STNE Form 144: 5,463 LTIP Shares Proposed Sale on Nasdaq

Rhea-AI Filing Summary

Form 144 notice for StoneCo Ltd. (STNE): This filing reports a proposed sale of 5,463 Class A common shares that were acquired on 08/07/2025 under a Long-Term Incentive Plan registered on Form S-8. The broker named is XP Investments US, LLC (55 W 46th Street, New York), and the filer lists an approximate sale date of 08/08/2025 on Nasdaq. The aggregate market value of the shares at filing is $78,510.52 and the issuer’s reported shares outstanding are 254,617,001. The form includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer.

Positive

• Regulatory compliance: The filer provided a Form 144 notice with broker, amount, and planned sale date, meeting disclosure requirements
• Compensation transparency: Securities originated from a Long-Term Incentive Plan under an S-8 registration, clarifying the nature of the grant
• No recent sales: The form reports "Nothing to Report" for securities sold in the past three months, simplifying aggregation rules

Negative

• None.

Insights

Securities Analyst

TL;DR: Small planned sale from compensation award; immaterial to capitalization but notable for insider liquidity.

The notice indicates a planned sale of 5,463 Class A shares derived from an equity award under StoneCo's LTIP registered on Form S-8, executed one day prior to the intended sale. At an aggregate value of $78,510.52 against 254,617,001 shares outstanding, this represents a de minimis fraction of float (well under 0.01%). For investors, this is a routine disclosure showing a beneficiary converting compensation to cash via a broker-dealer. No prior sales in the past three months are reported. The filing is primarily a compliance disclosure and is unlikely to affect valuation or market dynamics materially.

Corporate Governance / Compliance Analyst

TL;DR: The filing demonstrates compliance with Rule 144 for an LTIP-derived award; no red flags in the notice.

The form identifies acquisition through the company’s Long-Term Incentive Plan and specifies equity compensation as the payment nature, which aligns with standard insider sale procedures. The inclusion of broker information, sale date, and the seller's certification about material nonpublic information meets regulatory requirements. The absence of other sales in the prior three months simplifies aggregation calculations. From a governance perspective, this is a routine, properly documented transaction with no evident compliance concerns.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A common shares	XP Investments US, LLC 55 W 46th Street 30th Floor New York NY 10036	5463	78510.52	254617001	08/08/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A common shares	08/07/2025	Shares acquired pursuant to Long-Term Incentive Plan under S-8 registration statement	StoneCo Ltd			5463	08/07/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does StoneCo's (STNE) Form 144 report?

The filing reports a proposed sale of 5,463 Class A common shares acquired on 08/07/2025 under a Long-Term Incentive Plan, with an approximate sale date of 08/08/2025 on Nasdaq and an aggregate market value of $78,510.52.

Who is the broker handling the sale in the STNE Form 144?

The broker named is XP Investments US, LLC located at 55 W 46th Street, 30th Floor, New York, NY 10036.

Were these shares purchased or received as compensation?

The securities were acquired as part of the company's equity plan: the table states they were received pursuant to a Long-Term Incentive Plan under an S-8 registration and the nature of payment is listed as Equity Compensation.

How material is the filing relative to StoneCo's outstanding shares?

The 5,463 shares represent a de minimis portion of the reported 254,617,001 shares outstanding; the filing itself is unlikely to be material to capitalization.

Does the Form 144 indicate any undisclosed material information?

By signing the notice, the person for whose account the securities are to be sold represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.