Form 144: Restricted‑stock sale notice (STZ)

Rhea-AI Filing Summary

Issuer submitted a Form 144 notice related to proposed sales of restricted stock. The filing lists multiple restricted-stock lots from 07/23/2015 through 07/01/2020 with quantities of 103, 712, 360, 340, 315, and 170 shares respectively. The broker listed is Morgan Stanley Smith Barney LLC.

Key Figures

Restricted stock lot: 103 shares Restricted stock lot: 712 shares Restricted stock lot: 360 shares +3 more

6 metrics

Restricted stock lot 103 shares grant date 07/23/2015

Restricted stock lot 712 shares grant date 07/22/2016

Restricted stock lot 360 shares grant date 07/20/2017

Restricted stock lot 340 shares grant date 07/18/2018

Restricted stock lot 315 shares grant date 07/17/2019

Restricted stock lot 170 shares grant date 07/01/2020

Key Terms

Restricted Stock, Form 144, Broker/Dealer

3 terms

Restricted Stock financial

"Common | 07/23/2015 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker/Dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

A broker/dealer is a firm or person that both carries out trades for clients (broker) and buys or sells securities from its own inventory (dealer). Think of it as a shop that can take customer orders and also sell items off its own shelves. Investors care because broker/dealers connect buyers and sellers, influence the price and speed of trades, hold securities or cash for short periods, and can create conflicts of interest that affect trade cost and reliability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/27/2026 - 04:13 PM Learn about SEC filing dates

FAQ

What does the Form 144 for STZ list?

The Form 144 lists proposed sales of restricted stock in specific grant lots. It shows grant dates from 07/23/2015 to 07/01/2020 and per‑lot quantities of 103, 712, 360, 340, 315, and 170 shares.

Who is the broker handling the proposed sales in the Form 144?

The broker named is Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor. The filing lists this broker as the intermediary for the proposed restricted‑stock sales.

Are the listed securities described as restricted or unrestricted?

The filing explicitly identifies the securities as Restricted Stock. Each row in the excerpt labels the lots as restricted and ties them to specific grant dates between 2015 and 2020.

What grant dates and share counts appear on the Form 144 excerpt?

Grant dates and counts shown are 07/23/2015 (103), 07/22/2016 (712), 07/20/2017 (360), 07/18/2018 (340), 07/17/2019 (315), and 07/01/2020 (170).

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	307830.00	172172544	04/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/23/2015	Restricted Stock	Issuer			103	07/23/2015	Not Applicable
Common	07/22/2016	Restricted Stock	Issuer			712	07/22/2016	Not Applicable
Common	07/20/2017	Restricted Stock	Issuer			360	07/20/2017	Not Applicable
Common	07/18/2018	Restricted Stock	Issuer			340	07/18/2018	Not Applicable
Common	07/17/2019	Restricted Stock	Issuer			315	07/17/2019	Not Applicable
Common	07/01/2020	Restricted Stock	Issuer			170	07/01/2020	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)