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[Form 4] SunOpta, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

SunOpta Inc. (STKL) – Form 4 insider filing

On 10 July 2025, Chief Human Resources Officer Danielle M. Duzan was granted 24,834 Restricted Stock Units (RSUs). Each RSU represents the contingent right to receive one common share of SunOpta.

  • Transaction code: A (award/grant)
  • Exercise price: $0.00 (RSUs carry no purchase cost)
  • Vesting schedule: three equal annual tranches starting 10 July 2026; full vesting in 2028, subject to continued employment
  • Ownership after grant: 24,834 common shares held directly (no indirect holdings reported)

No derivative expiration date is applicable because RSUs convert automatically upon vesting. The filing does not indicate any sale or disposition of shares, and no additional cash compensation details are provided.

For investors, the award modestly increases upcoming share count through future issuance but also aligns the CHRO’s incentives with shareholder interests.

SunOpta Inc. (STKL) – Comunicazione interna Form 4

In data 10 luglio 2025, la Chief Human Resources Officer Danielle M. Duzan ha ricevuto un assegnazione di 24.834 Restricted Stock Units (RSU). Ogni RSU rappresenta il diritto condizionato a ricevere una azione ordinaria di SunOpta.

  • Codice transazione: A (assegnazione/concessione)
  • Prezzo di esercizio: $0,00 (le RSU non prevedono alcun costo di acquisto)
  • Piano di maturazione: tre tranche annuali uguali a partire dal 10 luglio 2026; maturazione completa nel 2028, subordinata alla permanenza in azienda
  • Possesso dopo l’assegnazione: 24.834 azioni ordinarie detenute direttamente (nessuna partecipazione indiretta segnalata)

Non è prevista una data di scadenza per i derivati poiché le RSU si convertono automaticamente al momento della maturazione. La comunicazione non riporta vendite o cessioni di azioni, né ulteriori dettagli su compensi in denaro.

Per gli investitori, questo premio comporta un lieve aumento del numero di azioni in circolazione in futuro, ma allinea anche gli incentivi del CHRO con gli interessi degli azionisti.

SunOpta Inc. (STKL) – Presentación interna Formulario 4

El 10 de julio de 2025, la Directora de Recursos Humanos, Danielle M. Duzan, recibió una concesión de 24,834 Unidades de Acciones Restringidas (RSU). Cada RSU representa el derecho condicionado a recibir una acción ordinaria de SunOpta.

  • Código de transacción: A (adjudicación/concesión)
  • Precio de ejercicio: $0.00 (las RSU no tienen costo de compra)
  • Calendario de adquisición: tres tramos anuales iguales a partir del 10 de julio de 2026; adquisición completa en 2028, condicionada a la continuidad laboral
  • Propiedad tras la concesión: 24,834 acciones ordinarias en propiedad directa (sin participaciones indirectas reportadas)

No hay fecha de vencimiento para derivados ya que las RSU se convierten automáticamente al adquirirlas. La presentación no indica ventas o disposiciones de acciones, ni detalles adicionales sobre compensación en efectivo.

Para los inversores, la concesión aumenta modestamente el número futuro de acciones en circulación y alinea los incentivos de la CHRO con los intereses de los accionistas.

SunOpta Inc. (STKL) – 내부자 신고서 Form 4

2025년 7월 10일, 최고인사책임자 다니엘 M. 두잔24,834개의 제한주식단위(RSU)를 부여받았습니다. 각 RSU는 SunOpta의 보통주 1주를 받을 수 있는 조건부 권리를 의미합니다.

  • 거래 코드: A (수여/부여)
  • 행사가격: $0.00 (RSU는 구매 비용이 없습니다)
  • 베스팅 일정: 2026년 7월 10일부터 매년 동일한 3회 분할 베스팅; 2028년에 완전 베스팅, 계속 고용 조건
  • 부여 후 보유 주식: 직접 보유한 24,834주 보통주 (간접 보유 보고 없음)

RSU는 베스팅 시 자동으로 전환되므로 파생상품 만료일이 없습니다. 신고서에는 주식 매도나 처분 내용이 없으며 추가 현금 보상 내역도 포함되어 있지 않습니다.

투자자에게 이번 수여는 미래 발행을 통한 주식 수를 소폭 증가시키지만, CHRO의 인센티브를 주주 이익과 일치시키는 효과가 있습니다.

SunOpta Inc. (STKL) – Déclaration d’initié Formulaire 4

Le 10 juillet 2025, la Directrice des Ressources Humaines, Danielle M. Duzan, s’est vue attribuer 24 834 unités d’actions restreintes (RSU). Chaque RSU confère le droit conditionnel de recevoir une action ordinaire de SunOpta.

  • Code de transaction : A (attribution)
  • Prix d’exercice : 0,00 $ (les RSU ne nécessitent aucun coût d’achat)
  • Calendrier d’acquisition : trois tranches annuelles égales à partir du 10 juillet 2026 ; acquisition complète en 2028, sous réserve de maintien en poste
  • Possession après attribution : 24 834 actions ordinaires détenues directement (aucune participation indirecte déclarée)

Aucune date d’expiration des dérivés n’est applicable car les RSU se convertissent automatiquement à l’acquisition. La déclaration ne mentionne aucune vente ou cession d’actions, ni aucun détail supplémentaire sur une rémunération en espèces.

Pour les investisseurs, cette attribution augmente modestement le nombre d’actions à venir via une émission future, tout en alignant les intérêts de la DRH avec ceux des actionnaires.

SunOpta Inc. (STKL) – Insider-Meldung Form 4

Am 10. Juli 2025 erhielt die Chief Human Resources Officer Danielle M. Duzan eine Zuteilung von 24.834 Restricted Stock Units (RSUs). Jede RSU berechtigt bedingt zum Erhalt einer Stammaktie von SunOpta.

  • Transaktionscode: A (Zuteilung/Grant)
  • Ausübungspreis: 0,00 $ (RSUs sind kostenfrei)
  • Vesting-Plan: drei gleiche jährliche Tranchen ab dem 10. Juli 2026; vollständiges Vesting 2028, vorbehaltlich weiterer Anstellung
  • Besitz nach Zuteilung: 24.834 Stammaktien direkt gehalten (keine indirekten Beteiligungen gemeldet)

Da RSUs bei Vesting automatisch umgewandelt werden, gibt es kein Ablaufdatum für Derivate. Die Meldung weist keine Verkäufe oder Veräußerungen von Aktien aus, und es werden keine weiteren Barvergütungsdetails angegeben.

Für Investoren bedeutet die Zuteilung eine moderate Erhöhung der künftigen Aktienanzahl, während sie die Anreize der CHRO mit den Interessen der Aktionäre in Einklang bringt.

Positive
  • Insider acquisition rather than sale reinforces confidence and aligns management with shareholders.
  • Three-year vesting schedule promotes executive retention and long-term focus.
Negative
  • Share dilution: future issuance of 24,834 shares will marginally increase the outstanding share count.

Insights

TL;DR – Minor RSU grant aligns CHRO with shareholders; immaterial dilution.

The 24,834-unit RSU award to SunOpta’s CHRO is routine executive compensation. At a sub-$1 million notional value (assuming a share price in single digits), the grant is unlikely to materially affect the company’s share count or earnings dilution when amortized. Nonetheless, it reinforces long-term retention through a three-year vesting cliff, a structure typical for management incentives. Because the transaction is an acquisition rather than a disposal, it avoids the negative signal often associated with insider selling. Overall impact on valuation or near-term trading is minimal.

SunOpta Inc. (STKL) – Comunicazione interna Form 4

In data 10 luglio 2025, la Chief Human Resources Officer Danielle M. Duzan ha ricevuto un assegnazione di 24.834 Restricted Stock Units (RSU). Ogni RSU rappresenta il diritto condizionato a ricevere una azione ordinaria di SunOpta.

  • Codice transazione: A (assegnazione/concessione)
  • Prezzo di esercizio: $0,00 (le RSU non prevedono alcun costo di acquisto)
  • Piano di maturazione: tre tranche annuali uguali a partire dal 10 luglio 2026; maturazione completa nel 2028, subordinata alla permanenza in azienda
  • Possesso dopo l’assegnazione: 24.834 azioni ordinarie detenute direttamente (nessuna partecipazione indiretta segnalata)

Non è prevista una data di scadenza per i derivati poiché le RSU si convertono automaticamente al momento della maturazione. La comunicazione non riporta vendite o cessioni di azioni, né ulteriori dettagli su compensi in denaro.

Per gli investitori, questo premio comporta un lieve aumento del numero di azioni in circolazione in futuro, ma allinea anche gli incentivi del CHRO con gli interessi degli azionisti.

SunOpta Inc. (STKL) – Presentación interna Formulario 4

El 10 de julio de 2025, la Directora de Recursos Humanos, Danielle M. Duzan, recibió una concesión de 24,834 Unidades de Acciones Restringidas (RSU). Cada RSU representa el derecho condicionado a recibir una acción ordinaria de SunOpta.

  • Código de transacción: A (adjudicación/concesión)
  • Precio de ejercicio: $0.00 (las RSU no tienen costo de compra)
  • Calendario de adquisición: tres tramos anuales iguales a partir del 10 de julio de 2026; adquisición completa en 2028, condicionada a la continuidad laboral
  • Propiedad tras la concesión: 24,834 acciones ordinarias en propiedad directa (sin participaciones indirectas reportadas)

No hay fecha de vencimiento para derivados ya que las RSU se convierten automáticamente al adquirirlas. La presentación no indica ventas o disposiciones de acciones, ni detalles adicionales sobre compensación en efectivo.

Para los inversores, la concesión aumenta modestamente el número futuro de acciones en circulación y alinea los incentivos de la CHRO con los intereses de los accionistas.

SunOpta Inc. (STKL) – 내부자 신고서 Form 4

2025년 7월 10일, 최고인사책임자 다니엘 M. 두잔24,834개의 제한주식단위(RSU)를 부여받았습니다. 각 RSU는 SunOpta의 보통주 1주를 받을 수 있는 조건부 권리를 의미합니다.

  • 거래 코드: A (수여/부여)
  • 행사가격: $0.00 (RSU는 구매 비용이 없습니다)
  • 베스팅 일정: 2026년 7월 10일부터 매년 동일한 3회 분할 베스팅; 2028년에 완전 베스팅, 계속 고용 조건
  • 부여 후 보유 주식: 직접 보유한 24,834주 보통주 (간접 보유 보고 없음)

RSU는 베스팅 시 자동으로 전환되므로 파생상품 만료일이 없습니다. 신고서에는 주식 매도나 처분 내용이 없으며 추가 현금 보상 내역도 포함되어 있지 않습니다.

투자자에게 이번 수여는 미래 발행을 통한 주식 수를 소폭 증가시키지만, CHRO의 인센티브를 주주 이익과 일치시키는 효과가 있습니다.

SunOpta Inc. (STKL) – Déclaration d’initié Formulaire 4

Le 10 juillet 2025, la Directrice des Ressources Humaines, Danielle M. Duzan, s’est vue attribuer 24 834 unités d’actions restreintes (RSU). Chaque RSU confère le droit conditionnel de recevoir une action ordinaire de SunOpta.

  • Code de transaction : A (attribution)
  • Prix d’exercice : 0,00 $ (les RSU ne nécessitent aucun coût d’achat)
  • Calendrier d’acquisition : trois tranches annuelles égales à partir du 10 juillet 2026 ; acquisition complète en 2028, sous réserve de maintien en poste
  • Possession après attribution : 24 834 actions ordinaires détenues directement (aucune participation indirecte déclarée)

Aucune date d’expiration des dérivés n’est applicable car les RSU se convertissent automatiquement à l’acquisition. La déclaration ne mentionne aucune vente ou cession d’actions, ni aucun détail supplémentaire sur une rémunération en espèces.

Pour les investisseurs, cette attribution augmente modestement le nombre d’actions à venir via une émission future, tout en alignant les intérêts de la DRH avec ceux des actionnaires.

SunOpta Inc. (STKL) – Insider-Meldung Form 4

Am 10. Juli 2025 erhielt die Chief Human Resources Officer Danielle M. Duzan eine Zuteilung von 24.834 Restricted Stock Units (RSUs). Jede RSU berechtigt bedingt zum Erhalt einer Stammaktie von SunOpta.

  • Transaktionscode: A (Zuteilung/Grant)
  • Ausübungspreis: 0,00 $ (RSUs sind kostenfrei)
  • Vesting-Plan: drei gleiche jährliche Tranchen ab dem 10. Juli 2026; vollständiges Vesting 2028, vorbehaltlich weiterer Anstellung
  • Besitz nach Zuteilung: 24.834 Stammaktien direkt gehalten (keine indirekten Beteiligungen gemeldet)

Da RSUs bei Vesting automatisch umgewandelt werden, gibt es kein Ablaufdatum für Derivate. Die Meldung weist keine Verkäufe oder Veräußerungen von Aktien aus, und es werden keine weiteren Barvergütungsdetails angegeben.

Für Investoren bedeutet die Zuteilung eine moderate Erhöhung der künftigen Aktienanzahl, während sie die Anreize der CHRO mit den Interessen der Aktionäre in Einklang bringt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Duzan Danielle Marie

(Last) (First) (Middle)
7078 SHADY OAK ROAD

(Street)
EDEN PRAIRIE MN 55344

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SunOpta Inc. [ STKL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHRO
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/10/2025 A 24,834 (3) (2) Common Shares 24,834 $0.00 24,834 D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
2. The Restricted Stock Units do not have an expiration date.
3. The Restricted Stock Units vest in three equal annual installments beginning on July 10, 2026, subject to the continued employment of the reporting person through each such vesting date.
/s/ Brett Koch, attorney-in-fact 07/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares did SunOpta's CHRO acquire according to the Form 4?

The filing shows an award of 24,834 Restricted Stock Units, each convertible into one common share.

What is the vesting schedule for the 24,834 RSUs granted to STKL's CHRO?

The RSUs vest in three equal annual installments beginning on 10 July 2026 and fully vest by 2028.

Does the RSU grant to Danielle Duzan have an exercise price?

No. RSUs are granted at $0.00 exercise price; shares are delivered upon vesting without cash payment.

Will the RSU award dilute existing SunOpta shareholders?

Yes, issuance of 24,834 new shares upon vesting will cause minor dilution, but the amount is immaterial relative to total shares outstanding.

Did the Form 4 report any insider sales of STKL stock?

No. The filing records an acquisition (code “A”) of RSUs; no shares were sold or disposed.
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