STOCK TITAN

[Form 3] SunOpta, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

The filing is an SEC Form 3 that records the initial beneficial ownership of securities for Danielle Marie Duzan, newly listed as Chief Human Resources Officer (CHRO) of SunOpta Inc. (ticker: STKL). The event date triggering the report is 06/16/2025, and the form was signed on 06/26/2025 by attorney-in-fact Brett Koch.

According to the disclosure, no non-derivative or derivative securities are currently owned by the reporting person, and there is therefore no table of holdings populated beyond zero. The form is filed on behalf of a single reporting person and indicates direct filing rather than a group submission.

This document is routine for compliance with Section 16(a) and does not contain any financial metrics, transactions, or changes in ownership that would materially affect SunOpta’s capital structure or shareholder dilution.

La comunicazione è un modulo SEC Form 3 che registra la proprietà beneficiaria iniziale di titoli per Danielle Marie Duzan, recentemente nominata Chief Human Resources Officer (CHRO) di SunOpta Inc. (ticker: STKL). La data dell'evento che ha attivato la segnalazione è il 16/06/2025, e il modulo è stato firmato il 26/06/2025 dall’avvocato rappresentante Brett Koch.

Secondo la dichiarazione, attualmente non sono posseduti titoli non derivati né derivati dalla persona che effettua la segnalazione, pertanto la tabella delle partecipazioni riporta valori pari a zero. Il modulo è presentato da un unico soggetto e indica una segnalazione diretta, non di gruppo.

Il documento è di routine per ottemperare alla Sezione 16(a) e non contiene metriche finanziarie, transazioni o variazioni di proprietà che possano influire in modo significativo sulla struttura del capitale di SunOpta o sulla diluizione degli azionisti.

La presentación es un formulario SEC Form 3 que registra la propiedad beneficiaria inicial de valores para Danielle Marie Duzan, recientemente nombrada Directora de Recursos Humanos (CHRO) de SunOpta Inc. (símbolo: STKL). La fecha del evento que desencadenó el informe es el 16/06/2025, y el formulario fue firmado el 26/06/2025 por el apoderado Brett Koch.

Según la divulgación, actualmente no posee valores derivados ni no derivados la persona que reporta, por lo que la tabla de participaciones muestra valores en cero. El formulario se presenta en nombre de una sola persona y refleja una presentación directa, no grupal.

Este documento es rutinario para cumplir con la Sección 16(a) y no contiene métricas financieras, transacciones ni cambios en la propiedad que afecten materialmente la estructura de capital de SunOpta o la dilución de sus accionistas.

이 제출 서류는 SEC Form 3으로, SunOpta Inc.(티커: STKL)의 신임 최고인사책임자(CHRO)인 Danielle Marie Duzan의 초기 실질 소유권을 기록한 것입니다. 보고를 촉발한 사건일자는 2025년 6월 16일이며, 해당 양식은 2025년 6월 26일에 법률대리인 Brett Koch에 의해 서명되었습니다.

공시에 따르면, 보고자는 현재 비파생증권이나 파생증권을 소유하고 있지 않으며 따라서 보유 내역 표에는 모두 0으로 표시되어 있습니다. 이 양식은 단일 보고자를 대신해 제출되었으며, 그룹 제출이 아닌 직접 제출임을 나타냅니다.

이 문서는 섹션 16(a) 준수를 위한 일상적인 서류로, SunOpta의 자본 구조나 주주 희석에 중대한 영향을 미칠 재무 지표, 거래 또는 소유권 변동을 포함하지 않습니다.

Le dépôt est un formulaire SEC Form 3 enregistrant la propriété bénéficiaire initiale des titres pour Danielle Marie Duzan, récemment nommée Chief Human Resources Officer (CHRO) de SunOpta Inc. (symbole : STKL). La date de l'événement déclencheur du rapport est le 16/06/2025, et le formulaire a été signé le 26/06/2025 par l’avocat mandataire Brett Koch.

Selon la déclaration, aucun titre dérivé ou non dérivé n’est actuellement détenu par la personne déclarant, et il n’y a donc aucun tableau des avoirs rempli au-delà de zéro. Le formulaire est déposé pour une seule personne déclarant et indique un dépôt direct plutôt qu’un dépôt de groupe.

Ce document est une formalité pour se conformer à la Section 16(a) et ne contient aucune donnée financière, transaction ou changement de propriété susceptible d’affecter de manière significative la structure du capital de SunOpta ou la dilution des actionnaires.

Die Einreichung ist ein SEC Form 3, der das anfängliche wirtschaftliche Eigentum an Wertpapieren für Danielle Marie Duzan dokumentiert, die neu als Chief Human Resources Officer (CHRO) bei SunOpta Inc. (Ticker: STKL) gelistet ist. Das auslösende Ereignisdatum für den Bericht ist der 16.06.2025, und das Formular wurde am 26.06.2025 vom Bevollmächtigten Brett Koch unterschrieben.

Der Offenlegung zufolge besitzt die meldende Person derzeit weder nicht-derivative noch derivative Wertpapiere, weshalb die Beteiligungstabelle nur Nullen enthält. Das Formular wird von einer einzelnen meldenden Person eingereicht und weist auf eine direkte Meldung statt einer Gruppenmeldung hin.

Dieses Dokument ist routinemäßig zur Einhaltung von Abschnitt 16(a) und enthält keine finanziellen Kennzahlen, Transaktionen oder Eigentumsänderungen, die die Kapitalstruktur von SunOpta oder die Aktionärsverwässerung wesentlich beeinflussen würden.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Form 3; new CHRO Danielle Duzan reports zero share ownership—no immediate investment impact.

The Form 3 merely satisfies Section 16(a) disclosure obligations for insiders. It confirms Ms. Duzan’s officer status and that she currently holds no SunOpta equity, either directly or through derivatives. Because there are no purchases, grants, or options disclosed, the filing does not signal strategic intent or insider sentiment. Investors typically view a zero-ownership Form 3 as neutral: it neither implies confidence nor concern. The filing has negligible effect on valuation, liquidity, or governance risk metrics.

La comunicazione è un modulo SEC Form 3 che registra la proprietà beneficiaria iniziale di titoli per Danielle Marie Duzan, recentemente nominata Chief Human Resources Officer (CHRO) di SunOpta Inc. (ticker: STKL). La data dell'evento che ha attivato la segnalazione è il 16/06/2025, e il modulo è stato firmato il 26/06/2025 dall’avvocato rappresentante Brett Koch.

Secondo la dichiarazione, attualmente non sono posseduti titoli non derivati né derivati dalla persona che effettua la segnalazione, pertanto la tabella delle partecipazioni riporta valori pari a zero. Il modulo è presentato da un unico soggetto e indica una segnalazione diretta, non di gruppo.

Il documento è di routine per ottemperare alla Sezione 16(a) e non contiene metriche finanziarie, transazioni o variazioni di proprietà che possano influire in modo significativo sulla struttura del capitale di SunOpta o sulla diluizione degli azionisti.

La presentación es un formulario SEC Form 3 que registra la propiedad beneficiaria inicial de valores para Danielle Marie Duzan, recientemente nombrada Directora de Recursos Humanos (CHRO) de SunOpta Inc. (símbolo: STKL). La fecha del evento que desencadenó el informe es el 16/06/2025, y el formulario fue firmado el 26/06/2025 por el apoderado Brett Koch.

Según la divulgación, actualmente no posee valores derivados ni no derivados la persona que reporta, por lo que la tabla de participaciones muestra valores en cero. El formulario se presenta en nombre de una sola persona y refleja una presentación directa, no grupal.

Este documento es rutinario para cumplir con la Sección 16(a) y no contiene métricas financieras, transacciones ni cambios en la propiedad que afecten materialmente la estructura de capital de SunOpta o la dilución de sus accionistas.

이 제출 서류는 SEC Form 3으로, SunOpta Inc.(티커: STKL)의 신임 최고인사책임자(CHRO)인 Danielle Marie Duzan의 초기 실질 소유권을 기록한 것입니다. 보고를 촉발한 사건일자는 2025년 6월 16일이며, 해당 양식은 2025년 6월 26일에 법률대리인 Brett Koch에 의해 서명되었습니다.

공시에 따르면, 보고자는 현재 비파생증권이나 파생증권을 소유하고 있지 않으며 따라서 보유 내역 표에는 모두 0으로 표시되어 있습니다. 이 양식은 단일 보고자를 대신해 제출되었으며, 그룹 제출이 아닌 직접 제출임을 나타냅니다.

이 문서는 섹션 16(a) 준수를 위한 일상적인 서류로, SunOpta의 자본 구조나 주주 희석에 중대한 영향을 미칠 재무 지표, 거래 또는 소유권 변동을 포함하지 않습니다.

Le dépôt est un formulaire SEC Form 3 enregistrant la propriété bénéficiaire initiale des titres pour Danielle Marie Duzan, récemment nommée Chief Human Resources Officer (CHRO) de SunOpta Inc. (symbole : STKL). La date de l'événement déclencheur du rapport est le 16/06/2025, et le formulaire a été signé le 26/06/2025 par l’avocat mandataire Brett Koch.

Selon la déclaration, aucun titre dérivé ou non dérivé n’est actuellement détenu par la personne déclarant, et il n’y a donc aucun tableau des avoirs rempli au-delà de zéro. Le formulaire est déposé pour une seule personne déclarant et indique un dépôt direct plutôt qu’un dépôt de groupe.

Ce document est une formalité pour se conformer à la Section 16(a) et ne contient aucune donnée financière, transaction ou changement de propriété susceptible d’affecter de manière significative la structure du capital de SunOpta ou la dilution des actionnaires.

Die Einreichung ist ein SEC Form 3, der das anfängliche wirtschaftliche Eigentum an Wertpapieren für Danielle Marie Duzan dokumentiert, die neu als Chief Human Resources Officer (CHRO) bei SunOpta Inc. (Ticker: STKL) gelistet ist. Das auslösende Ereignisdatum für den Bericht ist der 16.06.2025, und das Formular wurde am 26.06.2025 vom Bevollmächtigten Brett Koch unterschrieben.

Der Offenlegung zufolge besitzt die meldende Person derzeit weder nicht-derivative noch derivative Wertpapiere, weshalb die Beteiligungstabelle nur Nullen enthält. Das Formular wird von einer einzelnen meldenden Person eingereicht und weist auf eine direkte Meldung statt einer Gruppenmeldung hin.

Dieses Dokument ist routinemäßig zur Einhaltung von Abschnitt 16(a) und enthält keine finanziellen Kennzahlen, Transaktionen oder Eigentumsänderungen, die die Kapitalstruktur von SunOpta oder die Aktionärsverwässerung wesentlich beeinflussen würden.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Duzan Danielle Marie

(Last) (First) (Middle)
7078 SHADY OAK ROAD

(Street)
EDEN PRAIRIE MN 55344

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/16/2025
3. Issuer Name and Ticker or Trading Symbol
SunOpta Inc. [ STKL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHRO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Brett Koch, attorney-in-fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did SunOpta (STKL) file this Form 3 on 06/26/2025?

The filing discloses new officer Danielle Marie Duzan’s initial beneficial ownership, as required under Section 16(a).

How many SunOpta shares does CHRO Danielle Duzan own?

According to the Form 3, she owns no non-derivative or derivative securities.

Does the Form 3 indicate any recent insider transactions at SunOpta?

No. The document shows zero ownership and reports no purchases, sales, or option grants.

What is the significance of a Form 3 for investors in STKL?

It is a routine compliance filing that establishes insider status; this particular Form 3 contains no material investment implications.

Who signed the Form 3 for Danielle Duzan?

Attorney-in-fact Brett Koch signed on her behalf on 06/26/2025.
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