Barry Sternlicht (NYSE: STWD) logs 3,661-share entity transfer
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
STARWOOD PROPERTY TRUST, INC. CEO and chairman Barry Sternlicht reported an internal restructuring of 3,661 shares of common stock coded as an "other" transaction among entities he controls. One footnote explains the shares were distributed by the company’s external manager to certain employees and affiliated persons.
Sternlicht is shown holding about 14,296,027 STWD shares directly and 3,294,303 shares indirectly through controlled entities after the transactions, and he disclaims beneficial ownership of indirectly held securities beyond his pecuniary interest. The filing reflects entity-level adjustments rather than open-market buying or selling.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
STERNLICHT BARRY S
Role
CEO, Chairman of the Board
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock | 3,661 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 3,294,303 shares (Indirect, By controlled entities);
Common Stock — 14,296,027 shares (Direct, null)
Footnotes (1)
- Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Key Figures
Restructured shares: 3,661 shares
Direct holdings after transaction: 14,296,027 shares
Indirect holdings after transaction: 3,294,303 shares
+1 more
4 metrics
Restructured shares
3,661 shares
Common Stock coded as other transaction on 2026-04-22
Direct holdings after transaction
14,296,027 shares
Common Stock held directly following 2026-04-22 entry
Indirect holdings after transaction
3,294,303 shares
Common Stock held by controlled entities following restructuring
Restructuring shares count
3,661 shares
Classified as restructuring in transaction summary
Key Terms
transaction code J, By controlled entities, pecuniary interest, beneficial ownership, +1 more
5 terms
transaction code J financial
"transaction_code: "J" with description "Other acquisition or disposition""
By controlled entities financial
"nature_of_ownership: "By controlled entities" for indirect holdings"
pecuniary interest financial
"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"
beneficial ownership financial
"the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
What insider transaction did STWD CEO Barry Sternlicht report?
Barry Sternlicht reported an internal reclassification of 3,661 STWD common shares coded as an "other" transaction. The shares were moved among entities he controls, reflecting restructuring rather than open-market buying or selling activity.
What are Barry Sternlicht’s indirect STWD holdings after this Form 4?
The Form 4 shows 3,294,303 STWD common shares held indirectly through entities he controls. A footnote states he disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the controlled entities.
How are controlled entities involved in Barry Sternlicht’s STWD holdings?
The filing notes securities are held by entities directly or indirectly controlled by Barry Sternlicht, including the manager and related entities. He reports these indirect holdings but disclaims beneficial ownership beyond his economic, or pecuniary, interest in those entities.