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SUMA Acquisition Corp (SUMAU) CFO files Form 3 with no reported holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SUMA Acquisition Corp filed an initial ownership report for Chief Financial Officer David Michael King. This Form 3 does not list any common stock or derivative holdings and shows no reported transactions. It simply establishes his status as an officer subject to insider reporting requirements going forward.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
King David Michael

(Last) (First) (Middle)
6543 LAS VEGAS BLVD S.

(Street)
LAS VEGAS NV 89119

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/10/2026
3. Issuer Name and Ticker or Trading Symbol
SUMA Acquisition Corp [ SUMA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ David King 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does SUMAU’s Form 3 filing for David Michael King indicate?

The Form 3 for SUMA Acquisition Corp’s CFO David Michael King establishes him as an insider subject to reporting rules. It lists no current holdings or transactions, serving as an initial baseline for future Form 4 or Form 5 activity disclosures.

Did the SUMAU Form 3 disclose any stock transactions by the CFO?

No, the Form 3 shows no stock transactions by SUMA Acquisition Corp’s CFO. Transaction counts and share quantities for buys, sells, exercises, gifts, and tax withholdings are all zero, indicating there were no reportable trades in this initial ownership statement.

Does SUMA Acquisition Corp’s CFO report any share ownership on this Form 3?

The Form 3 shows no reported common stock or derivative holdings for SUMA Acquisition Corp’s CFO. Holding entries and derivative summaries are both zero, so this filing does not disclose any current equity position, only his status as a reporting officer.

What role does David Michael King hold at SUMA Acquisition Corp?

David Michael King is identified as the Chief Financial Officer of SUMA Acquisition Corp. This officer role makes him a reporting person under SEC rules, requiring this Form 3 and future filings if he acquires, disposes of, or holds company securities.

Are there any derivative securities reported for SUMAU’s CFO on this Form 3?

No derivative securities are reported for SUMA Acquisition Corp’s CFO on this Form 3. The derivative summary is empty, and derivative transaction counts are zero, so there are no options, warrants, or other derivative positions disclosed in this initial statement.
SUMA ACQUISITION CORP

NASDAQ:SUMAU

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