SunOpta (STKL) Form 3: New CHRO Reports Zero Share Ownership

The filing is an SEC Form 3 that records the initial beneficial ownership of securities for Danielle Marie Duzan, newly listed as Chief Human Resources Officer (CHRO) of SunOpta Inc. (ticker: STKL).

Accepted by SEC EDGAR 06/26/2025 - 03:41 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The filing is an SEC Form 3 that records the initial beneficial ownership of securities for Danielle Marie Duzan, newly listed as Chief Human Resources Officer (CHRO) of SunOpta Inc. (ticker: STKL). The event date triggering the report is 06/16/2025, and the form was signed on 06/26/2025 by attorney-in-fact Brett Koch.

According to the disclosure, no non-derivative or derivative securities are currently owned by the reporting person, and there is therefore no table of holdings populated beyond zero. The form is filed on behalf of a single reporting person and indicates direct filing rather than a group submission.

This document is routine for compliance with Section 16(a) and does not contain any financial metrics, transactions, or changes in ownership that would materially affect SunOpta’s capital structure or shareholder dilution.

Insights

Corporate Governance Expert

TL;DR: Routine Form 3; new CHRO Danielle Duzan reports zero share ownership—no immediate investment impact.

The Form 3 merely satisfies Section 16(a) disclosure obligations for insiders. It confirms Ms. Duzan’s officer status and that she currently holds no SunOpta equity, either directly or through derivatives. Because there are no purchases, grants, or options disclosed, the filing does not signal strategic intent or insider sentiment. Investors typically view a zero-ownership Form 3 as neutral: it neither implies confidence nor concern. The filing has negligible effect on valuation, liquidity, or governance risk metrics.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did SunOpta (STKL) file this Form 3 on 06/26/2025?

The filing discloses new officer Danielle Marie Duzan’s initial beneficial ownership, as required under Section 16(a).

How many SunOpta shares does CHRO Danielle Duzan own?

According to the Form 3, she owns no non-derivative or derivative securities.

Does the Form 3 indicate any recent insider transactions at SunOpta?

No. The document shows zero ownership and reports no purchases, sales, or option grants.

What is the significance of a Form 3 for investors in STKL?

It is a routine compliance filing that establishes insider status; this particular Form 3 contains no material investment implications.

Who signed the Form 3 for Danielle Duzan?

Attorney-in-fact Brett Koch signed on her behalf on 06/26/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Duzan Danielle Marie

(Last) (First) (Middle)

7078 SHADY OAK ROAD

(Street)

EDEN PRAIRIE MN 55344

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/16/2025

3. Issuer Name and Ticker or Trading Symbol
SunOpta Inc. [ STKL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHRO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Brett Koch, attorney-in-fact	06/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.