Welcome to our dedicated page for Stepstone Group SEC filings (Ticker: STEP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StepStone Group Inc. (Nasdaq: STEP) files a range of documents with the U.S. Securities and Exchange Commission (SEC) that provide detailed insight into its operations as a global private markets investment firm. This page centralizes those STEP SEC filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with other key materials such as proxy statements.
In its periodic reports, StepStone presents financial statements and disclosures related to its private markets activities, including management and advisory fees, performance fees, assets under management, assets under advisement and other operating metrics. The company also reports non-GAAP measures, describing how fee revenues, fee-related earnings and performance fee-related earnings complement GAAP results, and provides reconciliations in its filings.
Current reports on Form 8-K highlight material events such as quarterly earnings releases, dividend declarations and changes to the company’s governing documents. For example, recent 8-K filings describe amendments to StepStone’s Amended and Restated Certificate of Incorporation, including an exculpation amendment for certain officers and “clean-up” amendments that remove obsolete provisions and make clarifying, technical and conforming changes.
The company’s definitive proxy statement on Schedule 14A offers additional detail on corporate governance, board composition, controlled company status under Nasdaq rules, executive compensation, and shareholder voting results. It also discusses the dual-class share structure and the “Sunset” mechanism that affects StepStone’s status as a controlled company.
On this page, Stock Titan pairs these filings with AI-powered summaries that explain complex sections in plain language. Users can quickly understand the main points of StepStone’s 10-K and 10-Q reports, follow significant 8-K announcements, and review governance and compensation information from the proxy statement. Filings related to insider ownership and transactions, when available, can also be accessed to help investors analyze how management and other insiders are aligned with shareholders.
StepStone Group Inc.'s Chief Accounting Officer, Anthony Keathley, reported a tax-related share disposition. On February 14, 2026, 296 shares of Class A common stock were withheld by the company at a price of
StepStone Group Inc.’s Chief Financial Officer David Y. Park reported a tax-withholding share disposition tied to equity compensation. On February 14, 2026, 3,480 shares of Class A common stock were withheld by the company at $56.76 per share to cover tax obligations from the release of 6,640 vested restricted stock units. Following this non-market transaction, Park directly beneficially owned 18,649 Class A shares.
StepStone Group Inc. reports sharply higher revenue but remains unprofitable for the quarter and year-to-date. For the three months ended December 31, 2025, total revenues rose to $586.5 million from $339.0 million, driven mainly by performance fees and higher management and advisory fees.
Nine-month revenues increased to $1.41 billion from $797.1 million, yet heavy compensation costs led to a net loss attributable to StepStone of $123.5 million for the quarter and $528.0 million year-to-date, both larger than prior-year losses.
Accrued carried interest allocations rose to $1.84 billion, but related compensation liabilities also grew, contributing to total liabilities of $4.72 billion. StepStone Group Inc. stockholders’ equity turned negative at $(378.8) million, while total equity fell to $339.7 million. Cash from operating activities was positive at $89.7 million for the nine months, with cash and cash equivalents of $266.1 million and total cash, equivalents and restricted cash of $378.0 million at period end.
StepStone Group Inc. filed a current report stating that on February 5, 2026 it issued a press release announcing financial results for its third fiscal quarter ended December 31, 2025. The press release is furnished as Exhibit 99.1 under Item 2.02 and is not deemed filed for liability purposes.
StepStone Group Inc. director and CEO Scott W. Hart reported indirect sales of Class A shares held by a trust. On January 26, 2026, the trust sold 4,616 Class A shares at a weighted average price of $71.99 and 5,384 shares at $72.97 under a Rule 10b5-1 trading plan. After these transactions, Hart reports 50,883 Class A shares held directly and 3,061,782 Class B shares held indirectly through a trust.
StepStone Group Inc. investor James Lim filed Amendment No. 6 to his Schedule 13D updating his ownership and recent trading activity. He now beneficially owns 3,204,451 shares of StepStone Class A common stock, representing 4.0% of the outstanding Class A shares, calculated under SEC Rule 13d-3. This total includes 3,040,795 Class A shares and 163,656 Class C units held through Sanctuary Bay LLC that are exchangeable into Class A shares within 60 days on a one-for-one basis.
The filing also details a series of open market sales in January 2026. These include blocks such as 76,692 shares at $69.30 per share on January 5, 123,308 shares at $70.00 on January 6, and 250,000 shares at $72.45 on January 13, among other transactions. The weighted average sale prices are provided for each trading day, and Lim undertakes to provide full trade details upon request to regulators, the issuer, or its security holders.
ARG Private Equity, LLC and related investors filed Amendment No. 3 to their Schedule 13D on StepStone Group Inc. to update their ownership positions. ARG Private Equity, ARGO Holdings, Sanford Energy, George B. Kaiser and Robert A. Waldo now report beneficial ownership of 3,589,480 to 3,687,708 shares of Class A common stock each, representing individual stakes of approximately 4.2%–4.3% and an aggregate group stake of 7,277,188 shares, or 8.4% of the Class A common stock outstanding as of November 4, 2025. The amendment reflects dilution from StepStone’s issuance of additional shares and recent open market sales by Sanford Energy, including blocks such as 125,000 shares at $69.8513 per share on January 6, 2025. The filing clarifies the relationships among the reporting entities, their Class B unit holdings and associated exchange rights, and includes standard joint filing and ancillary governance agreements by reference.
StepStone Group Inc. reported that The Vanguard Group has filed an amended Schedule 13G showing beneficial ownership of 8,449,878 shares of StepStone common stock, representing 10.67% of the class as of 12/31/2025. Vanguard reports no sole voting power, with shared voting power over 520,140 shares, sole dispositive power over 7,840,998 shares, and shared dispositive power over 608,880 shares. The filing states the shares are held in the ordinary course of business for Vanguard’s clients and not for the purpose of changing or influencing control of StepStone.
StepStone Group Inc. insider Michael I. McCabe, a director and Head of Strategy, reported multiple sales of the company’s Class A common stock on 12/10/2025.
He sold 108,538 shares at a weighted average price of $66.15, 9,300 shares at $66.82, and 74,214 shares at $66.14, with each sale executed in multiple trades. Following these transactions, he beneficially owned 306,026 Class A shares directly and 122,209 Class A shares indirectly through Benzy LLC, along with 1,906,142 Class B shares directly and 937,416 Class B shares indirectly through Benzy LLC.
StepStone Group Inc. (STEP) CEO Scott W. Hart reported an open market sale of company stock. On 11/25/2025, a trust associated with him sold 10,000 shares of Class A common stock at a weighted average price of $61.70 per share in multiple trades executed under a pre-arranged Rule 10b5-1 trading plan. After this transaction, he reports beneficial ownership of 20,000 Class A shares held indirectly by a trust, 50,883 Class A shares held directly, and 3,061,782 Class B shares held indirectly by a trust.