STOCK TITAN

STERIS (STE) director Mohsen Sohi exercises 3,781 options, surrenders 1,837 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

STERIS plc director Mohsen Sohi reported a routine stock option exercise combined with a cashless settlement. On July 1, 2026, he exercised options to acquire 3,781 Ordinary Shares at $71.40 per share. As part of a net cashless stock option exercise, 1,837 shares were surrendered to the company, valued at $212.30 per share, to pay the option price rather than using cash. Following these transactions, Sohi directly held 26,142 Ordinary Shares of STERIS plc, indicating a modest net increase in his equity position from this option exercise.

Positive

  • None.

Negative

  • None.
Insider Sohi Mohsen
Role null
Type Security Shares Price Value
Exercise Director Stock Option (right to buy) 3,781 $0.00 --
Exercise Ordinary Shares 3,781 $71.40 $270K
Tax Withholding Ordinary Shares 1,837 $212.30 $390K
Holdings After Transaction: Director Stock Option (right to buy) — 0 shares (Direct, null); Ordinary Shares — 26,142 shares (Direct, null)
Footnotes (1)
  1. Net - Cashless Stock Option Exercise - Options to purchase 1,837 shares were surrendered to the Company for payment of the option price. Options surrendered were valued based on the Company stock closing market price on the NYSE on the day on which the Net - Cashless Stock Option Exercise occurred. This option to purchase 3,781 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,781 ordinary shares for $71.40 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.
Options exercised 3,781 shares Ordinary Shares acquired via option exercise (code M) on July 1, 2026
Option exercise price $71.40 per share Strike price of Director Stock Option exercised for 3,781 shares
Shares surrendered 1,837 shares Shares surrendered to company in Net - Cashless Stock Option Exercise
Share value used for surrender $212.30 per share Closing NYSE market price used to value surrendered shares
Shares held after exercise 26,142 shares Total Ordinary Shares directly owned after completing the transactions
Net - Cashless Stock Option Exercise financial
"Net - Cashless Stock Option Exercise - Options to purchase 1,837 shares were surrendered to the Company"
Director Stock Option (right to buy) financial
"security_title": "Director Stock Option (right to buy)""
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Ordinary Shares financial
"security_title": "Ordinary Shares""
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
fully vested financial
"This option to purchase 3,781 STERIS plc ordinary shares, which is fully vested, was received"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sohi Mohsen

(Last)(First)(Middle)
70 SIR JOHN ROGERSON'S QUAY

(Street)
DUBLIN 2D02 R296

(City)(State)(Zip)

IRELAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
STERIS plc [ STE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares07/01/2026M3,781A$71.426,142D
Ordinary Shares07/01/2026F1,837(1)D$212.3(1)24,305D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Stock Option (right to buy)$71.407/01/2026M3,781 (2)08/10/2026Ordinary Shares3,781$00D
Explanation of Responses:
1. Net - Cashless Stock Option Exercise - Options to purchase 1,837 shares were surrendered to the Company for payment of the option price. Options surrendered were valued based on the Company stock closing market price on the NYSE on the day on which the Net - Cashless Stock Option Exercise occurred.
2. This option to purchase 3,781 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,781 ordinary shares for $71.40 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.
Remarks:
/s/ John P. Ubbing, Authorized Representative under Power of Attorney07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did STERIS (STE) director Mohsen Sohi report?

Mohsen Sohi reported exercising stock options for STERIS plc Ordinary Shares and settling the cost by surrendering some shares. He exercised 3,781 shares and surrendered 1,837 shares in a net cashless transaction, resulting in additional directly held shares.

How many STERIS (STE) shares did Mohsen Sohi acquire through option exercise?

He exercised options for 3,781 Ordinary Shares of STERIS plc at a strike price of $71.40 per share. This was done via a derivative exercise transaction classified as an exercise or conversion of a derivative security.

Why were 1,837 STERIS (STE) shares surrendered in Mohsen Sohi’s Form 4?

Sohi surrendered 1,837 shares to the company as part of a Net - Cashless Stock Option Exercise. These surrendered shares paid the option exercise price and were valued using the NYSE closing market price of $212.30 on the transaction date.

What is Mohsen Sohi’s STERIS (STE) shareholding after these transactions?

After the option exercise and share surrender, Sohi directly held 26,142 STERIS plc Ordinary Shares. This balance reflects the completion of the derivative exercise and related cashless settlement reported in the Form 4 filing.

Was Mohsen Sohi’s STERIS (STE) transaction an open-market sale or purchase?

The Form 4 shows no open-market buys or sells. It records an options exercise (code M) and a related share surrender (code F) to pay the option price, a tax/price-settlement mechanism rather than a discretionary market trade.

What was the origin of the 3,781 STERIS (STE) options Mohsen Sohi exercised?

Footnotes state this fully vested option to buy 3,781 STERIS plc Ordinary Shares at $71.40 per share was received in connection with STERIS’s redomiciliation to Ireland in March 2019, replacing an earlier Old STERIS stock option.