Sunrise Realty chair buys 50,000 shares at $7.50

Sunrise Realty Trust, Inc. (SUNS) Executive Chairman, director, and more-than-10% owner Leonard M. Tannenbaum reported purchasing 50,000 shares of common stock on 2026-08-13 at $7.50 per share in an open-market or private transaction.

Rhea-AI Filing Summary

Sunrise Realty Trust, Inc. (SUNS) Executive Chairman, director, and more-than-10% owner Leonard M. Tannenbaum reported purchasing 50,000 shares of common stock on 2026-08-13 at $7.50 per share in an open-market or private transaction. Following this transaction, he directly holds 3,142,719 shares of common stock. Additional common shares are reported as held indirectly through a family foundation and family trusts, where he serves in certain roles and disclaims beneficial ownership except to the extent of his pecuniary interest, as well as 1,000 shares held as UTMA custodian for his son and 46,516 shares held by his spouse, for which he also disclaims beneficial ownership.

Insider Trade Summary

Net Buyer: 50,000 shares

Net Buy 6 txns

Insider TANNENBAUM LEONARD M

Role Executive Chairman

Bought 50,000 shs ($375K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	50,000	$7.50	$375K
holding	Common Stock F1	--	--	--
holding	Common Stock F2	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock F3	--	--	--
holding	Common Stock F4	--	--	--

Holdings After Transaction: Common Stock — 3,142,719 shares (Direct); Common Stock — 659,639 shares (Indirect, See footnote); Common Stock — 1,000 shares (Indirect, By reporting person as UTMA custodian for son); Common Stock — 46,516 shares (Indirect, Held by spouse)

Footnotes (4)

1. F1. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
2. F2. These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
3. F3. These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
4. F4. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Key Figures

Shares purchased: 50,000 shares Purchase price: $7.50 per share Direct holdings after transaction: 3,142,719 shares +2 more

5 metrics

Shares purchased 50,000 shares Common Stock purchase on 2026-08-13

Purchase price $7.50 per share Common Stock transaction on 2026-08-13

Direct holdings after transaction 3,142,719 shares Common Stock directly held following the 50,000-share purchase

UTMA custodian holdings 1,000 shares Common Stock held by reporting person as UTMA custodian for son

Spouse-held shares 46,516 shares Common Stock held by spouse, with beneficial ownership disclaimed

Key Terms

pecuniary interest, beneficial ownership, UTMA custodian, more-than-10% owner

4 terms

pecuniary interest financial

"except to the extent of his pecuniary interest"

beneficial ownership financial

"disclaims beneficial ownership of the reported securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

UTMA custodian financial

"By reporting person as UTMA custodian for son"

more-than-10% owner financial

"is_ten_percent_owner": 1"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SUNS Executive Chairman Leonard M. Tannenbaum report on this Form 4?

Leonard M. Tannenbaum reported purchasing 50,000 shares of Sunrise Realty Trust (SUNS) common stock on 2026-08-13 at $7.50 per share. The transaction is coded as a purchase in an open-market or private transaction, increasing his directly held common shares.

How many SUNS shares does Leonard M. Tannenbaum hold directly after this transaction?

After the reported purchase, Leonard M. Tannenbaum directly holds 3,142,719 shares of Sunrise Realty Trust common stock. This figure reflects his direct ownership position following the 50,000-share acquisition reported as of 2026-08-13.

At what price did Leonard M. Tannenbaum buy SUNS shares in this Form 4 filing?

He bought the SUNS common shares at $7.50 per share on 2026-08-13. The filing describes the transaction as a purchase in an open market or private transaction, with the reported price stated on a per-share basis.

What indirect SUNS holdings related to Leonard M. Tannenbaum are disclosed in this filing?

The filing reports indirect holdings through a family foundation, the Sunny 5 Irrevocable Trust, and the Tannenbaum Family 2012 Trust, plus 1,000 shares held as UTMA custodian for his son and 46,516 shares held by his spouse, with disclaimers of beneficial ownership where stated.

Does this SUNS Form 4 state that the transaction was under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and there is no footnote indicating that the 50,000-share purchase was made pursuant to a pre-arranged trading plan, so the transaction is not reported as 10b5-1.

What is Leonard M. Tannenbaum’s role at Sunrise Realty Trust (SUNS) as shown in this filing?

He is identified as Executive Chairman, a director, and a more-than-10% owner of Sunrise Realty Trust, Inc. These roles are explicitly checked in the reporting person information section of the Form 4 submission.

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Available on EDGAR 08/17/2026 - 04:50 PM Accepted by SEC EDGAR 08/17/2026 - 04:50 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TANNENBAUM LEONARD M

(Last) (First) (Middle)

525 OKEECHOBEE BLVD

SUITE 1650

(Street)

WEST PALM BEACH FLORIDA 33401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sunrise Realty Trust, Inc. [ SUNS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/13/2026		P		50,000	A	$7.5	3,142,719	D
Common Stock								585,681	I	See footnote(1)
Common Stock								15,000	I	See footnote(2)
Common Stock								1,000	I	By reporting person as UTMA custodian for son
Common Stock								58,958	I	See footnote(3)
Common Stock								46,516	I	Held by spouse(4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

2. These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

3. These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

4. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Remarks:

	/s/ Brandon Hetzel, as Attorney-in-Fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)