[Form 4] SuRo Capital Corp. Insider Trading Activity

Rhea-AI Filing Summary

Richard C. Szuch, a director of SuRo Capital Corp. (SSSS), reported acquiring 5,767 shares of the company's common stock on 09/03/2025 at a weighted-average price of $8.66 per share. The filing states the shares were purchased using a $50,000 cash grant approved by the board on July 30, 2025, intended to align his equity holding with other independent directors who received equity grants at the Annual Shareholder Meeting. The report was signed on 09/05/2025 and indicates direct ownership of 5,767 shares following the transactions.

Positive

• Director increased equity ownership by acquiring 5,767 shares, aligning with other independent directors
• Board-approved compensation was used to facilitate the purchase, and the filing provides a clear price range and offer to supply detailed breakdowns

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Director received board-approved cash grant and used it to buy 5,767 shares, aligning his equity with other independent directors.

The Form 4 discloses a non-derivative acquisition by a director funded via a board-approved $50,000 cash grant. This is a routine governance action to harmonize director compensation and equity alignment among independent directors. The disclosure is clear about timing, amounts, and the weighted-average purchase price range ($8.66–$8.68). There are no indications of unusual timing, related-party conflicts in the filing text, or derivative transactions.

Securities Analyst

TL;DR: Small, routine insider purchase funded by a director cash grant; immaterial to company capitalization.

The transaction involves 5,767 shares purchased at a weighted-average price of $8.66, funded by a $50,000 grant approved July 30, 2025. Given the small share count disclosed and absence of additional financial terms, this transaction appears routine and unlikely to be material to SuRo Capital's market capitalization or financial condition. Footnote disclosure clarifies the per-share price range and offers to provide further breakdowns upon request, which supports transparency.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Szuch Richard C.

(Last) (First) (Middle)

C/O SURO CAPITAL CORP.

640 FIFTH AVENUE, 12TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SURO CAPITAL CORP. [ SSSS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A(1)		5,767	A	$8.66(2)	5,767	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person received a cash grant of $50,000 from SuRo Capital Corp. (the "Company"), approved by the Board of Directors on July 30, 2025, as part of director compensation to facilitate the purchase of Company shares. This grant was made to align the director's equity position with other independent directors who received equity grants at the Annual Shareholder Meeting, which occurred prior to the Reporting Person joining the Board.

2. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.66 to $8.68 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

	/s/ Richard Szuch	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SuRo Capital director Richard Szuch report on Form 4 (SSSS)?

He reported acquiring 5,767 shares on 09/03/2025, resulting in direct ownership of 5,767 shares.

At what price were the SuRo Capital (SSSS) shares purchased?

The filing reports a weighted-average price of $8.66 per share and discloses purchases in the range of $8.66 to $8.68 per share.

How was the purchase for SuRo Capital (SSSS) director shares funded?

The purchase was facilitated by a $50,000 cash grant from SuRo Capital approved by the Board on July 30, 2025.

When was the Form 4 for SuRo Capital (SSSS) signed?

The Form 4 was signed by Richard Szuch on 09/05/2025.

Does the filing indicate indirect ownership or derivative transactions for SSSS?

No; the Form 4 reports a direct non-derivative acquisition of common stock and contains no derivative positions.