SunOpta (STKL) CEO gains shares as RSUs vest, 9,498 withheld
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
SunOpta Inc. CEO Brian W. Kocher reported routine equity compensation activity involving Restricted Stock Units (RSUs) and common shares. On April 11, 2026, 34,102 RSUs were exercised into an equal number of common shares, reflecting the conversion of a derivative security into stock.
The company then withheld 9,498 common shares at a price of $6.48 per share to satisfy income tax withholding obligations related to the RSU vesting, which is not an open‑market sale. Following these transactions, Kocher directly holds 213,211 common shares and 68,205 RSUs, which vest in three equal annual installments beginning on April 11, 2026, subject to continued employment.
Positive
- None.
Negative
- None.
Insider Trade Summary
34,102 shares exercised/converted
Mixed
3 txns
Insider
Kocher Brian W
Role
CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 34,102 | $0.00 | -- |
| Exercise | Common Shares | 34,102 | $0.00 | -- |
| Tax Withholding | Common Shares | 9,498 | $6.48 | $62K |
Holdings After Transaction:
Restricted Stock Units — 68,205 shares (Direct);
Common Shares — 222,709 shares (Direct)
Footnotes (1)
- Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, subject to the continued employment of the reporting person through each such vesting date. The Restricted Stock Units do not have an expiration date.
Key Figures
RSUs exercised: 34,102 units
Shares withheld for taxes: 9,498 shares at $6.48
Common shares held after transaction: 213,211 shares
+1 more
4 metrics
RSUs exercised
34,102 units
Restricted Stock Units converted into common shares on April 11, 2026
Shares withheld for taxes
9,498 shares at $6.48
Common shares withheld to satisfy income tax obligations on RSU vesting
Common shares held after transaction
213,211 shares
Direct ownership by CEO Brian Kocher following the Form 4 transactions
RSUs outstanding after transaction
68,205 units
Remaining Restricted Stock Units subject to future vesting
Key Terms
Restricted Stock Units, tax withholding, derivative security, vesting
4 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding financial
"shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What insider transaction did SunOpta (STKL) CEO Brian Kocher report?
SunOpta CEO Brian Kocher reported the vesting and exercise of 34,102 Restricted Stock Units into common shares. These transactions are compensation-related, reflecting equity awards converting into stock rather than open-market buying or selling activity.
What happens to the remaining SunOpta (STKL) Restricted Stock Units?
Following the exercise, 68,205 Restricted Stock Units remain outstanding for Brian Kocher. These RSUs vest in three equal annual installments starting April 11, 2026, contingent on his continued employment through each scheduled vesting date.
Does this SunOpta (STKL) Form 4 show open-market buying or selling?
The filing does not show open-market buying or selling. It records RSU conversion into common shares and 9,498 shares withheld by the company for tax obligations, which is characterized as a tax-withholding disposition rather than a discretionary market trade.