SuRo Capital director granted 3,536 restricted shares

Potter Leonard reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Potter Leonard reported acquisition or exercise transactions in this Form 4 filing.

SuRo Capital Corp. director Leonard Potter received a grant of 3,536 restricted shares of common stock as compensation. The award was made at no cash cost per share and increases his directly held stake to 105,815 shares. These restricted shares are scheduled to vest in full on the earlier of June 10, 2027 or the company’s annual stockholder meeting closest to that date. The board may, in its sole discretion, accelerate vesting in connection with stockholder approval of the company’s externalization.

Insider Trade Summary

Grant/Award: 3,536 shares

Grant/Award 1 txn

Insider Potter Leonard

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,536	$0.00	$0.00

Holdings After Transaction: Common Stock — 105,815 shares (Direct)

Footnotes (1)

1. F1. Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

Key Figures

Restricted share grant: 3,536 shares Award price: $0.0000 per share Holdings after grant: 105,815 shares +1 more

4 metrics

Restricted share grant 3,536 shares Common stock awarded to Leonard Potter on June 10, 2026

Award price $0.0000 per share Grant price for restricted shares

Holdings after grant 105,815 shares Total direct common stock held by Leonard Potter after transaction

Scheduled vesting date June 10, 2027 Latest vesting date for restricted shares, subject to earlier annual meeting

Key Terms

restricted shares, Second Amended and Restated 2019 Equity Incentive Plan, vest in full, annual meeting of stockholders, +1 more

5 terms

restricted shares financial

"Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan"

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

Second Amended and Restated 2019 Equity Incentive Plan financial

"granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan"

vest in full financial

"which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date"

annual meeting of stockholders financial

"the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary"

externalization financial

"In connection with the approval of the Company's externalization by its stockholders"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SuRo Capital (SSSS) report for Leonard Potter?

SuRo Capital reported that director Leonard Potter received 3,536 restricted shares of common stock as a grant. The shares were issued at no cash cost and represent compensation rather than an open-market purchase or sale.

How many SuRo Capital (SSSS) shares does Leonard Potter hold after this grant?

After the grant, Leonard Potter directly holds 105,815 shares of SuRo Capital common stock. This total includes the newly awarded 3,536 restricted shares, which are subject to vesting conditions over time.

When do Leonard Potter’s new SuRo Capital (SSSS) restricted shares vest?

The 3,536 restricted shares are scheduled to vest in full on the earlier of June 10, 2027 or the SuRo Capital annual stockholder meeting closest to that date. Until vesting, the shares remain subject to forfeiture conditions under the plan.

Under which plan were the new SuRo Capital (SSSS) restricted shares granted?

The restricted shares were granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan. This equity plan is used to award stock-based compensation, such as restricted shares, to directors and other eligible participants.

Can the vesting of Leonard Potter’s SuRo Capital (SSSS) restricted shares be accelerated?

Yes. The board may, in its sole discretion, accelerate vesting of these restricted shares in connection with stockholder approval of SuRo Capital’s externalization. Any acceleration would cause the shares to vest earlier than the scheduled vesting date or meeting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/12/2026 - 06:48 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Potter Leonard

(Last) (First) (Middle)

C/O SURO CAPITAL CORP.

640 FIFTH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SURO CAPITAL CORP. [ SSSS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A(1)		3,536	A	$0	105,815	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

	/s/ Leonard Potter	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)