STOCK TITAN

StepStone (STEP) CAO receives 1,612-share RSU award vesting 2027–2030

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Keathley Anthony reported acquisition or exercise transactions in this Form 4 filing.

StepStone Group Inc. reported that Chief Accounting Officer Anthony Keathley received a grant of 1,612 shares of Class A Common Stock as a stock award. These shares were issued as restricted stock units under the 2020 Long Term Incentive Plan and carry no purchase price.

The award vests in equal annual installments on each of February 14, 2027, 2028, 2029 and 2030, conditioned on his continued employment through each vesting date. After this grant, Keathley directly holds a total of 3,540 Class A shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keathley Anthony

(Last) (First) (Middle)
C/O STEPSTONE GROUP INC.
277 PARK AVENUE, 45TH FLOOR

(Street)
NEW YORK NY 10172

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StepStone Group Inc. [ STEP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/13/2026 A 1,612(1) A (1) 3,540 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2027, 2028, 2029 and 2030, subject to the Reporting Person's continued employment through the applicable vesting date.
Remarks:
/s/ Jennifer Y. Ishiguro, Attorney-in-fact for Anthony W. Keathley 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did StepStone Group (STEP) report for Anthony Keathley?

StepStone Group reported that Chief Accounting Officer Anthony Keathley received 1,612 shares of Class A Common Stock as a stock award. The shares were granted as restricted stock units under the company’s 2020 Long Term Incentive Plan with no cash purchase required.

How many StepStone Group (STEP) shares does Anthony Keathley hold after this Form 4?

Following the reported transaction, Anthony Keathley directly holds 3,540 shares of StepStone Group’s Class A Common Stock. This total includes the newly granted 1,612 restricted stock unit shares, which will vest over time subject to his continued employment with the company.

What is the vesting schedule for Anthony Keathley’s new StepStone (STEP) stock award?

The 1,612-share award to Anthony Keathley vests in four equal annual installments on February 14, 2027, 2028, 2029 and 2030. Each tranche is subject to his continued employment with StepStone Group through the applicable vesting date, aligning compensation with long-term service.

Was Anthony Keathley’s StepStone (STEP) stock grant an open-market purchase?

No, the transaction was not an open-market purchase. It is reported as a grant or award acquisition of 1,612 Class A shares at a price of $0.00 per share, reflecting compensation in the form of restricted stock units rather than a cash-funded market transaction.

Under which plan was the StepStone (STEP) stock granted to Anthony Keathley?

The 1,612 restricted stock unit shares granted to Anthony Keathley were issued under StepStone Group’s 2020 Long Term Incentive Plan. This plan provides equity-based compensation designed to align key employees’ interests with the company’s long-term performance and shareholder value.
Stepstone Group Inc.

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