Suro Capital CCO files initial Form 3 report

SURO CAPITAL CORP. executive James Robert Nash, the company’s Chief Compliance Officer, filed an initial Form 3 ownership report.

Accepted by SEC EDGAR 03/31/2026 - 08:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SURO CAPITAL CORP. executive James Robert Nash, the company’s Chief Compliance Officer, filed an initial Form 3 ownership report. The data provided shows no reported buy or sell transactions, and no derivative positions or other holdings information is included in this snapshot.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Net buy/sell shares: 0

3 metrics

Reported buy transactions 0 Form 3 transaction summary buyCount

Reported sell transactions 0 Form 3 transaction summary sellCount

Net buy/sell shares 0 Form 3 transaction summary netBuySellShares

Key Terms

Form 3, Chief Compliance Officer, insider ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Compliance Officer financial

""officer_title": "Chief Compliance Officer""

The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.

insider ownership financial

"initial Form 3 ownership report"

The percentage of a company’s stock held by people with access to inside information or control, typically officers, directors and large shareholders who work at or help run the business. It matters to investors because it shows how much “skin in the game” insiders have and can signal alignment of interests, potential for concentrated control, and effects on share liquidity—like neighbors owning most of a street, which changes how decisions are made and how easy it is for others to move in or out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for SURO CAPITAL (SSSS) by James Robert Nash show?

The Form 3 identifies James Robert Nash as Chief Compliance Officer of SURO CAPITAL CORP. It serves as his initial ownership report and, in the provided data, shows no reported purchases, sales, or derivative positions at the time of this filing.

Did James Robert Nash buy or sell SURO CAPITAL (SSSS) shares in this Form 3?

No buy or sell activity is reported. The transaction summary shows zero buy transactions, zero sell transactions, and net buy/sell shares of 0, indicating no trading activity is disclosed in connection with this Form 3 filing snapshot.

What role does James Robert Nash hold at SURO CAPITAL (SSSS) in this filing?

James Robert Nash is reported as an officer of SURO CAPITAL CORP. with the title Chief Compliance Officer. Form 3 filings disclose insider status and initial ownership details for officers, directors, and certain large shareholders of a public company.

Are there any derivative securities reported for James Robert Nash in SURO CAPITAL (SSSS)?

No derivative securities are reported. The derivative summary is empty and derivativeTransactionCount in the transaction summary is zero, indicating no options, warrants, or similar derivatives are disclosed in this particular Form 3 data excerpt.

Does the SURO CAPITAL (SSSS) Form 3 indicate any gifts or restructurings for James Robert Nash?

The data shows no gifts or restructurings. GiftCount and restructuringCount in the transaction summary are both zero, and related share counts are also zero, suggesting no such non-market transactions are reported in this Form 3 snapshot.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nash James Robert

(Last) (First) (Middle)

C/O SURO CAPITAL CORP.

640 FIFTH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/15/2026

3. Issuer Name and Ticker or Trading Symbol
SURO CAPITAL CORP. [ SSSS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ James Nash	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)