SuRo Capital to become Neostellar Capital, change tickers

Q: What corporate change did SuRo Capital Corp. (SSSS) announce in this 8-K?

SuRo Capital Corp. announced it will change its name to Neostellar Capital Corp. effective July 1, 2026. The change follows the filing of Articles of Amendment in Maryland and board approval, without requiring a stockholder vote.

Q: When will SuRo Capital’s new name Neostellar Capital Corp. become effective?

The new name Neostellar Capital Corp. becomes effective on July 1, 2026. That is when the previously filed Articles of Amendment with Maryland authorities take effect, and related bylaw changes reflecting the new name also become operative.

Q: What happens to SuRo Capital’s 6.00% Notes due 2026 ticker symbol?

The company’s 6.00% Notes due 2026 will change ticker symbol from SSSSL to NSLRL on Nasdaq. This symbol update occurs in connection with the overall corporate name change to Neostellar Capital Corp.

Q: Were there any substantive changes to SuRo Capital’s bylaws in this filing?

The company adopted Third Amended and Restated Bylaws effective July 1, 2026, but only to reflect the new Neostellar Capital Corp. name. No other provisions of the prior bylaws were amended in this update.

SuRo Capital Corp. is changing its corporate name to Neostellar Capital Corp. Effective July 1, 2026, this name change will take effect following the filing of Articles of Amendment with the Maryland State Department of Assessments and Taxation.

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Form Type

8-K

Rhea-AI Filing Summary

SuRo Capital Corp. is changing its corporate name to Neostellar Capital Corp. Effective July 1, 2026, this name change will take effect following the filing of Articles of Amendment with the Maryland State Department of Assessments and Taxation.

On or about the same date, the Nasdaq trading symbol for the company’s common stock will change from SSSS to NSLR, and the symbol for its 6.00% Notes due 2026 will change from SSSSL to NSLRL. The board of directors approved the Articles of Amendment and related Third Amended and Restated Bylaws, which update the bylaws only to reflect the new name. Stockholder approval was not required under Maryland law or the company’s charter and bylaws.

8-K Event Classification

2 items: 5.03, 9.01

2 items

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance

The company amended its charter documents, bylaws, or changed its fiscal year.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Effective date of name change: July 1, 2026 Common stock ticker change: SSSS to NSLR Notes ticker change: SSSSL to NSLRL +1 more

4 metrics

Effective date of name change July 1, 2026 Date Articles of Amendment and new name take effect

Common stock ticker change SSSS to NSLR Nasdaq Global Select Market symbol change

Notes ticker change SSSSL to NSLRL 6.00% Notes due 2026 Nasdaq symbol change

Coupon on notes 6.00% Interest rate on Notes due 2026

Key Terms

Articles of Amendment, Maryland General Corporation Law, Third Amended and Restated Bylaws, 6.00% Notes due 2026, +1 more

5 terms

Articles of Amendment regulatory

"On June 23, 2026, SuRo Capital Corp. filed Articles of Amendment"

Articles of amendment are official documents a corporation files with the government to record changes to its foundational details, such as its name, share structure, authorized capital, or bylaws. Think of them like updating a company’s recipe or blueprint so everyone knows the new ingredients and rules; investors use them to track structural shifts that can affect ownership, voting power, dilution risk, or a company’s strategic flexibility.

Maryland General Corporation Law regulatory

"In accordance with the Maryland General Corporation Law and the Charter"

A body of state law that sets the rules for creating, running and changing corporations incorporated in Maryland, covering things like how boards are organized, the legal duties of officers and directors, shareholder voting, mergers and dissolutions. Investors care because it shapes their rights and protections and the process for major corporate actions — like a rulebook that determines how decisions are made and disputes are resolved.

Third Amended and Restated Bylaws regulatory

"Effective July 1, 2026, the Company will amend and restate its Second Amended and Restated Bylaws"

6.00% Notes due 2026 financial

"the Company’s 6.00% Notes due 2026 on the Nasdaq Global Select Market"

A "6.00% notes due 2026" is a fixed-rate debt instrument in which an issuer promises to pay investors 6.00% interest annually and return the original loan amount (principal) when the note matures in 2026 — like lending money in exchange for regular interest and a repayment date. Investors care because it offers predictable income, but its market value can change with shifts in interest rates and the issuer’s credit strength, and it ranks ahead of shareholders if the issuer can’t meet obligations.

Emerging growth company regulatory

"Emerging growth company"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What corporate change did SuRo Capital Corp. (SSSS) announce in this 8-K?

SuRo Capital Corp. announced it will change its name to Neostellar Capital Corp. effective July 1, 2026. The change follows the filing of Articles of Amendment in Maryland and board approval, without requiring a stockholder vote.

When will SuRo Capital’s new name Neostellar Capital Corp. become effective?

The new name Neostellar Capital Corp. becomes effective on July 1, 2026. That is when the previously filed Articles of Amendment with Maryland authorities take effect, and related bylaw changes reflecting the new name also become operative.

How will the SuRo Capital (SSSS) ticker symbol change with the new name?

Around July 1, 2026, the Nasdaq ticker for SuRo Capital’s common stock will change from SSSS to NSLR. This aligns the trading symbol with the new corporate name, Neostellar Capital Corp., on the Nasdaq Global Select Market.

What happens to SuRo Capital’s 6.00% Notes due 2026 ticker symbol?

The company’s 6.00% Notes due 2026 will change ticker symbol from SSSSL to NSLRL on Nasdaq. This symbol update occurs in connection with the overall corporate name change to Neostellar Capital Corp.

Did SuRo Capital stockholders need to approve the Neostellar Capital Corp. name change?

Stockholders did not need to approve the name change. Under the Maryland General Corporation Law and the company’s charter, the board of directors could approve the Articles of Amendment and bylaw updates without a stockholder vote.

Were there any substantive changes to SuRo Capital’s bylaws in this filing?

The company adopted Third Amended and Restated Bylaws effective July 1, 2026, but only to reflect the new Neostellar Capital Corp. name. No other provisions of the prior bylaws were amended in this update.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/26/2026 - 04:05 PM EDT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

June 26, 2026 (June 23, 2026)

SURO CAPITAL CORP.

(Exact name of registrant as specified in its charter)

Maryland

1-35156

27-4443543

(State or other jurisdiction of
incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

640 Fifth Avenue

12^th Floor

New York, NY 10019

(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (650) 235-4769

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:	Trading symbol:	Name of each exchange on which registered:
Common Stock, par value $0.01 per share	SSSS	Nasdaq Global Select Market
6.00% Notes due 2026	SSSSL	Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

Articles of Amendment

On June 23, 2026, SuRo Capital Corp. (the “Company”) filed Articles of Amendment (the “Articles of Amendment”) to its Articles of Amendment and Restatement, as amended (the “Charter”), with the Maryland State Department of Assessments and Taxation. The Articles of Amendment will become effective on July 1, 2026, at which time the Company will change its name to “Neostellar Capital Corp.” (the “Name Change”). In accordance with the Maryland General Corporation Law (the “MGCL”) and the Charter, the Company’s board of directors (the “Board of Directors”) approved the Name Change and the Articles of Amendment. Stockholder approval was not required.

Trading Symbol

In connection with the Name Change, beginning on or about July 1, 2026, the trading symbols for the Company’s common stock (the “Common Stock”) and the Company’s 6.00% Notes due 2026 (the “2026 Notes”) on the Nasdaq Global Select Market will change from “SSSS” to “NSLR” and from “SSSSL” to “NSLRL,” respectively.

Third Amended and Restated Bylaws

Effective July 1, 2026, the Company will amend and restate its Second Amended and Restated Bylaws to reflect the Name Change (the “Third Amended and Restated Bylaws”). In accordance with the MGCL and the Company’s Second Amended and Restated Bylaws, the Board of Directors approved the Third Amended and Restated Bylaws. Other than changes to reflect the Name Change, the Third Amended and Restated Bylaws do not amend any provision of the Company’s Second Amended and Restated Bylaws. Stockholder approval was not required.

The foregoing descriptions of the Articles of Amendment and the Third Amended and Restated Bylaws do not purport to be complete and are qualified in their entirety by reference to the full text of the Articles of Amendment and the Third Amended and Restated Bylaws, which are attached hereto as Exhibit 3.1 and Exhibit 3.2, respectively, and are incorporated herein by reference.

Item 9.01

Financial Statements and Exhibits.

Exhibit No.		Description
3.1		Articles of Amendment
3.2		Third Amended and Restated Bylaws
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 26, 2026	SURO CAPITAL CORP.

	By:	/s/ Allison Green
		Allison Green Chief Financial Officer, Treasurer and Corporate Secretary

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

6 documents