[144] StepStone Group Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for StepStone Group Inc. (STEP) shows a proposed sale of 1,000 Class A Common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $63,260 and approximate sale date of 09/11/2025 on NASDAQ. The shares were acquired on 02/14/2023 via restricted stock vesting under a registered plan and were issued by the issuer for services rendered. The filer reports 78,552,912 shares outstanding for this class. The form indicates no securities sold in the past three months by the selling person and includes the standard signature representation about material nonpublic information.

Positive

• Acquisition source disclosed: shares were acquired via restricted stock vesting under a registered plan on 02/14/2023
• Broker and planned sale details provided: Morgan Stanley Smith Barney LLC, planned sale date 09/11/2025, NASDAQ
• No recent sales: filer reports no securities sold in the past three months

Negative

• None.

Insights

Securities Analyst

TL;DR: A routine Rule 144 filing disclosing a small, planned sale of vested restricted shares via a broker.

This Form 144 discloses a proposed sale of 1,000 Class A shares valued at $63,260, acquired from restricted stock vesting on 02/14/2023 and to be sold through Morgan Stanley Smith Barney LLC on NASDAQ around 09/11/2025. The filing notes 78,552,912 Class A shares outstanding and reports no sales in the past three months for the selling person. For investors, the filing appears procedural and not material to StepStone’s capitalization given the size of the lot versus outstanding shares. The filing includes the issuer-originated vesting and payment in services, which clarifies the nature of the holding.

Corporate Governance Specialist

TL;DR: Disclosure is compliant and specific about acquisition source and broker; no red flags in filing content.

The filer identifies the acquisition as restricted stock vesting under a registered plan and specifies the broker, quantity, and planned sale timing. The absence of reported sales in the prior three months and the inclusion of the standard attestation regarding material nonpublic information are consistent with routine insider reporting and Rule 144 compliance. No governance issues or material events are disclosed in this document.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	63260.00	78552912	09/11/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	02/14/2023	Restricted stock vesting under a registered plan	Issuer			1000	02/14/2023	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does StepStone Group (STEP) Form 144 disclose?

The Form 144 discloses a proposed sale of 1,000 Class A Common shares valued at $63,260, to be sold through Morgan Stanley Smith Barney LLC on NASDAQ around 09/11/2025.

When and how were the 1,000 shares acquired?

The shares were acquired on 02/14/2023 via restricted stock vesting under a registered plan; payment was recorded as services rendered.

Does the filing report any sales in the last three months for the seller?

No. The Form 144 states "Nothing to Report" for securities sold during the past three months.

How many Class A shares outstanding does the filing list?

The filing lists 78,552,912 shares outstanding for the Class A Common.

What is the aggregate market value and planned sale date?

Aggregate market value is $63,260 and the approximate date of sale is 09/11/2025.