Canaccord Genuity files Form 144 to resell 350 shares

Accepted by SEC EDGAR 04/28/2026 - 04:39 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp: Section 144 notice of proposed resale

The filing reports a proposed sale of 350 shares (transaction dated 05/23/2024) described as a Privately Negotiated Transaction and "Purchased from Issuer." The record also lists multiple past sales by DCG International Investments Ltd between 01/28/2026 and 04/27/2026, including 350, 400, 400, 400, 250, and 350 share transactions with prices shown for each trade.

Key Figures

Proposed resale: 350 shares Sale on 04/27/2026: 350 shares Sale on 01/29/2026: 400 shares +2 more

5 metrics

Proposed resale 350 shares proposed sale dated 05/23/2024, Privately Negotiated Transaction

Sale on 04/27/2026 350 shares past sale by DCG International Investments Ltd at $870.00

Sale on 01/29/2026 400 shares past sale by DCG International Investments Ltd at $708.00

Sale on 02/03/2026 250 shares past sale by DCG International Investments Ltd at $417.50

Sale on 01/28/2026 350 shares past sale by DCG International Investments Ltd at $696.01

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer, OTCQB

4 terms

Form 144 regulatory

"Section 144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Common | 05/23/2024 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Privately Negotiated Transaction | Purchased from Issuer"

OTCQB market

"04/28/2026 | OTCQB"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Canaccord Genuity Corp (STCK) Form 144 report?

The filing reports a proposed resale of 350 shares dated 05/23/2024, labeled a Privately Negotiated Transaction and "Purchased from Issuer." It also lists prior sales by a related holder with specific dates and prices.

Who sold shares in the past three months for STCK according to the filing?

DCG International Investments Ltd is listed as selling shares on 01/28/2026, 01/29/2026, 01/30/2026, 02/02/2026, 02/03/2026, and 04/27/2026, with share amounts and prices shown for each trade.

What transaction types are listed on the STCK Form 144?

The filing shows a Privately Negotiated Transaction described as "Purchased from Issuer" for the proposed sale. Past entries list open trade dates and cash proceeds for each sale by the reported holder.

Are sale prices included in the STCK Form 144 entries?

Yes. The past-sales table includes per-trade prices such as $696.01, $708.00, $667.00, $652.00, $417.50, and $870.00 tied to specific trade dates and share counts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Grayscale Stacks Trust (STX)
SEC File Number	021-515106
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	350	870.00	387800	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	500	1244.00	387800	04/28/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/23/2024	Privately Negotiated Transaction	Purchased from Issuer			350	05/23/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/28/2026	350	696.01
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	400	708.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	400	667.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	400	652.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	250	417.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	350	870.0

144: Remarks and Signature

Remarks
Date of Notice	04/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)