Welcome to our dedicated page for SUNation Energy SEC filings (Ticker: SUNE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SUNation Energy, Inc. (Nasdaq: SUNE) SEC filings page on Stock Titan provides access to the company’s regulatory documents as filed with the U.S. Securities and Exchange Commission. SUNation Energy is a Delaware corporation whose common stock trades on The Nasdaq Stock Market LLC under the symbol SUNE, and its filings offer detailed insight into its solar, storage, and energy services business and capital structure.
Investors can review current reports on Form 8-K, where SUNation Energy discloses material events such as financing transactions, at-the-market offering agreements, warrant terminations, changes in independent registered public accounting firms, and updates to investor presentations. Certain 8-K filings also describe the company’s merger history, contingent value rights arrangements, and the final distribution and termination of its CVR agreement.
The company’s proxy materials on Schedule 14A provide information on annual meetings of shareholders, including proposals to elect directors, ratify the independent registered public accounting firm, amend the 2022 equity incentive plan, and approve potential adjournments. These documents outline voting rights, quorum requirements, and the mechanics of virtual shareholder meetings.
Through this page, users can also access SUNation Energy’s periodic reports, such as Forms 10-Q and 10-K, via the SEC’s EDGAR system. These filings contain consolidated financial statements, segment information for SUNation and Hawaii Energy Connection, and discussions of risk factors and non-GAAP measures such as Adjusted EBITDA referenced in the company’s public communications.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, explain complex sections in plain language, and help readers quickly understand the implications of items like new financing agreements, auditor changes, or equity plan amendments. Real-time updates ensure that new 8-Ks, proxy statements, and other filings for SUNE appear promptly, while tools for viewing insider-related documents, such as Forms 3, 4, and 5 when available, support analysis of ownership and potential insider activity.
SUNation Energy, Inc. (SUNE) disclosed a First Amendment to its Agreement and Plan of Merger with Suniva, Inc. and SUNation Merger Sub, Inc., under which Merger Sub will merge into Suniva, leaving Suniva as a wholly owned subsidiary of SUNation if closing conditions are satisfied or waived.
The amendment adjusts terms around SUNation insider indebtedness: SUNation will use reasonable best efforts to repay or convert up to $2,608,303 of related party loans into equity at a fixed conversion price of $2.26 per share, with any conversion subject to SUNation stockholder approval. If stockholders do not approve the conversion, Suniva agrees to repay the outstanding loans and accrued interest within 10 calendar days after closing, and to repay other remaining related party loans and accrued interest at closing. SUNation and Suniva also entered into a consent letter allowing certain completed financings and securities issuances by Suniva, while capping further or committed issuances in excess of 5% of Suniva’s fully diluted shares on a pro forma basis without additional SUNation written consent.
SUNation Energy, Inc. (SUNE) amended its Agreement and Plan of Merger with Suniva, Inc. and SUNation Merger Sub, Inc. through a First Amendment dated September 4, 2026, refining terms around insider indebtedness and Suniva financings ahead of the planned merger.
Under the amendment, SUNation will use reasonable best efforts to repay or convert to equity up to $2,608,303 in related party loans at a fixed conversion price of $2.26 per share, with any conversion subject to SUNation stockholder approval. If stockholders do not approve the conversion, Suniva agrees to repay the outstanding loans and accrued interest within 10 calendar days after the merger closes and to repay other remaining related party loans and accrued interest at closing.
Through a concurrent consent letter, SUNation consented to certain completed Suniva financings, including securities issuances, while limiting any further or committed issuances above 5% of Suniva’s fully diluted shares on a pro forma basis without additional SUNation written consent. Extensive forward-looking statements highlight risks that the merger or related financings may not close, regulatory and stockholder approvals may not be obtained, and that market, operational and policy factors, including the One Big Beautiful Act of 2025 and Section 45X incentives, could affect the combined business.
SUNation Energy, Inc. (SUNE) reports that its proposed merger partner, Suniva, Inc., has executed a financing transaction to support a planned expansion of Suniva’s manufacturing facilities and solar cell capacity through a new, significantly larger facility in Laurens County, South Carolina. The expansion is described in a Suniva press release furnished as Exhibit 99.1.
The filing reiterates the previously announced Agreement and Plan of Merger under which Suniva would become a wholly owned subsidiary of SUNation and outlines extensive forward-looking statements and risk factors, including the possibility the merger may not close, challenges in financing and building the new facility, market and policy risks affecting residential solar, capital needs, and Nasdaq listing risks.
SUNation states that a registration statement on Form S-4 containing a proxy statement/prospectus is expected to be filed in connection with the proposed transaction and urges investors and stockholders to read those materials when available. The report emphasizes that it does not constitute an offer or solicitation for any securities.
SUNation Energy, Inc. (SUNE) reported that merger partner Suniva, Inc. has completed an $835 million debt and equity capital raise to fund a major U.S. solar cell capacity expansion. The financing will support construction of a new 4.5 GW high‑efficiency solar cell facility in Laurens County, South Carolina, expected to be completed in late 2027 with full ramp in 2028.
Suniva’s existing Norcross, Georgia plant provides 1 GW of capacity, so the new facility is expected to take total capacity to 5.5 GW. The Laurens County project is described as fully funded with an approximate $600 million investment and an anticipated 564 advanced manufacturing jobs in a 621,468 square foot building. SUNation and Suniva continue to pursue their previously announced reverse merger, which remains subject to stockholder approvals, SEC effectiveness of a Form S‑4, Nasdaq listing approval and other closing conditions, and is subject to extensive risks highlighted in the disclosure.
SUNation Energy, Inc. (SUNE) has a new large shareholder disclosure. Pinnacle Family Office Investments, L.P. and Barry M. Kitt jointly report beneficial ownership of 625,000 shares of SUNation Energy common stock, representing 9.6% of the class. The filing states that they have sole voting and sole dispositive power over all 625,000 shares, with no shared voting or dispositive power.
SUNATION ENERGY, INC. has a large shareholder group consisting of Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, its investment manager Ayrton Capital LLC, and Ayrton’s managing member, Waqas Khatri. These reporting persons collectively report 361,881 shares of SUNATION common stock, par value $0.05 per share, as of June 30, 2026. Based on 4,123,106 shares outstanding as of May 5, 2026 (as referenced from a quarterly report), this position represents 8.78% of the company’s common stock.
The filing states that the shares are held by the Cayman Islands–based Alto Opportunity Master Fund, with Ayrton Capital LLC, a Delaware limited liability company, acting as investment manager, and Waqas Khatri as managing member. Each reporting person has sole voting and dispositive power over 361,881 shares and no shared power. The position is subject to a 9.99% beneficial ownership blocker, limiting ownership to under that threshold.
SUNation Energy, Inc. reported weak results for the quarter ended June 30, 2026 as the U.S. residential solar market adjusted to the expiration of the One Big Beautiful Bill Act Section 25D tax credit. Sales were $8.16 million, down 37.5% from $13.06 million a year earlier, and gross profit fell to $2.13 million, down 56.0%. Operating expenses declined 24.1% to $5.31 million, but the company still posted an operating loss of $3.18 million. Net loss narrowed to $3.34 million from $9.61 million, largely due to the absence of prior-year non‑cash fair value charges.
Liquidity remained tight but improved sequentially. Cash and cash equivalents were $3.06 million at June 30, 2026, up from $1.69 million at March 31, 2026, supported by $2.7 million of equity raised in a private placement at $1.13 per share. Working capital was a negative $3.22 million. Operating cash outflow for Q2 was $1.10 million, and Adjusted EBITDA loss widened to $1.74 million. SUNation NY revenue declined to $5.38 million and Hawaii revenue to $2.79 million, both down year over year. The company advanced strategic actions including cost reductions, debt management, an at‑the‑market equity program, and a planned reverse merger with Suniva, Inc. targeted for closing in the fourth quarter of 2026, subject to customary conditions and approvals.
Sunation Energy, Inc. reported sharply lower revenue and continued losses for the quarter and six months ended June 30, 2026 while restructuring its balance sheet and pursuing strategic alternatives, including a planned merger with Suniva, Inc.
Sales fell to $8.2 million for the quarter and $15.4 million for the first half of 2026, down from $13.1 million and $25.7 million a year earlier, as SUNation NY and HEC both saw declines. Gross profit roughly halved year over year in both periods, and the company recorded a six‑month operating loss of $7.5 million and net loss of $7.4 million, widening from 2025.
Cash and cash equivalents decreased to $3.1 million from $7.2 million at December 31, 2025, driven by $6.3 million of net cash used in operating activities. To bolster liquidity and reduce leverage, the company raised $2.7 million in a June 2026 PIPE equity offering, used at‑the‑market sales, converted $1.2 million of a SUNation NY long‑term note into equity, and previously repaid several high‑cost loans, while drawing $800,000 under a related‑party revolving credit facility.
AWM Investment Company, Inc. reported beneficial ownership of 820,000 shares of SUNation Energy, Inc. common stock, representing 19.9% of the class, as investment adviser to Special Situations Private Equity Fund, L.P. AWM states it has sole voting and sole dispositive power over these shares. The filing is signed by Adam Stettner on 07/08/2026.
SUNation Energy, Inc. ownership disclosure: Jane Street Group, LLC and affiliated subsidiaries report beneficial ownership of 211,110 shares of Common Stock, representing 5.1% of the class as of 06/26/2026. The filing shows shared voting and shared dispositive power over the 211,110 shares, with Jane Street Capital, LLC holding 156,266 shares and Jane Street Global Trading, LLC holding 54,844 shares. Signatures dated 07/02/2026 appear on the filing.