selling activity and associated address is provided in the excerpt.

Does the Form 144 show recent sales by the same filer for SSSS?

Yes; it reports a disposition of 10,669 shares sold on 04/28/2026 with proceeds of $137,586.36. That sale is listed under 'Securities Sold During The Past 3 Months.'

Are the shares being sold by SSSS from compensation awards?

The 500 shares are described as acquired as compensation — Restricted Stock Units with an acquisition date of 06/05/2025, indicating a compensation-origin source in the excerpt.

Does the filing state how the planned sale will be executed?

The excerpt does not specify execution methods or volume limits. It lists the security type, quantity, acquisition date, and prior recent sale, but sale mechanics are not shown in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/23/2026 - 06:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001055003
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SuRo Capital Corp.
SEC File Number	814-00852
Address of Issuer	640 Fifth Avenue 12th Floor New York NEW YORK 10019
Phone	1-212-931-6331
Name of Person for Whose Account the Securities are To Be Sold	Ronald Lott
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	500	6230	26070208	06/23/2026	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/05/2025	Acquired as compensation -- Restricted Stock Units	Issuer			500	06/05/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ronald M. Lott Family Trust 640 Fifth Avenue 12th Floor New York NY 10019	Common	04/28/2026	10669	137586.36

144: Remarks and Signature

Remarks	All shares to be sold by Ronald M. Lott Family Trust dtd 3/9/1992.
Date of Notice	06/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Ronald Lott
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)