STOCK TITAN

RTW Funds and R. Wong report 9.99% stake in Stoke Therapeutics (STOK)

(Neutral)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

RTW Investments, LP and Roderick Wong, M.D. filed an amended Schedule 13G/A reporting shared beneficial ownership of 5,940,866 shares of Stoke Therapeutics common stock, representing 9.99% of the class. The filing states this percent assumes exercise of 317,341 warrants and uses February 28, 2026 as the as of date for 59,150,790 shares outstanding. The Reporting Persons disclose shared voting and dispositive power over the reported shares and note that RTW Funds, including RTW Master Fund Ltd., have the right to receive dividends or sale proceeds.

Positive

  • None.

Negative

  • None.

Insights

RTW reports a near-10% shared stake via funds and the CIO.

RTW Investments and Dr. Roderick Wong report shared ownership of 5,940,866 shares, equal to 9.99%, calculated on February 28, 2026 with assumed exercise of 317,341 warrants. The filing attributes voting and dispositive power as shared rather than sole.

Cash‑flow treatment and any planned disposition are not stated in the excerpt; future filings would disclose transactions if holders trade. The immediate investor takeaway is an identified large, shared position that may influence governance or liquidity depending on later actions.

Shared power and fund-level ownership are emphasized; an RTW fund holds >5%.

The filing specifies that the RTW Funds have the right to receive dividends or proceeds and that RTW Master Fund Ltd. holds more than 5% of the class. Voting and dispositive powers are reported as shared for both Reporting Persons.

Because the position is reported on a Schedule 13G/A, the disclosure signals passive institutional ownership reporting rather than an active Section 13(d) acquisition. Subsequent Form 13D/4 filings would be required if the intent or control status changes.

Shares beneficially owned 5,940,866 shares shared ownership reported by RTW Investments and Dr. Wong
Percent of class 9.99% percentage assuming exercise of warrants, calculated on <date>February 28, 2026</date>
Warrants assumed exercisable 317,341 warrants maximum exercisable given current outstanding shares per filing
Shares outstanding 59,150,790 shares reported as of <date>February 28, 2026</date> from company 10-K
Warrants financial
"assume the exercise of warrants held by the Reporting Persons to purchase 317,341 Shares"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
Beneficially owned regulatory
"Amount beneficially owned: The information required by Item 4(a) is set forth"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Shared dispositive power regulatory
"Shared dispositive power 5,940,866.00"
Schedule 13G/A regulatory
"filed an amended Schedule 13G/A reporting shared beneficial ownership"
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What stake does RTW Investments report in Stoke Therapeutics (STOK)?

RTW Investments and Roderick Wong report shared beneficial ownership of 5,940,866 shares, equal to 9.99% of the class. This percentage assumes exercise of 317,341 warrants and is calculated on February 28, 2026 using 59,150,790 shares outstanding.

Does the filing show who controls voting or sale decisions for the shares?

The filing reports shared voting and shared dispositive power for both RTW Investments and Dr. Wong. It states the RTW Funds have the right to receive dividends or sale proceeds, and RTW Master Fund Ltd. holds over 5%.

Are warrants included in RTW's reported ownership for STOK?

Yes. The reported 9.99% calculation assumes the exercise of 317,341 warrants held by the Reporting Persons, limited by a 9.99% ownership cap under the warrant terms as described in the filing.

Is this Schedule 13G/A indicative of an activist intent for STOK?

No. The filing is a Schedule 13G/A amendment reporting passive ownership at the fund level. It does not state activist intentions; any change to active intent or control would require a different filing such as a Form 13D.

What is the effective outstanding share count used in the filing for STOK?

The filing uses an outstanding share count of 59,150,790 shares as of February 28, 2026, sourced from the company’s Annual Report on Form 10-K referenced in the amendment.





86150R107

(CUSIP Number)
03/31/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



RTW Investments, LP
Signature:/s/ Roderick Wong, M.D.
Name/Title:Roderick Wong, M.D., Managing Partner
Date:05/15/2026
Roderick Wong
Signature:s/ Roderick Wong, M.D.
Name/Title:Roderick Wong, M.D.
Date:05/15/2026
Exhibit Information

Exhibit 99.1 Joint Filing Agreement (incorporated by reference to Exhibit 1 to the Reporting Persons' Schedule 13G filed with the SEC on February 12, 2021).