STOCK TITAN

Sunrise Realty Trust (SUNS) president reports 13,384-share restricted stock grant

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tannenbaum Robyn reported acquisition or exercise transactions in this Form 4 filing.

Sunrise Realty Trust, Inc. President Robyn Tannenbaum reported receiving a grant of 13,384 shares of common stock as restricted stock under the company’s stock incentive plan, valued at $9.34 per share. The award will vest over three years, with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment under the grant agreement.

Following this grant, she directly holds 46,516 common shares. The filing also lists several large indirect holdings, including blocks of 15,000, 1,000, 585,681, 58,958 and 3,024,610 shares held through family trusts, a family foundation and her spouse, where she generally disclaims beneficial ownership except to the extent of any pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tannenbaum Robyn

(Last) (First) (Middle)
525 OKEECHOBEE BLVD
SUITE 1650

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sunrise Realty Trust, Inc. [ SUNS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/19/2026 A 13,384(1) A $9.34 46,516 D
Common Stock 15,000 I See footnote(2)
Common Stock 1,000 I By reporting person as UTMA custodian for daughters
Common Stock 585,681 I See footnote(3)
Common Stock 58,958 I See footnote(4)
Common Stock 3,024,610 I Held by spouse(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.
2. These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
3. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
4. These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
5. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks:
/s/ Brandon Hetzel, as Attorney-in-Fact 02/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SUNS President Robyn Tannenbaum report on this Form 4?

Robyn Tannenbaum reported receiving a grant of 13,384 shares of Sunrise Realty Trust common stock as restricted stock. The grant was priced at $9.34 per share and recorded as an acquisition under the company’s stock incentive plan, increasing her directly held shares to 46,516.

How do Robyn Tannenbaum’s restricted SUNS shares vest over time?

The 13,384 restricted shares vest over three years, with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026. Vesting is subject to early termination and adjustment terms contained in the applicable restricted stock grant agreement.

What are Robyn Tannenbaum’s direct and indirect SUNS share holdings after this grant?

After the grant, Robyn Tannenbaum directly holds 46,516 shares of Sunrise Realty Trust common stock. The Form 4 also reports several indirect positions totaling 15,000, 1,000, 585,681, 58,958 and 3,024,610 shares held through family trusts, a family foundation and her spouse.

How are family trusts and foundations involved in SUNS shares related to Robyn Tannenbaum?

Certain Sunrise Realty Trust shares are held by family-focused entities such as the Sunny 5 Irrevocable Trust, the Tannenbaum Family Foundation and the Tannenbaum Family 2012 Trust. Footnotes state she disclaims beneficial ownership of these securities except to the extent of any pecuniary interest.

Does Robyn Tannenbaum have SUNS shares held for family members as custodian or through her spouse?

Yes. The filing reports 1,000 shares held by her as UTMA custodian for her daughters and 3,024,610 shares held by her spouse. A footnote states she disclaims beneficial ownership of certain securities, including those held by her spouse, except for any pecuniary interest.
Sunrise Realty Trust Inc

NASDAQ:SUNS

SUNS Rankings

SUNS Latest News

SUNS Latest SEC Filings

SUNS Stock Data

125.75M
9.63M
REIT - Mortgage
Real Estate Investment Trusts
Link
United States
WEST PALM BEACH