STOCK TITAN

[Form 4] Staar Surgical Co Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Key take-away: STAAR Surgical Co. (STAA) has filed a Form 4 disclosing a routine equity compensation grant to non-employee director Lilian Yansheng Zhou.

On 18 June 2025 the director received 19,415 non-qualified stock options with an exercise price of $16.85 per share (Transaction Code "A"). The options vest in full on the earlier of 18 June 2026 or the company’s 2026 Annual Meeting of Shareholders and carry an expiration date of 17 June 2035. No open-market purchases or sales of common stock were reported, and there was no change in the director’s non-derivative share holdings.

The filing is made by a single reporting person and reflects the company’s standard annual equity program for non-employee directors. Given the modest size relative to STAAR’s total share count and the absence of trading activity, the disclosure is viewed as routine with limited market impact.

Punto chiave: STAAR Surgical Co. (STAA) ha presentato un Modulo 4 che rivela una consueta assegnazione di azioni come compenso azionario al direttore non dipendente Lilian Yansheng Zhou.

Il 18 giugno 2025 la direttrice ha ricevuto 19.415 opzioni su azioni non qualificate con un prezzo di esercizio di $16,85 per azione (Codice Transazione "A"). Le opzioni maturano completamente alla prima tra il 18 giugno 2026 o l’Assemblea annuale degli azionisti 2026 della società e scadono il 17 giugno 2035. Non sono stati segnalati acquisti o vendite sul mercato aperto di azioni ordinarie, né variazioni nelle partecipazioni azionarie non derivanti del direttore.

La comunicazione è stata effettuata da un unico soggetto segnalante e riflette il normale programma annuale di equity per i direttori non dipendenti. Considerata la dimensione modesta rispetto al totale delle azioni STAAR e l’assenza di attività di trading, la divulgazione è considerata routine con un impatto limitato sul mercato.

Punto clave: STAAR Surgical Co. (STAA) ha presentado un Formulario 4 que revela una concesión rutinaria de compensación en acciones a la directora no empleada Lilian Yansheng Zhou.

El 18 de junio de 2025, la directora recibió 19,415 opciones sobre acciones no calificadas con un precio de ejercicio de $16.85 por acción (Código de Transacción "A"). Las opciones se consolidan en su totalidad en la fecha que ocurra primero entre el 18 de junio de 2026 o la Junta Anual de Accionistas 2026 de la empresa y tienen fecha de vencimiento el 17 de junio de 2035. No se reportaron compras o ventas en el mercado abierto de acciones ordinarias, ni hubo cambios en las participaciones accionarias no derivadas de la directora.

La presentación fue realizada por una única persona informante y refleja el programa anual estándar de acciones para directores no empleados. Dado el tamaño modesto en relación con el total de acciones de STAAR y la ausencia de actividad comercial, la divulgación se considera rutinaria con un impacto limitado en el mercado.

핵심 내용: STAAR Surgical Co. (STAA)는 비임원 이사 Lilian Yansheng Zhou에게 정기적인 주식 보상 부여를 공개하는 Form 4를 제출했습니다.

2025년 6월 18일 이사는 주당 $16.85의 행사가격으로 19,415개의 비자격 주식매수선택권(거래 코드 "A")을 받았습니다. 이 옵션은 2026년 6월 18일 또는 회사의 2026년 연례 주주총회 중 먼저 도래하는 날짜에 전부 권리가 취득되며, 만료일은 2035년 6월 17일입니다. 보통주에 대한 공개 시장 매수 또는 매도는 보고되지 않았으며, 이사의 비파생 주식 보유량에도 변동이 없었습니다.

이 보고는 단일 보고자가 제출했으며 비임원 이사를 위한 회사의 표준 연간 주식 프로그램을 반영합니다. STAAR의 총 주식 수에 비해 규모가 크지 않고 거래 활동이 없기 때문에 이 공개는 일상적인 것으로 간주되며 시장에 미치는 영향은 제한적입니다.

Point clé : STAAR Surgical Co. (STAA) a déposé un formulaire 4 révélant une attribution régulière de compensation en actions à la directrice non salariée Lilian Yansheng Zhou.

Le 18 juin 2025, la directrice a reçu 19 415 options d'achat d'actions non qualifiées avec un prix d'exercice de 16,85 $ par action (code transaction « A »). Les options deviennent pleinement acquises à la date la plus proche entre le 18 juin 2026 ou l'assemblée générale annuelle 2026 de la société et expirent le 17 juin 2035. Aucun achat ou vente sur le marché libre d'actions ordinaires n'a été signalé, et il n'y a eu aucun changement dans la détention d'actions non dérivées de la directrice.

Le dépôt a été effectué par une seule personne déclarant et reflète le programme annuel standard de participation au capital pour les administrateurs non salariés. Étant donné la taille modeste par rapport au nombre total d'actions de STAAR et l'absence d'activité de trading, cette divulgation est considérée comme routinière avec un impact limité sur le marché.

Wichtigste Erkenntnis: STAAR Surgical Co. (STAA) hat ein Formular 4 eingereicht, das eine routinemäßige Aktienvergütung an die nicht geschäftsführende Direktorin Lilian Yansheng Zhou offenlegt.

Am 18. Juni 2025 erhielt die Direktorin 19.415 nicht qualifizierte Aktienoptionen mit einem Ausübungspreis von 16,85 $ pro Aktie (Transaktionscode „A“). Die Optionen werden vollständig ausgeübt am früheren der beiden Termine 18. Juni 2026 oder der Hauptversammlung 2026 der Gesellschaft und verfallen am 17. Juni 2035. Es wurden keine Käufe oder Verkäufe von Stammaktien am offenen Markt gemeldet, und es gab keine Änderung im nicht derivativen Aktienbestand der Direktorin.

Die Meldung wurde von einer einzelnen meldenden Person eingereicht und spiegelt das standardmäßige jährliche Aktienprogramm des Unternehmens für nicht geschäftsführende Direktoren wider. Angesichts der bescheidenen Größe im Verhältnis zur Gesamtzahl der STAAR-Aktien und dem Fehlen von Handelsaktivitäten wird die Offenlegung als Routine angesehen und hat nur begrenzte Auswirkungen auf den Markt.

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Insights

TL;DR: Routine director option grant; negligible balance-sheet or ownership impact.

The 19,415 options represent a small fraction of STAAR’s shares outstanding and are priced at $16.85, aligning director incentives with shareholder value creation above that level. Because the grant is part of the regular non-employee director compensation cycle and involves no immediate cash outlay or share sale, it should not materially affect valuation, liquidity, or corporate governance risk profiles. Investors usually interpret such filings as neutral unless accompanied by significant insider buying or selling, which is not the case here.

TL;DR: Standard equity award maintains alignment; no governance red flags.

The single-tranche vesting schedule (earlier of one year or the 2026 AGM) is consistent with prevailing best practices for director pay, ensuring directors remain incentivised throughout the service term. The strike price equals market price on the grant date, preserving accounting neutrality. No 10b5-1 plan usage is indicated, but the absence of share sales mitigates conflict concerns. Overall, the filing signals ordinary-course governance actions with immaterial shareholder ramifications.

Punto chiave: STAAR Surgical Co. (STAA) ha presentato un Modulo 4 che rivela una consueta assegnazione di azioni come compenso azionario al direttore non dipendente Lilian Yansheng Zhou.

Il 18 giugno 2025 la direttrice ha ricevuto 19.415 opzioni su azioni non qualificate con un prezzo di esercizio di $16,85 per azione (Codice Transazione "A"). Le opzioni maturano completamente alla prima tra il 18 giugno 2026 o l’Assemblea annuale degli azionisti 2026 della società e scadono il 17 giugno 2035. Non sono stati segnalati acquisti o vendite sul mercato aperto di azioni ordinarie, né variazioni nelle partecipazioni azionarie non derivanti del direttore.

La comunicazione è stata effettuata da un unico soggetto segnalante e riflette il normale programma annuale di equity per i direttori non dipendenti. Considerata la dimensione modesta rispetto al totale delle azioni STAAR e l’assenza di attività di trading, la divulgazione è considerata routine con un impatto limitato sul mercato.

Punto clave: STAAR Surgical Co. (STAA) ha presentado un Formulario 4 que revela una concesión rutinaria de compensación en acciones a la directora no empleada Lilian Yansheng Zhou.

El 18 de junio de 2025, la directora recibió 19,415 opciones sobre acciones no calificadas con un precio de ejercicio de $16.85 por acción (Código de Transacción "A"). Las opciones se consolidan en su totalidad en la fecha que ocurra primero entre el 18 de junio de 2026 o la Junta Anual de Accionistas 2026 de la empresa y tienen fecha de vencimiento el 17 de junio de 2035. No se reportaron compras o ventas en el mercado abierto de acciones ordinarias, ni hubo cambios en las participaciones accionarias no derivadas de la directora.

La presentación fue realizada por una única persona informante y refleja el programa anual estándar de acciones para directores no empleados. Dado el tamaño modesto en relación con el total de acciones de STAAR y la ausencia de actividad comercial, la divulgación se considera rutinaria con un impacto limitado en el mercado.

핵심 내용: STAAR Surgical Co. (STAA)는 비임원 이사 Lilian Yansheng Zhou에게 정기적인 주식 보상 부여를 공개하는 Form 4를 제출했습니다.

2025년 6월 18일 이사는 주당 $16.85의 행사가격으로 19,415개의 비자격 주식매수선택권(거래 코드 "A")을 받았습니다. 이 옵션은 2026년 6월 18일 또는 회사의 2026년 연례 주주총회 중 먼저 도래하는 날짜에 전부 권리가 취득되며, 만료일은 2035년 6월 17일입니다. 보통주에 대한 공개 시장 매수 또는 매도는 보고되지 않았으며, 이사의 비파생 주식 보유량에도 변동이 없었습니다.

이 보고는 단일 보고자가 제출했으며 비임원 이사를 위한 회사의 표준 연간 주식 프로그램을 반영합니다. STAAR의 총 주식 수에 비해 규모가 크지 않고 거래 활동이 없기 때문에 이 공개는 일상적인 것으로 간주되며 시장에 미치는 영향은 제한적입니다.

Point clé : STAAR Surgical Co. (STAA) a déposé un formulaire 4 révélant une attribution régulière de compensation en actions à la directrice non salariée Lilian Yansheng Zhou.

Le 18 juin 2025, la directrice a reçu 19 415 options d'achat d'actions non qualifiées avec un prix d'exercice de 16,85 $ par action (code transaction « A »). Les options deviennent pleinement acquises à la date la plus proche entre le 18 juin 2026 ou l'assemblée générale annuelle 2026 de la société et expirent le 17 juin 2035. Aucun achat ou vente sur le marché libre d'actions ordinaires n'a été signalé, et il n'y a eu aucun changement dans la détention d'actions non dérivées de la directrice.

Le dépôt a été effectué par une seule personne déclarant et reflète le programme annuel standard de participation au capital pour les administrateurs non salariés. Étant donné la taille modeste par rapport au nombre total d'actions de STAAR et l'absence d'activité de trading, cette divulgation est considérée comme routinière avec un impact limité sur le marché.

Wichtigste Erkenntnis: STAAR Surgical Co. (STAA) hat ein Formular 4 eingereicht, das eine routinemäßige Aktienvergütung an die nicht geschäftsführende Direktorin Lilian Yansheng Zhou offenlegt.

Am 18. Juni 2025 erhielt die Direktorin 19.415 nicht qualifizierte Aktienoptionen mit einem Ausübungspreis von 16,85 $ pro Aktie (Transaktionscode „A“). Die Optionen werden vollständig ausgeübt am früheren der beiden Termine 18. Juni 2026 oder der Hauptversammlung 2026 der Gesellschaft und verfallen am 17. Juni 2035. Es wurden keine Käufe oder Verkäufe von Stammaktien am offenen Markt gemeldet, und es gab keine Änderung im nicht derivativen Aktienbestand der Direktorin.

Die Meldung wurde von einer einzelnen meldenden Person eingereicht und spiegelt das standardmäßige jährliche Aktienprogramm des Unternehmens für nicht geschäftsführende Direktoren wider. Angesichts der bescheidenen Größe im Verhältnis zur Gesamtzahl der STAAR-Aktien und dem Fehlen von Handelsaktivitäten wird die Offenlegung als Routine angesehen und hat nur begrenzte Auswirkungen auf den Markt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zhou Lilian Yansheng

(Last) (First) (Middle)
25510 COMMERCENTRE DRIVE

(Street)
LAKE FOREST CA 92630

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STAAR SURGICAL CO [ STAA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options $16.85 06/18/2025 A 19,415 06/18/2026(1) 06/17/2035 Common Stock 19,415 $0 19,415 D
Explanation of Responses:
1. These equity awards vest in full on the earlier of June 18, 2026, or the Corporation's 2026 Annual Meeting of Shareholders.
Remarks:
This Form 4 reflects the equity awards granted to the Reporting Person on June 18, 2025, pursuant to the Corporation's annual non-employee director equity compensation program for the 2025-2026 term.
/s/ Nathaniel Sisitsky as attorney-in-fact for Lilian Zhou 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many STAAR Surgical (STAA) options were granted in the Form 4?

The filing reports 19,415 stock options granted to director Lilian Zhou.

What is the exercise price of the new STAA options?

The options carry an exercise price of $16.85 per share.

When do the options granted to Lilian Zhou vest?

They vest in full on the earlier of 18 June 2026 or the 2026 Annual Meeting of Shareholders.

Did the Form 4 show any open-market stock purchases or sales by the director?

No. The filing discloses only the option grant; there were no share purchases or sales.

What is the expiration date of the reported STAA stock options?

The options expire on 17 June 2035.
Staar Surg

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